Victory Capital
advisor58 known aliases resolved via the canonical alias map
Market position · 2024
Plans served83+7 YoYRank #245 of mapped providers
Assets under administration$89.0B0.1%Market share · rank #168
Fees received$10MMedian $36,986/planSum across Schedule C direct + indirect
Net wins YoY+616 won · 10 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Victory Capital plan look like?
Service mix · median fees per plan
Count of plans where Victory Capital ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Investment managementCode 28 | 71 | $25,501 | |
Investment management fees paid directly by planCode 51 | 3 | $41,310 | |
Trustee (bank, trust company, or similar financial institution)Code 21 | 2 | $128,541 | |
Sub-transfer agency feesCode 60 | 2 | $0 | |
Custodial (securities); Direct payment from the plan; Contract Administrator; Trustee (bank, trust company, or similar financial institution); Shareholder servicing feesCode 13 | 1 | $97,807 | |
Participant loan processing; Float revenue; Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Participant communication; Direct payment from the plan; Redemption fees; Investment advisory (plan); Trustee (bank, trust company, or similar financial institution); Trustee (directed); Other services; Distribution (12b-1) fees; Shareholder servicing fees; Investment management fees paid indirectly by planCode 15 | 1 | $0 | |
Investment management; Custodial (securities)Code 19 | 1 | $58,761 | |
Distribution (12b-1) fees; Investment management fees paid directly by plan; Recordkeeping fees; Investment management; Direct payment from the plan; Investment advisory (plan)Code 27 | 1 | $865,039 |
Competitor overlap
Percent of Victory Capital's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Victory Capital.
| Sponsor | From | Assets |
|---|---|---|
BD OF TRUSTEES SHEET METAL WORKERS' NATIONAL PENSION FUNDVA · 526112463-001 | WAMCO | $8.9B |
NEXTERA ENERGY, INC.FL · 592449419-001 | Mackay Shields LLC | $5.3B |
BOT OF THE NORTH ATLANTIC STATES CARPENTERS PENSION FUNDMA · 516040899-001 | Hardman Johnston Global Advisors | $5.1B |
BOT OF THE NORTH ATLANTIC STATES CARPENTERS GUARANTEED ANNUITY FUNDMA · 042776873-001 | Abrdn Inc | $3.8B |
W PA TEAMSTERS & EMPLOYERS PENSIONPA · 256029946-001 | Prudential Investment Management | $1.6B |
EQUIFAX, INCGA · 580401110-003 | SEE NOTE *6 | $1.5B |
BOARD OF TRUSTEES INDIANA STATE COUNCIL OF CARPENTERS PENSION FUNDMI · 356060378-001 | Morgan Stanley | $1.3B |
IDAHO POWER COMPANYID · 820130980-001 | Thomson Horstmann & Bryant | $971M |
EMPLOYER - TEAMSTERS LOCAL NOS 175 & 505 PENSION TRUST FUNDWV · 556021850-001 | Inter-Continental Real Estate Corp | $453M |
HAWAII LABORERS' ANNUITY FUNDHI · 990322478-001 | Munder Capital Management | $302M |
Plans lost in 2024
Appeared last year under Victory Capital; not this year.
| Sponsor | To | Assets |
|---|---|---|
GREATER PENNSYLVANIA CARPENTERS' PENSION FUNDPA · 256135570-001 | Kayne Anderson Rudnick | $1.2B |
BOARD OF TRUSTEES OF IRON WORKERS ST. LOUIS DISTRICT COUNCIL PENSIONMO · 436052659-001 | Loomis Sayles Trust Company | $555M |
BOARD OF TRUSTEES OF IRON WORKERS ST. LOUIS DISTRICT COUNCIL ANNUITYMO · 431267550-004 | Empower | $302M |
TRUSTEES OF BUFFALO LABORERS PENSION FUNDNY · 160845094-002 | Mariner Wealth Advisors | $114M |
GIRL SCOUTS OF THE USANY · 131624016-001 | WTW | $86M |
KWPH ENTERPRISES DBA AMERICAN AMBULANCECA · 942281434-001 | Fidelity Investments | $35M |
ERP INTERNATIONAL, LLCMD · 205784301-001 | ADP | $29M |
WINKLEVOSS CONSULTANTS, INC.CT · 521504653-002 | Metzler Locricchio Serra & Co PC | $21M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE GOLDMAN SACHS GROUP, INC.NY · 134019460-001 | $12.8B | 49,526 | $2M | 8y | - |
UBS AGNJ · 980186363-002 | $10.2B | 34,848 | $791,591 | 2y | 1 |
BD OF TRUSTEES SHEET METAL WORKERS' NATIONAL PENSION FUNDVA · 526112463-001 | $8.9B | 152,375 | $1M | 7y | - |
DESERET MUTUAL BENEFIT ADMINISTRATORSUT · 870440163-001 | $7.1B | 32,235 | $108,780 | 4y | - |
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | $6.5B | 199,927 | $946,469 | 6y | - |
NEXTERA ENERGY, INC.FL · 592449419-001 | $5.3B | 29,209 | $298,139 | 6y | - |
BOT OF THE NORTH ATLANTIC STATES CARPENTERS PENSION FUNDMA · 516040899-001 | $5.1B | 45,727 | $194,221 | 1y | - |
BOT OF THE NORTH ATLANTIC STATES CARPENTERS GUARANTEED ANNUITY FUNDMA · 042776873-001 | $3.8B | 23,724 | $149,488 | 1y | - |
DUKE UNIVERSITYNC · 560532129-002 | $2.8B | 40,202 | $138,847 | 1y | 1 |
VALERO ENERGY CORPORATIONTX · 741828067-005 | $2.6B | 11,896 | $865,039 | 10y | - |
Flag exposure
86.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (58)
Raw Schedule C names collapsed into Victory Capital.
- KAYNE ANDERSON RUDNICK INV MGT
- KAYNE ANDERSON RUDNICK INV. MGMT.
- KAYNE SMALL CAP
- KAYNE SOLUTIONS FUND LP
- KAYNE-SMITH
- KAYS FINANCIAL ADVISORY CORP
- KAYS FINANCIAL ADVISORY CORPORATION
- KAYS FINANCIAL ADVISORY GROUP
- VICORY
- VICTORY
- VICTORY ASSET MANAGEMENT
- VICTORY ASSET MANAGEMENT CO., INC.
- VICTORY ASSET MANAGEMENT INC.
- VICTORY CAP MGMT INTEGRITY ASSET
- VICTORY CAPITA
- VICTORY CAPITAL
- VICTORY CAPITAL (GTC)
- VICTORY CAPITAL (MUNDER)
- VICTORY CAPITAL CIT (GTC)
- VICTORY CAPITAL INC.
- VICTORY CAPITAL INTL COLLECT TR
- VICTORY CAPITAL INVESTMENT TRUST
- VICTORY CAPITAL MAMAGEMENT
- VICTORY CAPITAL MANAGEMENT
- VICTORY CAPITAL MANAGEMENT INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Victory Capital's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 2.41% | 7.76% | -5.35 pp |
| Fidelity bond gap | 3 | 3.61% | 26.94% | -23.33 pp |
| Late contributions | 7 | 8.43% | 1.71% | +6.72 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 7 | 8.43% | 1.76% | +6.68 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Victory Capital. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Victory Capital's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Kraw & Kraw Law Group | 4 | 4.8% |
| Morgan Lewis & Bockius LLP | 4 | 4.8% |
| O'Reilly Grosso Gross & Jones PC | 4 | 4.8% |
| Baum Sigman Auerbach & Neuman, Ltd. | 3 | 3.6% |
| Meyer Unkovic & Scott LLP | 3 | 3.6% |
| Dowd Bloch Bennett & Cervone | 2 | 2.4% |
| Feinberg Dumont & Brennan | 2 | 2.4% |
| Johnson & Krol LLC | 2 | 2.4% |
| Leonard Carder LLP | 2 | 2.4% |
| Neyhart Anderson Flynn & Grosboll | 2 | 2.4% |