Rice Hall James & Associates
advisor24 known aliases resolved via the canonical alias map
Market position · 2024
Plans served15+3 YoYRank #1066 of mapped providers
Assets under administration$99.9B0.1%Market share · rank #150
Fees received$6MMedian $223,540/planSum across Schedule C direct + indirect
Net wins YoY+44 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Rice Hall James & Associates plan look like?
Service mix · median fees per plan
Count of plans where Rice Hall James & Associates ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Securities brokerage commissions and fees; Investment managementCode 28 | 10 | $260,342 | |
Securities brokerage commissions and fees; Soft dollars commissions; Investment management fees paid directly by planCode 51 | 2 | $173,734 | |
Investment management fees paid indirectly by plan; Legal; Accounting (including auditing)Code 10 | 1 | $22,000 | |
Claims processing; Direct payment from the plan; Insurance services; Contract AdministratorCode 12 | 1 | $533,573 | |
Other feesCode 99 | 1 | $5,201 |
Competitor overlap
Percent of Rice Hall James & Associates's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Rice Hall James & Associates.
| Sponsor | From | Assets |
|---|---|---|
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-001 | Magnitude Capital, LLC | $3.4B |
CEMENT MASONS PENSION TRUST FUND FOR N.CALCA · 946277669-001 | Health Services & Benefit Administration | $713M |
BOARD OF TRUSTEES - TRI-STATE CARPENTERS AND JOINERS PENSIONTN · 620976048-001 | Fred Alger Management | $452M |
JAIN FARM FRESH FOODS, INC.CA · 931108553-002 | Greenline Wealth Management | $5M |
Plans lost in 2024
Appeared last year under Rice Hall James & Associates; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WALMART INC.AR · 710415188-003 | $50.8B | 1,970,230 | $1M | 6y | - |
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | $15.0B | 311,750 | $2M | 10y | - |
BD OF TRUSTEES SHEET METAL WORKERS' NATIONAL PENSION FUNDVA · 526112463-001 | $8.9B | 152,375 | $410,699 | 5y | - |
BOT OF THE NORTH ATLANTIC STATES CARPENTERS PENSION FUNDMA · 516040899-001 | $5.1B | 45,727 | $289,228 | 7y | - |
BOARD OF DIRECTORS PRODUCER-WRITERS GUILD OF AMERICA PENSION PLANCA · 952216351-001 | $4.7B | 20,228 | $290,123 | 10y | - |
BOT OF THE NORTH ATLANTIC STATES CARPENTERS GUARANTEED ANNUITY FUNDMA · 042776873-001 | $3.8B | 23,724 | $231,456 | 7y | - |
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-001 | $3.4B | 40,022 | $22,000 | 1y | - |
BOARD OF TRUSTEES, AFTRA RETIREMENT PLANNY · 136414972-001 | $2.9B | 45,702 | $223,540 | 9y | - |
BD OF TRUSTEES, LABORERS DIST COUNCIL & CONSTRS PENSION FUNDOH · 316129964-001 | $2.7B | 30,539 | $123,927 | 10y | - |
CEMENT MASONS PENSION TRUST FUND FOR N.CALCA · 946277669-001 | $713M | 5,907 | $5,299 | 1y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (24)
Raw Schedule C names collapsed into Rice Hall James & Associates.
- HCM UNLOCKED LLC
- HCMC, INC
- HCMS PARTNERS, LLC
- HCP STUDIO PARALLEL FUND A, LP (HAC
- HCR WEALTH ADVISORS
- HCS RETIREMENT SERVICES
- HCS RETIREMENT SERVICES LLC
- HCS RETIREMENT SERVICES, LLC
- HCS RETIREMENT SERVICES, LLLC
- HCSC - BLUE CROSS BLUE SHIELD OF TX
- RICE HALL JAMES
- RICE HALL JAMES & ASSOC
- RICE HALL JAMES & ASSOC LLC
- RICE HALL JAMES & ASSOC, LLC
- RICE HALL JAMES & ASSOC.
- RICE HALL JAMES & ASSOC. LLC
- RICE HALL JAMES & ASSOCIATES
- RICE HALL JAMES & ASSOCIATES LLC
- RICE HALL JAMES & ASSOCIATES, LLC
- RICE HALL JAMES AND ASSOCIATES
- RICE HALL JAMES ASSOCIATES
- RICE HALL JAMESASSOCIATES
- RICE JAMES HALL
- RICE, HALL, JAMES & ASSOCIATES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Rice Hall James & Associates's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 6.67% | 26.94% | -20.27 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Rice Hall James & Associates. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Rice Hall James & Associates's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Proskauer Rose LLP | 3 | 20.0% |
| Barlow Coughran Morales & Josephson | 2 | 13.3% |
| Kraw & Kraw Law Group | 2 | 13.3% |
| Mooney, Green, Baker & Saidon PC | 2 | 13.3% |
| O'Reilly Grosso Gross & Jones PC | 2 | 13.3% |
| Arnall Golden Gregory LLC | 1 | 6.7% |
| Beeson Tayer & Bodine | 1 | 6.7% |
| Blitman & King LLP | 1 | 6.7% |
| Bullivant Houser Bailey | 1 | 6.7% |
| Cohen Weiss & Simon LLP | 1 | 6.7% |