United Capital Financial Advisers
advisor38 known aliases resolved via the canonical alias map
Market position · 2024
Plans served11-16 YoYRank #1258 of mapped providers
Assets under administration$6.8B0.0%Market share · rank #1559
Fees received$526,493Median $14,725/planSum across Schedule C direct + indirect
Net wins YoY-142 won · 16 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical United Capital Financial Advisers plan look like?
Service mix · median fees per plan
Count of plans where United Capital Financial Advisers ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants); Direct payment from the planCode 26 | 6 | $20,342 | |
Investment management fees paid directly by plan; Investment management; Investment advisory (plan)Code 27 | 5 | $9,208 |
Competitor overlap
Percent of United Capital Financial Advisers's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under United Capital Financial Advisers.
| Sponsor | From | Assets |
|---|---|---|
SMITH, GAMBRELL & RUSSELL, LLPGA · 580967450-005 | T. Rowe Price | $266M |
JILLAMY, INCPA · 752979513-001 | Merrill | $14M |
Plans lost in 2024
Appeared last year under United Capital Financial Advisers; not this year.
| Sponsor | To | Assets |
|---|---|---|
HOK GROUP, INC.MO · 431205826-001 | Charles Schwab | $310M |
ARNALL GOLDEN GREGORY LLPGA · 580543673-001 | CAP Financial LLC | $158M |
SHERMAN & HOWARD L.L.C.CO · 840420314-022 | Milliman | $110M |
SHERMAN & HOWARD L.L.C.CO · 840420314-001 | Milliman | $90M |
MECKLENBURG RADIOLOGY ASSOCIATES, P.A.NC · 560945616-001 | Prime Capital Investment Advisors | $80M |
BERGER SINGERMAN, LLPFL · 453121429-001 | OSAIC Wealth | $59M |
MIAMI HEAT LIMITED PARTNERSHIPFL · 592814942-001 | OSIAC Advisory Services, LLC | $50M |
GREENWICH AEROGROUP, INC.CT · 331151331-001 | OSAIC Wealth | $49M |
MASTER-LEE ENERGY SERVICES CORP.PA · 251539551-001 | Goff Backa Alfera & Co LLC | $32M |
BLUR STUDIO INCCA · 954522923-001 | Farther Finance Advisors LLC | $11M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
ALTRIA CLIENT SERVICES LLCVA · 472929146-006 | $6.4B | 25,614 | $345,836 | 3y | - |
SMITH, GAMBRELL & RUSSELL, LLPGA · 580967450-005 | $266M | 729 | $25,959 | 4y | - |
ORTHOPAEDIC ASSOCIATES INC.IN · 351159676-001 | $27M | 194 | $9,808 | 7y | - |
UNITED DATA TECHNOLOGIES, INC.FL · 650566138-002 | $24M | 557 | $8,873 | 5y | - |
SELMA MEDICAL ASSOCIATES, INC.VA · 541003042-002 | $22M | 120 | $40,481 | 6y | 1 |
TROPICAL FINANCIAL CREDIT UNIONFL · 590637653-003 | $18M | 216 | $9,043 | 10y | - |
J.F. EDWARDS CONSTRUCTIONIL · 362483432-002 | $16M | 182 | $20,654 | 5y | - |
STATE UTILITY CONTRACTORS, INC.NC · 561444827-001 | $14M | 191 | $35,430 | 4y | 1 |
JILLAMY, INCPA · 752979513-001 | $14M | 460 | $5,156 | 1y | 1 |
AEROSPACE TECHNOLOGIES GROUP, INC.FL · 650868151-001 | $7M | 247 | $10,528 | 10y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (38)
Raw Schedule C names collapsed into United Capital Financial Advisers.
- JPMORGAN INVESTMENT MANAGMENT
- JPMORGAN INVESTMENT MANAGMENT INC.
- JPMORGAN INVESTMENT MGMT
- JPMORGAN INVESTMENT MGMT INC
- JPMORGAN INVESTMENTS INSTITUTIONAL
- JPMORGAN LDI
- JPMORGAN MID CAP VALUE
- JPMORGAN MID CAP VALUE I
- JPMORGAN RE
- JPMORGAN RETIREMENT PLAN SERVICES
- JPMORGAN RPS
- UNITED CAPITAL
- UNITED CAPITAL ADVISERS LLC
- UNITED CAPITAL ADVISORS
- UNITED CAPITAL FIANCIAL ADVISORS
- UNITED CAPITAL FIN ADV LLC
- UNITED CAPITAL FIN ADVISER
- UNITED CAPITAL FIN ADVISORS
- UNITED CAPITAL FIN. ADVISE
- UNITED CAPITAL FIN. ADVISERS
- UNITED CAPITAL FIN. ADVISORS
- UNITED CAPITAL FINACIAL ADV
- UNITED CAPITAL FINANCIAL
- UNITED CAPITAL FINANCIAL ADV
- UNITED CAPITAL FINANCIAL ADVIS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for United Capital Financial Advisers's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 18.18% | 1.71% | +16.47 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 9.09% | 1.76% | +7.33 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with United Capital Financial Advisers. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on United Capital Financial Advisers's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Eversheds Sutherland | 1 | 9.1% |
| Freeman, Will & Niemeier, Inc. | 1 | 9.1% |
| Smith Gambrell & Russell, LLP | 1 | 9.1% |