ZACKS INVESTMENT MANAGEMENT
advisor13 known aliases resolved via the canonical alias map
Market position · 2024
Plans served17-3 YoYRank #1058 of mapped providers
Assets under administration$35.7B0.0%Market share · rank #421
Fees received$1MMedian $57,960/planSum across Schedule C direct + indirect
Net wins YoY-41 won · 5 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical ZACKS INVESTMENT MANAGEMENT plan look like?
Service mix · median fees per plan
Count of plans where ZACKS INVESTMENT MANAGEMENT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by planCode 28 | 11 | $57,960 | |
Investment advisory (participants); Investment management fees paid directly by planCode 26 | 4 | $31,458 | |
Investment management fees paid directly by planCode 51 | 2 | $106,408 |
Competitor overlap
Percent of ZACKS INVESTMENT MANAGEMENT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under ZACKS INVESTMENT MANAGEMENT.
| Sponsor | From | Assets |
|---|---|---|
TP ICAP AMERICAS HOLDINGS INC.NY · 510631562-002 | Morgan Stanley | $599M |
Plans lost in 2024
Appeared last year under ZACKS INVESTMENT MANAGEMENT; not this year.
| Sponsor | To | Assets |
|---|---|---|
SAN DIEGO GAS & ELECTRIC COMPANYCA · 951184800-001 | T. Rowe Price | $1.9B |
BEALL'S INC.FL · 590243800-001 | Principal | $107M |
TRUSTEES OF PLUMBERS & STEAMFITTER PENSION TRUST FUNDKY · 311017514-001 | MELISSA LOGAN | $71M |
TWIN CITIES & VICINITY CONFERENCE BOARDMN · 061648015-001 | Prudential Retirement Insurance & Annuity Co. | $30M |
KEE SAFETY, INC.NY · 161170198-001 | Fidelity Investments | $15M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $182,377 | 10y | 1 |
DELTA AIR LINES, INC.GA · 580218548-014 | $15.9B | 17,776 | $45,073 | 2y | 1 |
TP ICAP AMERICAS HOLDINGS INC.NY · 510631562-002 | $599M | 2,038 | $5,842 | 1y | 1 |
I.U.O.E. LOCAL 132 PENSION FUNDWV · 556015364-001 | $559M | 4,062 | $308,854 | 10y | - |
TORRANCE HEALTH ASSOCIATIONCA · 330073515-001 | $436M | 2,854 | $113,617 | 7y | - |
TRUSTEES OF DISTRICT COUNCIL 82 PAINTING INDUSTRY PENSION PLANMN · 900585687-001 | $319M | 2,214 | $138,637 | 9y | - |
UNITED ANESTHESIA SERVICES, P.C.PA · 232856393-002 | $200M | 535 | $17,842 | 3y | 1 |
JT TRUSTEES SHEET METAL WKRS #7 ZONE 1 & 5 CITIESMI · 386234066-001 | $148M | 1,085 | $152,014 | 9y | - |
BRICKLAYERS UNION LOCAL NO 1 OF MISSOURI PENSION PLANMO · 516133505-001 | $130M | 1,630 | $99,198 | 7y | - |
JOINT BOARD OF TRUSTEES SHEET META WORKERS LOCAL 7, ZONE 2 PENSIONMI · 381616942-001 | $121M | 812 | $165,315 | 10y | - |
Flag exposure
94.1%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (13)
Raw Schedule C names collapsed into ZACKS INVESTMENT MANAGEMENT.
- LAWING FINANCIAL ASSOCIATES
- LAWING FINANCIAL ASSOCIATES INC
- LAWING FINANCIAL ASSOCIATES, INC
- LAWING FINANCIAL ASSOCIATES, INC.
- LAWLEY
- LAWLEY LLC
- ZACK'S INVESTMENT MANAGEMENT
- ZACKS
- ZACKS CAPITAL MANAGEMENT
- ZACKS INVESTMENT MANAGEMENT
- ZACKS INVESTMENT MANAGEMENT IN
- ZACKS INVESTMENT MANAGEMENT INC
- ZACKS INVESTMENT MANAGEMENT, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for ZACKS INVESTMENT MANAGEMENT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 5.88% | 1.71% | +4.17 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 17.65% | 1.76% | +15.89 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with ZACKS INVESTMENT MANAGEMENT. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on ZACKS INVESTMENT MANAGEMENT's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Batoff Associates | 2 | 11.8% |
| Ledbetter & Parisi LLC | 2 | 11.8% |
| Constangy Brooks Smith & Prophete | 1 | 5.9% |
| Hartnett Reyes-Jones LLC | 1 | 5.9% |
| Shumaker Loop & Kendrick LLP | 1 | 5.9% |
| Varnum LLP | 1 | 5.9% |