TCW Asset Management
advisor62 known aliases resolved via the canonical alias map
Market position · 2024
Plans served31-6 YoYRank #572 of mapped providers
Assets under administration$65.9B0.1%Market share · rank #234
Fees received$5MMedian $14,379/planSum across Schedule C direct + indirect
Net wins YoY-64 won · 10 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical TCW Asset Management plan look like?
Service mix · median fees per plan
Count of plans where TCW Asset Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Shareholder servicing feesCode 28 | 21 | $17,146 | |
Investment management fees paid directly by planCode 51 | 3 | $504,698 | |
Investment management fees paid indirectly by planCode 52 | 3 | $0 | |
Accounting (including auditing); Plan Administrator; Investment management fees paid directly by planCode 10 | 1 | $78,098 | |
Recordkeeping fees; Float revenue; Shareholder servicing fees; Investment advisory (plan); Trustee (directed); Other services; Distribution (12b-1) fees; Participant loan processing; Participant communication; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Investment management fees paid indirectly by plan; Trustee (bank, trust company, or similar financial institution); Redemption fees; Direct payment from the planCode 15 | 1 | $0 | |
Direct payment from the plan; Investment advisory (plan)Code 27 | 1 | $7,957 | |
Sub-transfer agency feesCode 60 | 1 | $0 |
Competitor overlap
Percent of TCW Asset Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under TCW Asset Management.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | Health Management Systems, Inc. | $16.9B |
BAC LOCAL #5 NEW YORK PENSION PLANNY · 146016608-001 | Great Banc Trust Company | $64M |
VIANT TECHNOLOGY LLCCA · 811358701-001 | Metropolitan West Funds | $42M |
Plans lost in 2024
Appeared last year under TCW Asset Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIESNY · 134922250-002 | William Blair | $7.9B |
BOARD OF DIRECTORS, MOTION PICTURE INDUSTRY PENSIONCA · 950030749-002 | Brandywine Global Investment | $5.9B |
MARS, INCORPORATEDNJ · 221594774-001 | Trust Company of the West | $5.3B |
BOARD OF TRUSTEES RETAIL FOOD EMPLOYERS & UFCW LOCAL 711 PENSIONUT · 516031512-001 | Southwest Service Administrators | $355M |
SHEET METAL 7 ZONE 3 PENSION FUNDMI · 386237161-001 | Benesys, Inc. | $60M |
DEAN, MEAD, EGERTON, BLOODWORTH, CAPOUANO & BOZARTH, P.A.FL · 592049716-001 | T. Rowe Price | $26M |
KUDU DYNAMICSVA · 463357840-001 | AllianceBernstein | $22M |
THE ADVERTISING CHECKING BUREAU, INC.AZ · 133188150-002 | Pension Assurance LLP | $20M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | $16.9B | 296,800 | $0 | 5y | - |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-001 | $16.1B | 202,919 | $644,687 | 6y | - |
MAYO CLINICMN · 416011702-001 | $11.8B | 93,747 | $553,067 | 10y | - |
BOARD OF TRUSTEES BOILERMAKER-BLACKSMITH NATIONALMO · 486168020-001 | $7.5B | 80,280 | $387,488 | 2y | - |
BOARD OF TRUSTEES, SOUND RETIREMENT TRUSTWA · 916069306-001 | $2.6B | 116,515 | $180,943 | 2y | - |
UT-BATTELLE, LLCTN · 621788235-001 | $2.4B | 12,721 | $103,953 | 6y | - |
MUFG BANK, LTD.NY · 135611741-016 | $1.1B | 5,878 | $390,910 | 3y | - |
IDAHO POWER COMPANYID · 820130980-001 | $971M | 4,728 | $78,098 | 2y | - |
SHANDS TEACHING HOSPITAL AND CLINICS, INC.FL · 591943502-004 | $958M | 7,075 | $504,698 | 5y | - |
BOARD OF TRUSTEES, SOUTHERN CALIFORNIA UNITED FOODCA · 516029925-001 | $928M | 26,295 | $540,928 | 10y | - |
Flag exposure
90.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (62)
Raw Schedule C names collapsed into TCW Asset Management.
- JANNETTI, KIMBERLY
- JANNEY MONTGOMERY SCOTT, LCC
- JANNEY MONTGOMERY SCOTT, LLC F
- JANNEY MOTEGOMERY SCOTT
- JANNSEN ACCOUNTING & TAX SERVICE IN
- JANOVER LLC
- JANOVER, LLC
- JANSON, JEFFREY
- JANSUS HENDERSON
- JANTZEN ASSOCIATES, INC.
- JANUS ANDERSON
- TCW
- TCW & METWEST FUND FAMILIES
- TCW ASSET MANAGEMENT
- TCW ASSET MANAGEMENT CO
- TCW ASSET MANAGEMENT CO LLC
- TCW ASSET MANAGEMENT CO.
- TCW ASSET MANAGEMENT CO. LLC
- TCW ASSET MANAGEMENT COMPANY
- TCW ASSET MANAGEMENT COMPANY LLC
- TCW ASSET MANAGEMENT COMPANY, LLC
- TCW CAPITAL
- TCW CAPITAL TRUST
- TCW DIRECT LENDING LLC
- TCW DIRECT LENDING PRIVATE FUND VII
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for TCW Asset Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 3.23% | 1.71% | +1.51 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with TCW Asset Management. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on TCW Asset Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Barnes, Iaccarino & Sheperd LLP | 2 | 6.5% |
| Ledbetter & Parisi LLC | 2 | 6.5% |
| Seyfarth Shaw LLP | 2 | 6.5% |
| Archer Byington Glennon & Levine | 1 | 3.2% |
| Asher Kelly | 1 | 3.2% |
| Barlow Coughran Morales & Josephson | 1 | 3.2% |
| Blake & Uhlig, P.A. | 1 | 3.2% |
| Bricker & Graydon LLP | 1 | 3.2% |
| Carlsmith Ball LLP | 1 | 3.2% |
| Groom Law Group, Chartered | 1 | 3.2% |