Tocqueville Asset Management
advisor13 known aliases resolved via the canonical alias map
Market position · 2024
Plans served14Rank #1129 of mapped providers
Assets under administration$6.9B0.0%Market share · rank #1409
Fees received$2MMedian $70,637/planSum across Schedule C direct + indirect
Net wins YoY+13 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Tocqueville Asset Management plan look like?
Service mix · median fees per plan
Count of plans where Tocqueville Asset Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Investment managementCode 28 | 11 | $101,981 | |
Investment advisory (plan); Direct payment from the planCode 27 | 2 | $58,762 | |
Direct payment from the plan; Investment advisory (participants)Code 26 | 1 | $27,709 |
Competitor overlap
Percent of Tocqueville Asset Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Tocqueville Asset Management.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES LABORERS PENSION TRUST FUND FOR NOR CAL-ANNUITYCA · 946277608-002 | The Segal Company | $1.4B |
OGE ENERGY CORP.OK · 731481638-001 | Fidelity Investments | $281M |
LA JOLLA BEACH AND TENNIS CLUB PARTNERS L.P.CA · 330265921-001 | Creative Planning | $9M |
Plans lost in 2024
Appeared last year under Tocqueville Asset Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
UNIVERSITY HOSPITALS HEALTH SYSTEMOH · 340714775-333 | Wellington Group Holdings LLP | $891M |
MINNESOTA BAKERS UNION PENSION PLANMN · 416018079-001 | Nickel & Saph, Inc. | $212M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF TEAMSTERS PENSION TRUST FUND OF PHILADELPHIA & VINJ · 231511735-001 | $2.7B | 24,600 | $1M | 10y | - |
LITTLER MENDELSON, P.C.CA · 942602731-003 | $1.1B | 3,317 | $27,709 | 4y | 1 |
BOARD OF TRUSTEES LOCAL 282NY · 116276104-002 | $887M | 5,146 | $101,981 | 3y | - |
BOARD OF TRUSTEES LOCAL 138, 138A, 138B & 138C IUOE ANNUITY FUNDNY · 112653717-002 | $390M | 2,804 | $244,264 | 10y | - |
BOARD OF TRUSTEES LOCAL 60 PENSION FUNDNY · 131962287-001 | $342M | 2,311 | $220,523 | 10y | - |
BOARD OF TRUSTEES LOCAL 1298 ANNUITY FUNDNY · 112911064-001 | $282M | 2,968 | $121,508 | 10y | - |
OGE ENERGY CORP.OK · 731481638-001 | $281M | 2,314 | $112,838 | 1y | - |
BOARD OF TRUSTEES OF PENSION FUND PRIVATE SANITATION UNION LOCAL 813 INY · 131975659-001 | $279M | 3,308 | $39,292 | 10y | - |
BOARD OF TRUSTEES LOCAL 60 ANNUITY FUNDNY · 133344192-002 | $200M | 1,751 | $113,836 | 10y | - |
BOARD OF TRUSTEES PENSION FUND OF HEAT AND FROST INSULATORS LOCAL 12NY · 516045262-002 | $155M | 910 | $22,094 | 9y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (13)
Raw Schedule C names collapsed into Tocqueville Asset Management.
- JMI EQUITY FUND XI B LP
- JMI MANAGEMENT LP
- JMJRG INC
- TOCQUEVILLE
- TOCQUEVILLE ASSET MANAGEMENT
- TOCQUEVILLE ASSET MANAGEMENT L
- TOCQUEVILLE ASSET MANAGEMENT L.P
- TOCQUEVILLE ASSET MANAGEMENT L.P.
- TOCQUEVILLE ASSET MANAGEMENT LP
- TOCQUEVILLE ASSET MANAGEMENT, L.P.
- TOCQUEVILLE ASSET MANAGEMENT, LP
- TOCQUEVILLE ASSET MANAGMENT LP
- TOCQUEVILLE ASSET MGMT LLP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Tocqueville Asset Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 7.14% | 1.71% | +5.43 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 14.29% | 1.76% | +12.53 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Tocqueville Asset Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Tocqueville Asset Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Proskauer Rose LLP | 5 | 35.7% |
| Barnes, Iaccarino & Sheperd LLP | 3 | 21.4% |
| Janz & Knight PLC | 2 | 14.3% |
| Archer Byington Glennon & Levine | 1 | 7.1% |
| Colleran O'Hara & Mills LLP | 1 | 7.1% |
| Gould Kobrick & Schlapp PC | 1 | 7.1% |
| Markowitz & Richman LLP | 1 | 7.1% |
| Stevens & Lee | 1 | 7.1% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).