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Retirement plan

AMSTED INDUSTRIES INCORPORATED EMPLOYEES' STOCK OWNERSHIP PLAN

AMSTED INDUSTRIES INCORPORATEDEIN 36-0730380Plan #004PY 2020
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180 N STETSON, SUITE 1800 - CHICAGO, IL 606016808312-645-1700amsted.comLinkedIn10001+ employeesmechanical or industrial engineering
Other plans on this EIN
4 filings
#002Retirement-$580.0M assets#026Retirement-$176.0M assets#080Retirement-$48.1M assets#124Retirement-$31K assets
Prospect flagsLow returnsHigh assets / participantLow employer contributionLow participant contributionWind-down / frozen

Filing contacts

From the Form 5500, federal record
Plan sponsor & administrator signer
WAYNE LUCE
Signed 07/13/2021
(312) 645-1700
How to read this page

Summary metrics

Total assets (EOY)
$3000.9M
-9.4% from 2017
Total participants
7,991
-1.0% from 2017
Average account balance
$376,199
-8.7% from 2017
Annual return
-0.10%
-34.35 pp from 2017

Benchmarks

See 763 peers
Peer group
Industry33 - Manufacturing
Plan typeDefined contribution
Participants1,000-4,999
Cohort763 peers
Snapshot2020
Participant deferral / active EE
$0
median $4,742
Employer contribution / active EE
$0
median $2,193
Participation rate
99.6%
median 94.4%
Avg account balance
$376,199
median $89,343
Admin fee / account holder
$0
median $87
Annual return
-0.10%
median 15.94%
Overall peer rank
48th percentileavg across 6 metrics

Analytics

2016 - 2024
Total assets (EOY)
Plan-year ending balance
$4.44B
Average account balance
Total assets / participants with a balance (line 6g)
$475K
Participants with account balance
Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.
9,344
Eligible Participants and Participation
Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.
99.6%
Contributions (total)
Employer and participant dollars contributed each year
Not enough data
0 years with contributions on file
Contributions per participant
Average employer and participant contribution per enrolled participant
Not enough data
0 years with per-participant contribution data
Asset flow
BOY + contributions + return - distributions = EOY
Year
Annual return
Diverging bars; negative years highlighted
+29.97%
Admin fee / account holder
Total admin expenses / participants with a balance (line 6g)
$0
Asset composition
Cash / stocks / bonds / mutual funds / real estate / loans over time
  • Mutual / pooled
  • Stocks
  • Bonds
  • Cash
  • Real estate
  • Loans

Service providers

Providers data not reported
Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Top hat statement on fileNQDC

Filed March 29, 2006 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

Open the filing PDF

Plan features & details

Pension benefit codes2I2O2Q3I
Plan features
  • 2I
    Stock bonus
    Stock bonus plan.
  • 2O
    ESOP other than a leveraged ESOP
    Employee stock ownership plan that is not leveraged.
  • 2Q
    ESOP maintained by an S corporation
    The employer maintaining this ESOP is an S corporation.
  • 3I
    Employer securities investment required
    Plan requiring that all or part of employer contributions be invested and held at least for a limited period in employer securities.

Opportunity flags

5 tripped
  • OpportunityLow participant contribution

    Participant contribution per participant is in the bottom quintile of the peer cohort.

  • OpportunityLow employer contribution

    Employer contribution per participant is in the bottom quintile of the peer cohort.

  • OpportunityLow returns

    Annual investment return is in the bottom quintile of the peer cohort.

  • InformationalHigh assets / participant

    Assets per participant exceed $250,000 - top-decile high-value plan.

  • InformationalWind-down / frozen

    Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.

Expense breakdown

Schedule H Part II
Plan-level admin expenses are zero - fees are likely paid at the master-trust level rather than the individual plan.

Audit opinion

Schedule H Part III
Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm
CROWE, LLP
Auditor EIN
350921680
Audit fees
(not subdivided)
Opinion code
Disclaimer