Schroder Investment Management
advisor55 known aliases resolved via the canonical alias map
Market position · 2024
Plans served33-2 YoYRank #568 of mapped providers
Assets under administration$83.4B0.1%Market share · rank #179
Fees received$9MMedian $157,864/planSum across Schedule C direct + indirect
Net wins YoY-44 won · 8 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Schroder Investment Management plan look like?
Service mix · median fees per plan
Count of plans where Schroder Investment Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Named fiduciary; Investment management; Investment management fees paid directly by planCode 28 | 28 | $171,145 | |
Investment management fees paid directly by planCode 51 | 4 | $49,176 | |
Plan AdministratorCode 14 | 1 | $7,031 |
Competitor overlap
Percent of Schroder Investment Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Schroder Investment Management.
| Sponsor | From | Assets |
|---|---|---|
HOWARD LEASING, INC.FL · 202301298-001 | Slavic Integrated Administration | $4M |
ST. LUKE'S HEALTH SYSTEM, LTD.ID · 562570681-006 | SCHROFER | $2M |
Plans lost in 2024
Appeared last year under Schroder Investment Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
JOINT BOARD OF TRUSTEES OPERATING ENGINEERS LOCAL 324MI · 381900637-001 | Benefit Street Partners LLC | $1.6B |
W PA TEAMSTERS & EMPLOYERS PENSIONPA · 256029946-001 | Groom Law Group, Chartered | $1.6B |
SIEMENS CORPORATIONNJ · 132623356-001 | State Street | $1.5B |
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC.MA · 041045815-001 | Metzler Locricchio Serra & Co PC | $907M |
I.B.E.W. BOARD OF TRUSTEES FOR LOCAL 357 PENSION TRUSTNV · 886023284-001 | Wesbanco | $534M |
JOINT BOARD OF TRUSTEES, OPERATING ENGINEERS LOCAL 324, DCMI · 383386104-002 | Lindsell Train | $221M |
JACOBS ENGINEERING GROUP, INC.TX · 954081636-004 | Cullen Capital Management LLC | $200M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHERN COMPANY SERVICES, INC.GA · 630274273-001 | $15.3B | 58,166 | $725,263 | 10y | - |
NATIONAL ELEVATOR INDUSTRY PENSION PLAN PLAN BOARD OF TRUSTEESPA · 232694291-001 | $12.2B | 54,107 | $1M | 10y | 1 |
B/O/T UNITED ASSOCIATION NATIONAL PENSION FUNDVA · 526152779-001 | $7.7B | 196,837 | $1M | 10y | - |
DESERET MUTUAL BENEFIT ADMINISTRATORSUT · 870440163-001 | $7.1B | 32,235 | $696,487 | 8y | - |
BD OF TR OF THE PENSION, HOSP & BENEFIT PL OF THE ELEC IND-PENSIONNY · 136123601-001 | $5.0B | 41,042 | $319,679 | 9y | - |
SOUTHERN CALIFORNIA EDISON COMPANYCA · 951240335-001 | $4.7B | 21,342 | $334,397 | 5y | - |
INTL PAINTERS & ALLIED TRADES IND. PENSION FUND- BOARD OF TRUSTEESMD · 526073909-001 | $4.5B | 95,494 | $180,950 | 4y | - |
SIEMENS ENERGY, INC.FL · 133987280-021 | $4.0B | 15,538 | $241,662 | 5y | - |
TARGET CORPORATIONMN · 410215170-001 | $3.3B | 75,775 | $493,702 | 10y | - |
BOARD OF TRUSTEESNY · 131764242-001 | $2.6B | 56,488 | $311,202 | 4y | - |
Flag exposure
90.9%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (55)
Raw Schedule C names collapsed into Schroder Investment Management.
- HOWARD JOHANNSSEN
- HOWARD JOHANNSSEN SS 089-34-1787
- HOWARD JOHANNSSEN SS XXX-XX-1787
- HOWARD LEASING, INC.
- HOWARD MILLER & ASSOCIATES
- HOWARD MILLER & ASSOCIATES, LLC
- HOWARD MILLER COMPANY
- HOWARD PRESS
- HOWARD ROBERTS
- HOWARD S ZODICOFF
- HOWARD SIMON
- HOWARD SIMON & ASSOICATES, INC.
- HOWARD UNIVERSITY
- HOWARD, STACEY
- SCHRODER
- SCHRODER FUND
- SCHRODER FUND ADVISORS LLC
- SCHRODER INV MGMT NORTH AMERICA INC
- SCHRODER INV. MANAGEMENT, NA INC.
- SCHRODER INVEST MNGMT NA INC
- SCHRODER INVEST. MGMT. N. AMERICA
- SCHRODER INVESTMENT MANAGEMENT
- SCHRODER INVESTMENT MANAGEMENT INC
- SCHRODER INVESTMENT MANAGEMENT N.A
- SCHRODER INVESTMENT MANAGEMENT N.A.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Schroder Investment Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 3.03% | 26.94% | -23.91 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 3.03% | 1.76% | +1.27 pp |
| Loss discovered | 1 | 3.03% | 0.00% | +3.03 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Schroder Investment Management. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Schroder Investment Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Asher Kelly | 2 | 6.1% |
| Cohen Weiss & Simon LLP | 2 | 6.1% |
| Covington & Burling LLP | 2 | 6.1% |
| Krakow & Souris LLC | 2 | 6.1% |
| Novara Tesija Catenacci McDonald | 2 | 6.1% |
| O'Donoghue & O'Donoghue LLP | 2 | 6.1% |
| Proskauer Rose LLP | 2 | 6.1% |
| Smith Gambrell & Russell, LLP | 2 | 6.1% |
| Troutman Pepper | 2 | 6.1% |
| Virginia & Ambinder, LLP | 2 | 6.1% |