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Wellesley Asset Management

advisor

12 known aliases resolved via the canonical alias map

Market position · 2024

Plans served5+1 YoYRank #2816 of mapped providers
Assets under administration$919M0.0%Market share · rank #3987
Fees received$225,469Median $42,389/planSum across Schedule C direct + indirect
Net wins YoY+11 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Wellesley Asset Management plan look like?
Service mix · median fees per plan
Count of plans where Wellesley Asset Management ships each service code, and the median compensation they report under it.
ServicePlansMedian feesDistribution
Investment management fees paid directly by planCode 51
3$73,836
Investment advisory (plan)Code 27
1$5,090
Investment management; Investment management fees paid indirectly by planCode 28
1$0
Competitor overlap
Percent of Wellesley Asset Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Wellesley Asset Management.
SponsorFromAssets
NEW MEXICO PIPE TRADESNM · 516029978-002
Lord Abbett & Co LLC$85M
Plans lost in 2024
Appeared last year under Wellesley Asset Management; not this year.
SponsorToAssets
Top plans by assets
Searchable full list lands with the commercial layer.
PlanAssetsParticipantsFeesTenureFlags
SHEET METAL WORKERS LOCAL NO. 17 ANNUITY INCOME FUNDMA · 046394579-003
$656M4,044$010y-
B OF T IBEW LOCAL NOS 570 & 518 AND SOUTHERN AZ CHAP NECA PENSION PLANAZ · 866089862-001
$119M1,529$104,1546y-
NEW MEXICO PIPE TRADESNM · 516029978-002
$89M2,260$73,8362y-
B OF T IBEW LOCAL NOS 570 & 518 AND SOUTHERN AZ CHAP NECA ANNUITY PLANAZ · 866089862-002
$42M1,470$42,3896y-
NM STATE CONFERENCE OF THE MASONS' PENSION TRUST FUNDNM · 856073938-001
$13M461$5,0906y-
Flag exposure
80.0%Market: 89.1%
This provider
Market baseline

Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.

Aliases resolved (12)
Raw Schedule C names collapsed into Wellesley Asset Management.
  • KLEINBARD LLC
  • KLEINBARD, BELL & BRECKER
  • KLEINBARD, BELL, & BRECKER
  • WELLESLEY
  • WELLESLEY 1921 FUND
  • WELLESLEY ASSET MANAGEMENT
  • WELLESLEY ASSET MANAGEMENT, INC.
  • WELLESLEY INVESTMENT ADVISORS
  • WELLESLEY INVESTMENT ADVISORS, INC
  • WELLESLEY INVESTMENT MANAGEMENT INC
  • WELLESLEY MGT
  • WELLESLY INVESTMENT MANAGEMENT INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Wellesley Asset Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
FlagPlans flaggedProvider %Market %Delta
Recently terminated00.00%7.76%-7.76 pp
Fidelity bond gap00.00%26.94%-26.94 pp
Late contributions00.00%1.71%-1.71 pp
Failed to provide benefit00.00%0.14%-0.14 pp
Corrective distributions00.00%1.76%-1.76 pp
Loss discovered00.00%0.00%-0.00 pp
New-plan formation share
Share of plans filing for the first time each year that landed with Wellesley Asset Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Wellesley Asset Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
PartnerShared plans% of book
Baldwin Moffitt Behm LLP480.0%
Kelley Law Group360.0%