Sundvold Financial LLC
advisor7 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4Rank #3163 of mapped providers
Assets under administration$166M0.0%Market share · rank #5885
Fees received$259,119Median $58,164/planSum across Schedule C direct + indirect
Net wins YoY+00 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Sundvold Financial LLC plan look like?
Service mix · median fees per plan
Count of plans where Sundvold Financial LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Consulting fees; Consulting (general); Investment advisory (plan); Investment advisory (participants)Code 16 | 2 | $110,377 | |
Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Recordkeeping fees; Other feesCode 15 | 1 | $21,515 | |
Other commissions; Other services; Other feesCode 49 | 1 | $16,851 |
Competitor overlap
Percent of Sundvold Financial LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Sundvold Financial LLC.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Sundvold Financial LLC; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
MIDWAY ARMS, INC.MO · 431110390-001 | $48M | 452 | $21,515 | 10y | 1 |
THE DURHAM CO.MO · 430743043-005 | $44M | 930 | $16,851 | 10y | - |
MISSOURI FARM BUREAU FEDERATIONMO · 440356250-002 | $42M | 653 | $125,941 | 10y | - |
MISSOURI FARM BUREAU INSURANCE BROKERAGE, INC.MO · 431273795-001 | $31M | 154 | $94,812 | 10y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (7)
Raw Schedule C names collapsed into Sundvold Financial LLC.
- J. P. MORGAN SECURITIES PLC
- J.P. MORGAN SECURITIES PLC
- J.P.MORGAN SERCURITIES LLC
- SUNDVOLD CAPITAL MANAGEMENT LLC
- SUNDVOLD FINANCIAL
- SUNDVOLD FINANCIAL LLC
- SUNVOLD FINANCIAL
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Sundvold Financial LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 25.00% | 1.76% | +23.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Sundvold Financial LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Sundvold Financial LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| John Hancock | 2 | 50.0% |
| ADP | 1 | 25.0% |
| Principal | 1 | 25.0% |