Assets by plan
Share of aggregate retirement assets
Sponsor portfolio
THE COMPLIANCE GROUP, INC.
EIN 47-0900334Professional, Scientific, and Technical ServicesLatest filing 2025
Plans
2
Retirement
2
$2.0M assets
Welfare
0
Participants
13
640 KACHINA DRIVE - SEDONA, AZ 86336760-571-5410
Plans on this EIN
2 filingsRetirement portfolio analytics
2 plans aggregated / $2.0M assets / 13 participantsParticipants by plan
Active + retired + deferred vested
Plan deep-dives
Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.Retirement#002
THE COMPLIANCE GROUP, INC. DEFINED BENEFIT PENSION PLAN
TraditionalDB
Assets$1.7M
Participants6
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Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
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Retirement#001
THE COMPLIANCE GROUP, INC. 401(K) & PROFIT SHARING PLAN
401k
Assets$307K
Participants7
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
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Retirement plans2
| Plan # | Name | Type | Assets | Participants | Latest year | |
|---|---|---|---|---|---|---|
| 002 | THE COMPLIANCE GROUP, INC. DEFINED BENEFIT PENSION PLAN | TraditionalDB | $1.7M | 6 | 2025 | |
| 001 | THE COMPLIANCE GROUP, INC. 401(K) & PROFIT SHARING PLAN | 401k | $307K | 7 | 2025 |
Retirement plans