Stifel Nicolaus & Company, Inc.
broker135 known aliases resolved via the canonical alias map
Market position · 2024
Plans served162+4 YoYRank #133 of mapped providers
Assets under administration$91.8B0.1%Market share · rank #146
Fees received$7MMedian $25,607/planSum across Schedule C direct + indirect
Net wins YoY+727 won · 20 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Stifel Nicolaus & Company, Inc. plan look like?
Service mix · median fees per plan
Count of plans where Stifel Nicolaus & Company, Inc. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 76 | $33,859 | |
Other services; Other feesCode 49 | 15 | $10,155 | |
Other commissions; Other feesCode 55 | 12 | $25,398 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the planCode 15 | 11 | $25,889 | |
Securities brokerage; Investment management fees paid directly by plan; Investment management; Investment advisory (participants)Code 26 | 11 | $18,723 | |
Securities brokerage commissions and fees; Investment managementCode 28 | 8 | $17,778 | |
Other feesCode 99 | 6 | $33,186 | |
Investment advisory (plan); Consulting (general); Investment management; Direct payment from the planCode 16 | 5 | $19,643 |
Competitor overlap
Percent of Stifel Nicolaus & Company, Inc.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Stifel Nicolaus & Company, Inc..
| Sponsor | From | Assets |
|---|---|---|
ERICSSON INC.TX · 061119960-006 | Eagle Asset Management Inc | $3.8B |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | Cowen & Company LLC | $2.4B |
U A LOCAL UNION OFFICERS & EMPLOYEES PENSION FUNDMD · 521178032-333 | Wipfli LLP | $1.3B |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-005 | Concurrent Investment Advisors LLC | $707M |
BOARD OF TRUSTEES OF CALIFORNIA TEACHERS ASSOC EMPLOYEES RETIREMENTCA · 680427229-001 | Benesys Administrators, Inc. | $422M |
PLAN PROFESSIONALS, LLCNJ · 853213245-301 | Cetera Financial Group | $355M |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-004 | Raymond James & Associates, Inc. | $258M |
FLORIDA TROWEL TRADES PENSION TRUST FUNDTN · 596214171-001 | (new plan) | $57M |
BURGESS PIGMENT COMPANYGA · 580542912-002 | (new plan) | $37M |
CENTRAL OHIO FARMERS CO-OP, INC/ MORRAL COMPANIES, LLCOH · 311717226-003 | Merrill | $26M |
Plans lost in 2024
Appeared last year under Stifel Nicolaus & Company, Inc.; not this year.
| Sponsor | To | Assets |
|---|---|---|
STIFEL FINANCIAL CORP.MO · 431273600-001 | Empower | $2.0B |
ALLIANT ENERGY CORPORATE SERVICES, INC.WI · 391914946-005 | Fidelity Investments | $1.3B |
ANDY MOHR AUTOMOTIVE GROUP, INC.IN · 208324241-001 | FORVIS Mazars | $31M |
WOHLSEN CONSTRUCTION COMPANYPA · 231542546-005 | American Funds | $22M |
YOUNG CHEVROLET CADILLAC, INC.MI · 382366521-002 | Fidelity Investments | $14M |
ANKROM MOISAN ARCHITECTS, INC.OR · 931014387-002 | (new plan) | $11M |
CENTERS FOR YOUTH AND FAMILIES, INCAR · 710415350-002 | Hatcher Capital Investments Inc | $10M |
RENSHAW AND RENSHAW MANAGEMENT GROUP, INC.KY · 611150072-001 | Pensionmark Financial Group | $9M |
CENTRAL CARE, P.A.KS · 481125116-001 | Merrill | $9M |
VIAQUESTOH · 311682039-001 | Nationwide | $7M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WELLS FARGO & COMPANYMN · 410449260-002 | $57.9B | 255,580 | $0 | 2y | 1 |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $12,068 | 7y | 1 |
ERICSSON INC.TX · 061119960-006 | $3.8B | 12,872 | $35,106 | 1y | 2 |
COREWELL HEALTHMI · 383382353-002 | $3.2B | 42,410 | $404,455 | 4y | - |
KINDER MORGAN, INC.TX · 800682103-002 | $2.9B | 16,725 | $35,853 | 2y | 1 |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | $2.4B | 25,253 | $28,786 | 1y | - |
U A LOCAL UNION OFFICERS & EMPLOYEES PENSION FUNDMD · 521178032-333 | $1.3B | 5,864 | $31,912 | 1y | - |
BOARD OF TRUSTEES, MICHIGAN CARPENTERS' PENSION FUNDMI · 386233978-001 | $725M | 10,125 | $9,975 | 5y | - |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-005 | $707M | 2,732 | $53,108 | 1y | - |
BOARD OF TRUSTEES IRON WORKERSMA · 042591016-001 | $683M | 4,993 | $76,659 | 7y | - |
Flag exposure
87.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (135)
Raw Schedule C names collapsed into Stifel Nicolaus & Company, Inc..
- IRONSIDES DIRECT INVESTMENT FUND V
- IRONSIDES OFFSHORE CO-INV. FUND VII
- IRONSIDES OFFSHORE DIRECT FUND IV
- IRONSIDES OFFSHORE DIRECT FUND IV L
- IRONSIDES OFFSHORE DIRECT INV FUND
- IRONSIDES PARTNERSHIP
- IRONSIDES PARTNERSHIP FUND VI
- IRONVIEW CAPITAL MANAGAMENT
- IRONVIEW PARTNERS
- IRONWOOD CAPITAL MGT LLC
- IRONWOOD FINANCIAL LLC
- IRONWOOD INSTITUTIONAL LTD.
- IRONWOOD INVESTMENT COUNSEL
- IRONWOOD INVESTMENT COUNSEL LL
- IRONWOOD INVESTMENT MANAGEMENT, LLC
- IRONWOOD INVMT COUNSEL LLC
- IRONWOOD PARTNERS
- IRONWOOD-CO-FID-INDEX-COMPREHENSIVE
- IRONWORKERS ADMINISTRATIVE OFFICE
- IRONWORKERS LOCAL #402
- IRONWORKERS LOCAL 11 WELFARE FUND
- IRONWORKERS LOCAL 207 PENSION FUND
- IRONWORKERS LOCAL 402
- IRONWORKERS LOCAL UNION #397
- IRONWORKERS LOCAL UNION 380
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Stifel Nicolaus & Company, Inc.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 3 | 1.85% | 7.76% | -5.91 pp |
| Fidelity bond gap | 4 | 2.47% | 26.94% | -24.47 pp |
| Late contributions | 33 | 20.37% | 1.71% | +18.66 pp |
| Failed to provide benefit | 2 | 1.23% | 0.14% | +1.10 pp |
| Corrective distributions | 38 | 23.46% | 1.76% | +21.70 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Stifel Nicolaus & Company, Inc.. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Frequent partners by role
Who else shows up on Stifel Nicolaus & Company, Inc.'s plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Morningstar Investment Management | 8 | 4.9% |
| Boyd Watterson Asset Management LLC | 4 | 2.5% |
| ULLICO Inc | 4 | 2.5% |
| ASB Capital Management | 3 | 1.9% |
| Creative Planning | 3 | 1.9% |
| EQUITABLE ADVISORS | 3 | 1.9% |
| Northwestern Mutual Wealth Management Company | 3 | 1.9% |
| Wilshire Associates | 3 | 1.9% |
| WTW | 3 | 1.9% |
| Advised Assets Group, LLC | 2 | 1.2% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).