Royce & Associates
advisor15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served5Rank #2784 of mapped providers
Assets under administration$2.5B0.0%Market share · rank #2683
Fees received$0Median $0/planSum across Schedule C direct + indirect
Net wins YoY+01 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Royce & Associates plan look like?
Service mix · median fees per plan
Count of plans where Royce & Associates ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 4 | $0 | |
Shareholder servicing feesCode 59 | 1 | $0 |
Competitor overlap
Percent of Royce & Associates's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Royce & Associates.
| Sponsor | From | Assets |
|---|---|---|
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | Cowen & Company LLC | $2.4B |
Plans lost in 2024
Appeared last year under Royce & Associates; not this year.
| Sponsor | To | Assets |
|---|---|---|
FMC TECHNOLOGIES, INC.TX · 364412642-001 | WTW | $381M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | $2.4B | 25,253 | $0 | 1y | - |
G3 TECHNOLOGIES INCMD · 522296700-001 | $59M | 352 | $0 | 10y | - |
INFINITE LEGACY, INC.MD · 521736533-002 | $27M | 379 | $0 | 7y | 1 |
ANNIN & CONJ · 221614662-002 | $19M | 391 | $0 | 5y | - |
MAST TRUCKING, INC.OH · 341373437-001 | $5M | 186 | $0 | 3y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into Royce & Associates.
- HIGHLAND ICC CAPITAL MANAGEMENT
- HIGHLANDER FINANCIAL GROUP
- ROYCE
- ROYCE & ASSOCIATES
- ROYCE & ASSOCIATES LLC
- ROYCE & ASSOCIATES LP
- ROYCE & ASSOCIATES, INC.
- ROYCE & ASSOCIATES, LLC
- ROYCE AND ASSOCIATES
- ROYCE AND ASSOCIATES, INC
- ROYCE FUND SERVICES
- ROYCE FUND SERVICES, INC.
- ROYCE FUNDS
- ROYCE INVESTMENT PARTNERS
- ROYCE SPECIAL EQUITY INV
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Royce & Associates's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 20.00% | 1.71% | +18.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Royce & Associates. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Royce & Associates's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Metzler Locricchio Serra & Co PC | 2 | 40.0% |
| McConnell & Jones LLP | 1 | 20.0% |