River & Mercantile
advisor24 known aliases resolved via the canonical alias map
Market position · 2024
Plans served6-3 YoYRank #2328 of mapped providers
Assets under administration$5.7B0.0%Market share · rank #1732
Fees received$1MMedian $38,788/planSum across Schedule C direct + indirect
Net wins YoY-33 won · 6 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical River & Mercantile plan look like?
Service mix · median fees per plan
Count of plans where River & Mercantile ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Direct payment from the plan; Investment managementCode 28 | 2 | $437,827 | |
Direct payment from the plan; Accounting (including auditing)Code 10 | 1 | $17,550 | |
Direct payment from the plan; Consulting (general)Code 16 | 1 | $13,813 | |
Investment advisory (plan)Code 27 | 1 | $120,793 | |
Direct payment from the plan; Employee (plan)Code 30 | 1 | $52,575 |
Competitor overlap
Percent of River & Mercantile's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under River & Mercantile.
| Sponsor | From | Assets |
|---|---|---|
TRUSTEES UFCW LOCAL 1262 PENSION FUNDNJ · 226074414-001 | ROBERT GEREMINO | $1.0B |
METALLUS INC.OH · 464024951-002 | NEPC LLC | $387M |
BAYSTATE HEALTH, INC.MA · 042105941-001 | Proskauer Rose LLP | $7M |
Plans lost in 2024
Appeared last year under River & Mercantile; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF TRUSTEES EASTERN ATLANTIC STATES CARPENTERS PENSION FUNDPA · 231613018-001 | PIOTR TONIA | $4.7B |
BATTELLE MEMORIAL INSTITUTEOH · 314379427-005 | Townsend Holdings LLC | $1.8B |
BATTELLE MEMORIAL INSTITUTEOH · 314379427-006 | Townsend Holdings LLC | $769M |
THE BANGOR PUBLISHING COMPANYME · 010024570-001 | Arthur J Gallagher & Co | $16M |
SONY MUSIC HOLDINGS INC.NY · 133431958-005 | (new plan) | $441,941 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
AMERICAN ELECTRIC POWER SERVICE CORPORATIONOH · 134922641-001 | $4.1B | 32,548 | $850,653 | 6y | - |
TRUSTEES UFCW LOCAL 1262 PENSION FUNDNJ · 226074414-001 | $1.0B | 25,701 | $52,575 | 1y | - |
METALLUS INC.OH · 464024951-002 | $387M | 2,177 | $13,813 | 2y | - |
U.A. LOCAL NO. 343 PENSION TRUSTCA · 946092775-001 | $160M | 583 | $17,550 | 9y | - |
RADIOLOGY ASSOCIATES OF RICHMOND, INC.VA · 540888075-001 | $85M | 166 | $120,793 | 5y | - |
BAYSTATE HEALTH, INC.MA · 042105941-001 | $7M | 0 | $25,000 | 1y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (24)
Raw Schedule C names collapsed into River & Mercantile.
- HEARTWOOD FORESTLAND SIDE FUND V
- HEARTWOOD WEALTH ADVISORS
- HEATHCARE COMMUNITY SECURITIES CORP
- HEATHER A HENDERSON
- HEATHER ADAMS
- HEATHER CLANTON
- HEATHER D SAMPLES
- HEATHER FERULLO
- HEATHER HATCH
- RIVER & MERCANTILE
- RIVER & MERCANTILE LLC
- RIVER & MERCANTILE SOLUTIONS
- RIVER & MERCENTILE, LLC
- RIVER & MERCHANTILE
- RIVER AND MERCANTILE
- RIVER AND MERCANTILE ASSET MGMT
- RIVER AND MERCANTILE ASSET MGMT LLP
- RIVER AND MERCANTILE GROUP
- RIVER AND MERCANTILE GROUP, LLC
- RIVER AND MERCANTILE LLC
- RIVER AND MERCANTILE SOL (P-SOLVE)
- RIVER AND MERCANTILE SOLUTIONS
- RIVER AND MERCANTILE SOLUTIONS, LLC
- RIVER AND MERCANTILE, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for River & Mercantile's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with River & Mercantile. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on River & Mercantile's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Jones Day | 1 | 16.7% |
| Kirkland & Ellis LLP | 1 | 16.7% |
| Kraw & Kraw Law Group | 1 | 16.7% |
| Meranze Katz & Gaudioso PC | 1 | 16.7% |
| Morgan Lewis & Bockius LLP | 1 | 16.7% |
| Porter Wright Morris & Arthur LLP | 1 | 16.7% |
| Vedder Price | 1 | 16.7% |
| Verrill Dana LLP | 1 | 16.7% |