Stratos Wealth Advisors
advisor3 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4+1 YoYRank #3265 of mapped providers
Assets under administration$11.7B0.0%Market share · rank #1061
Fees received$253,576Median $43,685/planSum across Schedule C direct + indirect
Net wins YoY+11 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Stratos Wealth Advisors plan look like?
Service mix · median fees per plan
Count of plans where Stratos Wealth Advisors ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants)Code 26 | 2 | $84,372 | |
Investment advisory (plan)Code 27 | 2 | $42,416 |
Competitor overlap
Percent of Stratos Wealth Advisors's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Stratos Wealth Advisors.
| Sponsor | From | Assets |
|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | Regal Investment Advisors | $9.2B |
Plans lost in 2024
Appeared last year under Stratos Wealth Advisors; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | $9.2B | 86,817 | $156,207 | 1y | 1 |
NETJETS AVIATION, INC.OH · 310682096-001 | $2.5B | 4,530 | $12,537 | 4y | 1 |
CENTER FOR ORGAN RECOVERY & EDUCATIONPA · 251332885-001 | $35M | 301 | $10,000 | 5y | - |
DICKSON MEDICAL ASSOCIATES P.C.TN · 620811691-002 | $27M | 703 | $74,832 | 6y | 1 |
Flag exposure
75.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (3)
Raw Schedule C names collapsed into Stratos Wealth Advisors.
- J.H. HERRLE
- STRATOS WEALTH ADVISORS
- STRATOS WEALTH ADVISORS LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Stratos Wealth Advisors's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 50.00% | 1.76% | +48.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Stratos Wealth Advisors. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Stratos Wealth Advisors's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Frost Brown Todd LLC | 1 | 25.0% |
| Meranze Katz & Gaudioso PC | 1 | 25.0% |