SEI Investments
advisor67 known aliases resolved via the canonical alias map
Market position · 2024
Plans served148-11 YoYRank #147 of mapped providers
Assets under administration$97.3B0.1%Market share · rank #139
Fees received$54MMedian $195,771/planSum across Schedule C direct + indirect
Net wins YoY-96 won · 15 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical SEI Investments plan look like?
Service mix · median fees per plan
Count of plans where SEI Investments ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid indirectly by plan; Investment management fees paid directly by planCode 28 | 65 | $161,056 | |
Trustee (directed); Investment management fees paid directly by plan; Investment management; Custodial (securities); Trustee (bank, trust company, or similar financial institution)Code 19 | 31 | $271,342 | |
Trustee (discretionary); Investment management; Investment management fees paid indirectly by plan; Trustee (bank, trust company, or similar financial institution); Investment management fees paid directly by planCode 21 | 18 | $257,860 | |
Other fees; Investment advisory (plan)Code 27 | 11 | $45,935 | |
Securities brokerage; Trustee (discretionary); Recordkeeping and information management (computing, tabulating, data processing, etc.); Trustee (directed); Other services; Investment management; Investment management fees paid indirectly by plan; Actuarial; Investment advisory (plan); Trustee (bank, trust company, or similar financial institution); Float revenue; Custodial (securities)Code 11 | 7 | $294,513 | |
Trustee (bank, trust company, or similar financial institution); Contract Administrator; Investment managementCode 13 | 3 | $446,597 | |
Trustee (bank, trust company, or similar financial institution); Investment management; Accounting (including auditing)Code 10 | 2 | $216,172 | |
Trustee (directed); Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment management fees paid directly by plan; Investment management; Custodial (securities); Trustee (bank, trust company, or similar financial institution)Code 15 | 2 | $422,226 |
Competitor overlap
Percent of SEI Investments's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under SEI Investments.
| Sponsor | From | Assets |
|---|---|---|
ALFA MUTUAL INSURANCE COMPANYAL · 630262164-002 | Principal | $272M |
GUNSTER, YOAKLEY & STEWART, P.A.FL · 591450702-006 | North Pier Fiduciary Management LLC | $243M |
STACY L. VILAORI · 050499357-001 | (new plan) | $122M |
OFFICE OF THE COMMISSIONER OF BASEBALLNY · 131665347-010 | Enterprise Print LLC | $21M |
Plans lost in 2024
Appeared last year under SEI Investments; not this year.
| Sponsor | To | Assets |
|---|---|---|
PENSKE TRUCK LEASING CO., L.P.PA · 232518618-014 | Fidelity Investments | $656M |
THRYV HOLDINGS, INC.TX · 132740040-007 | Wells Fargo | $288M |
SANFORD HEALTHSD · 311527032-001 | Faegre Drinker Biddle & Reath LLP | $236M |
VIBRANTZ CORPORATIONOH · 340217820-007 | CBIZ | $194M |
PLUMBERS & PIPEFITTERS LOCAL NO 189 AND MCACOOH · 310894807-003 | Ogletree Deakins | $183M |
PENN HIGHLANDS HEALTHCAREPA · 320345810-003 | Goldman Sachs Trust Company | $134M |
LOCAL 670 PENSION FUNDNY · 136567359-001 | MARIA ORTIZ | $78M |
THRYV HOLDINGS, INC.TX · 132740040-010 | Principal | $52M |
HERSHEY ENTERTAINMENT & RESORTS COMPANYPA · 230691815-002 | (new plan) | $14M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PFIZER INCNY · 135315170-002 | $22.0B | 57,113 | $474,587 | 9y | - |
NORTHROP GRUMMAN CORPORATIONVA · 800640649-030 | $18.8B | 104,566 | $17,451 | 10y | - |
CONSOLIDATED EDISON COMPANY OF NEW YORK, INC.NY · 135009340-001 | $15.6B | 26,696 | $664,590 | 8y | - |
NORTHROP GRUMMAN CORPORATIONVA · 800640649-007 | $8.4B | 60,528 | $7,327 | 10y | - |
AETNA INC.CT · 232229683-003 | $5.2B | 49,504 | $127,782 | 6y | - |
PWC US GROUP LLPFL · 920400838-002 | $1.9B | 15,528 | $198,764 | 2y | - |
THE J.M. SMUCKER COMPANYOH · 340538550-011 | $1.5B | 10,964 | $11,250 | 7y | 1 |
CLEVELAND-CLIFFS STEEL CORPORATIONOH · 311267098-003 | $1.5B | 11,040 | $2M | 5y | - |
EVERGY, INC.MO · 822733395-001 | $1.2B | 6,847 | $2M | 5y | - |
BOARD OF TRUSTEES U.F.C.W. LOCAL 1500 PENSION FUNDNY · 237176372-001 | $947M | 31,393 | $2M | 7y | - |
Flag exposure
90.5%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (67)
Raw Schedule C names collapsed into SEI Investments.
- HUTTIG BUILDING PRODUCTS INC
- HUTTON & WILLIAMS
- HUTTON ANDREWS KURTH
- HUYETT & ASSOCIATES, LTD
- HW & CO. CPA
- HWA FINANCIAL GROUP
- HWCO
- HWEITT ENNISKNUPP, INC.
- HWMS CPAS & BUSINESS ADVISORS
- HYA ADVISORS INC
- HYATT COMMERCIAL, LLC
- HYBRID PROMOTIONS, LLC
- HYBRIDGE SOLUTIONS INC
- HYDE & COMPANY CPAS PC
- HYDEN MIRON & FOSTER
- HYDEN MIRON & FOSTER PLLC
- S.E.I. INVESTMENTS
- SEI
- SEI - INVESTMENT MANAGEMENT CORP
- SEI - INVESTMENT MANAGEMENT CORP.
- SEI FINANICAL SERVICES CO
- SEI FUNDS
- SEI GLOBAL PRIVATE ASSETS V FUND
- SEI GLOBAL PRIVATE ASSETS VI FUND
- SEI GLOBAL SERVICES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for SEI Investments's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 1.35% | 7.76% | -6.41 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 1.35% | 1.71% | -0.36 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 0.68% | 1.76% | -1.08 pp |
| Loss discovered | 1 | 0.68% | 0.00% | +0.67 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with SEI Investments. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Frequent partners by role
Who else shows up on SEI Investments's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Morgan Lewis & Bockius LLP | 30 | 20.3% |
| Blitman & King LLP | 5 | 3.4% |
| Jacob, Burns, Orlove & Hernandez | 3 | 2.0% |
| Slevin & Hart PC | 3 | 2.0% |
| Harter Secrest & Emery LLP | 2 | 1.4% |
| Orrick, Herrington & Sutcliffe LLP | 2 | 1.4% |
| Ropes & Gray LLP | 2 | 1.4% |
| Spencer Fane | 2 | 1.4% |
| Spivak Lipton LLP | 2 | 1.4% |
| Vedder Price | 2 | 1.4% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).