UBS Realty Investors
advisor6 known aliases resolved via the canonical alias map
Market position · 2024
Plans served20-3 YoYRank #867 of mapped providers
Assets under administration$81.3B0.1%Market share · rank #187
Fees received$10MMedian $48,740/planSum across Schedule C direct + indirect
Net wins YoY-31 won · 4 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical UBS Realty Investors plan look like?
Service mix · median fees per plan
Count of plans where UBS Realty Investors ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid indirectly by planCode 28 | 14 | $117,435 | |
Investment management fees paid directly by planCode 51 | 4 | $29,549 | |
Investment management fees paid directly by plan; Investment advisory (plan); Custodial (other than securities); Investment management fees paid indirectly by planCode 18 | 1 | $31,705 | |
Soft dollars commissions; Investment management fees paid indirectly by planCode 52 | 1 | $18,022 |
Competitor overlap
Percent of UBS Realty Investors's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under UBS Realty Investors.
| Sponsor | From | Assets |
|---|---|---|
VISITING NURSE SERVICE OF NEW YORKNY · 133189926-001 | Empower | $525M |
Plans lost in 2024
Appeared last year under UBS Realty Investors; not this year.
| Sponsor | To | Assets |
|---|---|---|
SALT RIVER VALLEY WATER USERS ASSOCIATIONAZ · 860053220-335 | Prudential | $2.8B |
CONNECTICUT LABORERS' PENSION FUND BOARD OF TRUSTEESCT · 066044348-001 | EMPLOYEE L | $565M |
CLECO POWER LLCLA · 720244480-001 | Legal & General Investment Management America | $423M |
BOARD OF TRUSTEES, SOUTHERN CALIFORNIA GUNITE WORKERSCA · 954354179-001 | U.S. Bank National Association | $76M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | $56.4B | 639,222 | $7M | 10y | - |
TRUSTEES OF ILWU-PMA PENSION PLANCA · 946068576-001 | $10.8B | 25,317 | $783,994 | 10y | - |
BOARD OF TRUSTEES, SO CA UFCW UNIONS & FOOD EMPLOYERSCA · 951939092-001 | $6.5B | 199,927 | $253,969 | 10y | - |
BOARD OF TRUSTEESNY · 131764242-001 | $2.6B | 56,488 | $296,063 | 8y | - |
VOYA SERVICES COMPANYGA · 521317217-001 | $1.8B | 22,076 | $429,390 | 10y | - |
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC.MA · 041045815-001 | $867M | 5,280 | $356,547 | 10y | - |
VISITING NURSE SERVICE OF NEW YORKNY · 133189926-001 | $525M | 6,355 | $285,275 | 9y | - |
STURDY MEMORIAL HOSPITAL INCMA · 042768252-001 | $410M | 2,962 | $29,119 | 7y | - |
BOARD OF TRUSTEES, IBU OF THE PACIFIC NATIONALOR · 930792184-001 | $300M | 4,899 | $142,419 | 10y | - |
UNITE HERE HEALTHIL · 237385560-001 | $202M | 802 | $25,680 | 10y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (6)
Raw Schedule C names collapsed into UBS Realty Investors.
- JP MORGAN BROKER-DEALER HODLINGS I
- UBS REALTY
- UBS REALTY INVESTORS
- UBS REALTY INVESTORS - TRUMBULL FD
- UBS REALTY INVESTORS LLC
- UBS REALTY INVESTORS, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for UBS Realty Investors's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with UBS Realty Investors. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on UBS Realty Investors's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Seyfarth Shaw LLP | 3 | 15.0% |
| Bush Gottlieb | 2 | 10.0% |
| Pitta LLP | 2 | 10.0% |
| Brownstein Rask | 1 | 5.0% |
| DiClaudio & Kramer LLC | 1 | 5.0% |
| Ellenoff Grossman & Schole LLP | 1 | 5.0% |
| Gould Kobrick & Schlapp PC | 1 | 5.0% |
| Groom Law Group, Chartered | 1 | 5.0% |
| Kraw & Kraw Law Group | 1 | 5.0% |
| Lipsitz Green Scime Cambria LLP | 1 | 5.0% |