Assets by plan
Share of aggregate retirement assets
84%top
Sponsor portfolio
WMS ADVISORS, LLC
EIN 37-1930388financial servicesLatest filing 2025
Plans
2
Retirement
2
$4.6M assets
Welfare
0
Participants
8
6135 PARK SOUTH DRIVE, SUITE 510 - CHARLOTTE, NC 28210301-294-7804wmsadvisors.comLinkedIn1-10 employeesfinancial services
Plans on this EIN
2 filingsRetirement portfolio analytics
2 plans aggregated / $4.6M assets / 8 participantsParticipants by plan
Active + retired + deferred vested
Plan deep-dives
Per-plan teasers. The full analytics (fees vs peers, audit grade, trajectory, counterparties) live on each plan detail page.Retirement#002
WMS ADVISORS LLC 401(K) SAFE HARBOR PLAN
401k
Assets$3.9M
Participants5
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement#003
WMS ADVISORS, LLC CASH BALANCE PLAN
CashBalance
Assets$728K
Participants3
Inside the deep dive
Fees vs peersAudit gradeAsset trajectoryContributionsSch C providers
Open plan deep dive
Retirement plans2
| Plan # | Name | Type | Assets | Participants | Latest year | |
|---|---|---|---|---|---|---|
| 002 | WMS ADVISORS LLC 401(K) SAFE HARBOR PLAN | 401k | $3.9M | 5 | 2025 | |
| 003 | WMS ADVISORS, LLC CASH BALANCE PLAN | CashBalance | $728K | 3 | 2025 |
Retirement plans