Smith Elliott Kearns & Company LLC
auditor23 known aliases resolved via the canonical alias map
Market position · 2024
Plans served20-1 YoYRank #960 of mapped providers
Assets under administration$56.7B0.1%Market share · rank #274
Fees received$5MMedian $13,255/planSum across Schedule C direct + indirect
Net wins YoY-30 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Smith Elliott Kearns & Company LLC plan look like?
Service mix · median fees per plan
Count of plans where Smith Elliott Kearns & Company LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other services; Contract Administrator; Direct payment from the plan; Other feesCode 13 | 9 | $12,778 | |
Direct payment from the plan; Accounting (including auditing)Code 10 | 5 | $12,000 | |
Other feesCode 99 | 3 | $17,500 | |
Other servicesCode 49 | 2 | $12,915 | |
Investment management fees paid indirectly by planCode 52 | 1 | $4,749,737 |
Competitor overlap
Percent of Smith Elliott Kearns & Company LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Smith Elliott Kearns & Company LLC.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Smith Elliott Kearns & Company LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
RDA COMPANY, LLCMD · 510307421-001 | SEK CPAs & Advisors | $29M |
JB DOORS COMPANYMD · 883046634-003 | Frost Brown Todd LLC | $17M |
1 SOURCE CONSULTING, INC.MD · 522160405-001 | Voya | $7M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | $56.4B | 639,222 | $5M | 2y | - |
FIRST UNITED CORPORATIONMD · 521380770-002 | $43M | 463 | $12,000 | 8y | - |
AC&T COMPANY, INC.MD · 520715156-002 | $24M | 593 | $17,500 | 1y | - |
THE DEGOL ORGANIZATION LPPA · 251683532-001 | $22M | 311 | $8,930 | 10y | 1 |
THE LIBRARY CORPORATIONWV · 521043428-001 | $19M | 180 | $15,581 | 9y | - |
WESTFALIA TECHNOLOGIES, INC.PA · 232678132-001 | $16M | 215 | $6,426 | 6y | - |
SHENANDOAH VALLEY MEDICAL SYSTEM INC.WV · 550563741-001 | $16M | 385 | $16,000 | 7y | 1 |
FOLIUM, INC.PA · 232205138-001 | $13M | 480 | $33,567 | 9y | - |
DAVID H MARTIN EXCAVATING INCPA · 251564223-001 | $12M | 225 | $3,766 | 8y | - |
CAPANO MANAGEMENT COMPANYDE · 510324955-001 | $12M | 396 | $20,534 | 5y | 1 |
Flag exposure
70.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (23)
Raw Schedule C names collapsed into Smith Elliott Kearns & Company LLC.
- INSIGHT 2811 INC DBA AZA CCAPITAL M
- INSIGHT 2811, INC
- INSIGHT ACCOUNTING GROUP PC
- INSIGHT ASSOCIATES OPPORTUNITIES I
- INSIGHT CPAS AND FINANCIAL LLC
- SMITH ELLIOT KEARNS & CO LLC
- SMITH ELLIOT KEARNS & COMPANY, LLC
- SMITH ELLIOT KEARNS AND COMPANY, LL
- SMITH ELLIOTT KEAMS & COMPANY, LLC
- SMITH ELLIOTT KEARNS & CO LLC
- SMITH ELLIOTT KEARNS & CO., LLC
- SMITH ELLIOTT KEARNS & COMPANY
- SMITH ELLIOTT KEARNS & COMPANY LLC
- SMITH ELLIOTT KEARNS & COMPANY, LLC
- SMITH ELLIOTT KEARNS AND COMPANY
- SMITH ELLIOTT KEARNS AND COMPANY LL
- SMITH ELLIOTT KEARNS AND COMPANY, L
- SMITH ELLIOTT KERNS & COMPANY, LLC
- SMITH ELLIOTT KERNS& COMPANY, LLC
- SMITH, ELLIOTT KEARNS & CO., LLC
- SMITH, ELLIOTT, KEARNS & CO. LLC
- SMITH, ELLIOTT, KERNS & CO. LLC
- SMITHELLIOTTKEARNS AND COMPANY, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Smith Elliott Kearns & Company LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 5.00% | 7.76% | -2.76 pp |
| Fidelity bond gap | 1 | 5.00% | 26.94% | -21.94 pp |
| Late contributions | 1 | 5.00% | 1.71% | +3.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 20.00% | 1.76% | +18.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Smith Elliott Kearns & Company LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Smith Elliott Kearns & Company LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Alan Biller & Associates | 1 | 5.0% |
| Apax Partners | 1 | 5.0% |
| Ares Management | 1 | 5.0% |
| Audax | 1 | 5.0% |
| Blackstone Infrastructure Advisors | 1 | 5.0% |
| Blackstone Infrastructure Partners | 1 | 5.0% |
| Camden Asset Management | 1 | 5.0% |
| EIG Global Energy Partners | 1 | 5.0% |
| Encap Equity Fund GP LP | 1 | 5.0% |
| Forest Investment Associates LP | 1 | 5.0% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).