401(K) ADVISORS INC
23 known aliases resolved via the canonical alias map
Market position · 2024
Plans served24+3 YoYRank #648 of mapped providers
Assets under administration$6.5B0.0%Market share · rank #1617
Fees received$931,244Median $33,100/planSum across Schedule C direct + indirect
Net wins YoY+36 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical 401(K) ADVISORS INC plan look like?
Service mix · median fees per plan
Count of plans where 401(K) ADVISORS INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 16 | $33,282 | |
Direct payment from the plan; Accounting (including auditing)Code 10 | 2 | $75,981 | |
Other commissionsCode 55 | 2 | $30,305 | |
Securities brokerage; Securities brokerage commissions and fees; Direct payment from the plan; Investment advisory (participants); Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 1 | $21,920 | |
Investment advisory (plan); Investment advisory (participants)Code 26 | 1 | $29,448 | |
Investment management; Direct payment from the planCode 28 | 1 | $10,000 | |
Other feesCode 99 | 1 | $34,200 |
Competitor overlap
Percent of 401(K) ADVISORS INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under 401(K) ADVISORS INC.
| Sponsor | From | Assets |
|---|---|---|
RALPH LAUREN CORPORATIONNJ · 132622036-001 | COHNREZNICK LLP | $827M |
ONESKY, LLCOH · 320409140-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $502M |
MASONITE CORPORATIONFL · 640198020-101 | CHARLES SCHWAB & CO., INC. | $324M |
HEALTHSMART MANAGEMENT SERVICES ORGANIZATIONS INCCA · 931209030-001 | NFP RETIREMENT INC | $13M |
BREAKERS UNLIMITEDIN · 351801594-001 | (new plan) | $12M |
Plans lost in 2024
Appeared last year under 401(K) ADVISORS INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
MOMENTIVE PERFORMANCE MATERIALSOH · 341839929-002 | VOYA RETIREMENT INSURANCE & ANNUITY | $86M |
MOMENTIVE TECHNOLOGIESOH · 341839929-001 | OCTOBER THREE CONSULTING LLC | $27M |
CACO PACIFIC CORPORATIONCA · 953966827-010 | (new plan) | $13M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
OHIO OPERATING ENGINEERS PENSION PLANOH · 316129968-001 | $3.6B | 19,523 | $60,765 | 9y | - |
RALPH LAUREN CORPORATIONNJ · 132622036-001 | $827M | 15,021 | $91,197 | 1y | - |
ONESKY, LLCOH · 320409140-001 | $502M | 4,688 | $34,200 | 2y | 1 |
LEGO SYSTEMS, INCCT · 060891387-002 | $429M | 6,399 | $32,000 | 10y | 1 |
MASONITE CORPORATIONFL · 640198020-101 | $324M | 6,106 | $10,000 | 1y | 1 |
NATIONAL MARROW DONOR PROGRAMMN · 840865803-002 | $174M | 2,153 | $25,000 | 6y | 1 |
ON LOK INC.CA · 943101464-001 | $119M | 1,509 | $50,000 | 6y | - |
NATIONAL MARROW DONOR PROGRAMMN · 840865803-001 | $119M | 2,216 | $21,000 | 6y | - |
RADIOLOGY CONSULTANTS OF IOWA, PLCIA · 421480598-011 | $63M | 121 | $21,920 | 8y | - |
MOSSY NISSAN INCCA · 953767471-001 | $56M | 1,023 | $73,292 | 9y | - |
Flag exposure
87.5%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (23)
Raw Schedule C names collapsed into 401(K) ADVISORS INC.
- 401 (K) ADVISORS, INC
- 401 ADVISORS INC
- 401 K ADVISORS
- 401 K ADVISORS INC
- 401(K) ADVISORS
- 401(K) ADVISORS INC
- 401(K) ADVISORS INC.
- 401(K) ADVISORS LLC
- 401(K) ADVISORS, INC
- 401(K) ADVISORS, INC.
- A.M.I.C. ADVISORS
- C & P ADVISORS, LLC
- C&P ADVISORS LLC
- C&P ADVISORS, LLC
- C&P ADVISORS. LLC
- GO ADVISORS
- I4 ADVISORS, LLC
- NI ADVISORS
- US ADVISORS, INC
- US ADVISORS, INC.
- WF ADVISORS
- WF ADVISORS LLC
- WF ADVISORS, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for 401(K) ADVISORS INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 5 | 20.83% | 1.71% | +19.12 pp |
| Failed to provide benefit | 1 | 4.17% | 0.14% | +4.03 pp |
| Corrective distributions | 7 | 29.17% | 1.76% | +27.41 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with 401(K) ADVISORS INC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).