Rothschild Asset Management
advisor31 known aliases resolved via the canonical alias map
Market position · 2024
Plans served3-5 YoYRank #3869 of mapped providers
Assets under administration$17.1B0.0%Market share · rank #790
Fees received$77,478Median $25,309/planSum across Schedule C direct + indirect
Net wins YoY-51 won · 6 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Rothschild Asset Management plan look like?
Service mix · median fees per plan
Count of plans where Rothschild Asset Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment managementCode 28 | 1 | $52,169 | |
Direct payment from the plan; Valuation (appraisals, etc.)Code 34 | 1 | $25,309 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 |
Competitor overlap
Percent of Rothschild Asset Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Rothschild Asset Management.
| Sponsor | From | Assets |
|---|---|---|
GCW HOLDINGS, INC.NV · 880442909-003 | (new plan) | $44M |
Plans lost in 2024
Appeared last year under Rothschild Asset Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE NEW YORK TIMES COMPANYNY · 131102020-010 | BDO | $1.1B |
PUGET SOUND ENERGY, INC.WA · 910374630-001 | MFS Heritage Trust Company | $786M |
JOINT BOARD OF TRUSTEES OF THE DRIVERS AND HELPERS LOCAL NO. 355MD · 526043608-001 | Great Lakes Advisors | $666M |
BOARD OF TRUSTEES, WESTERN GLAZIERS RETIREMENT PLANWA · 916050587-001 | Washington Capital Management | $336M |
TRUSTEES OF TEAMSTERS JOINT COUNCIL NO. 73 PENSION & TRUST FUNDNJ · 226171374-001 | JEANNINE FUCCI | $28M |
PRINCIPLETX · 465664401-001 | Empower | $10M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | $16.9B | 296,800 | $0 | 4y | - |
PLUMBERS & STEAMFITTERS LOCAL 150 PENSION FUNDTN · 586116699-001 | $166M | 1,274 | $52,169 | 10y | - |
GCW HOLDINGS, INC.NV · 880442909-003 | $44M | 138 | $25,309 | 1y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (31)
Raw Schedule C names collapsed into Rothschild Asset Management.
- HIGGINBOTHAM INSURANCE AGENCY
- HIGGINBOTHAM INSURANCE AGENCY INC
- HIGGINBOTHAM INSURANCE AGENCY INC.
- HIGGINS, MARCUS & LOVETT, INC.
- HIGGINS, MARCUS, LOVETT INC
- HIGGINS, MARCUS, LOVETT INC.
- HIGH AVAILABILITY INC
- ROTHCHILD
- ROTHCHILD & CO ASSET MANAGEMENT
- ROTHCHILD & CO ASSET MANAGEMENT INC
- ROTHCHILD & CO. ASSET MANAGEMENT US
- ROTHCHILD ASSET MANAGEMENT
- ROTHCHILD ASSET MANAGEMENT INC
- ROTHCHILD ASSET MANAGEMENT, INC.
- ROTHCHILD INVESTMENT CORPORATION
- ROTHCHILD INVESTMENT MANAGERS
- ROTHSCHILD
- ROTHSCHILD & CO ASSET MANAGEMENT
- ROTHSCHILD & CO ASSET MANAGEMENT IN
- ROTHSCHILD & CO ASSET MGMT INC
- ROTHSCHILD & CO ASSET MGMT U.S. INC
- ROTHSCHILD & CO. ASSET MANAGEMENT
- ROTHSCHILD ASSET MANAGEMENT
- ROTHSCHILD ASSET MANAGEMENT COMPANY
- ROTHSCHILD ASSET MANAGEMENT INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Rothschild Asset Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Rothschild Asset Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%+0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Rothschild Asset Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Arnall Golden Gregory LLC | 1 | 33.3% |
| Proskauer Rose LLP | 1 | 33.3% |