Raymond James & Associates, Inc.
broker257 known aliases resolved via the canonical alias map
Market position · 2024
Plans served930-72 YoYRank #29 of mapped providers
Assets under administration$47.8B0.1%Market share · rank #343
Fees received$39MMedian $28,920/planSum across Schedule C direct + indirect
Net wins YoY-61185 won · 246 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Raymond James & Associates, Inc. plan look like?
Service mix · median fees per plan
Count of plans where Raymond James & Associates, Inc. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage; Investment advisory (plan)Code 27 | 577 | $29,301 | |
Securities brokerage; Insurance brokerage commissions and fees; Investment advisory (participants); Investment management fees paid directly by plan; Investment advisory (plan); Securities brokerage commissions and feesCode 26 | 117 | $23,633 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the planCode 15 | 56 | $24,950 | |
Other feesCode 99 | 56 | $22,917 | |
Other fees; Consulting (general)Code 16 | 39 | $36,855 | |
Shareholder servicing fees; Investment managementCode 28 | 23 | $37,704 | |
Other commissionsCode 55 | 18 | $17,552 | |
Other services; Recordkeeping fees; Other feesCode 49 | 8 | $6,101 |
Competitor overlap
Percent of Raymond James & Associates, Inc.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Raymond James & Associates, Inc..
| Sponsor | From | Assets |
|---|---|---|
IRB HOLDING CORPORATIONGA · 823952653-005 | Financial Engines Advisors LLC | $596M |
HAWAII ELECTRICIANS ANNUITY PLANHI · 996020486-001 | Lemke, Chinen & Tanaka, CPA, Inc. | $450M |
LOEB & LOEB LLPCA · 951780806-005 | Matrix Trust | $438M |
AGROPUR INC.WI · 351442306-002 | Fidelity Investments | $243M |
DARLING INGREDIENTS INC.TX · 362495346-040 | CFO4Life Group LLC | $237M |
ENNIS, INC.TX · 750256410-011 | NFP | $160M |
PATHWARD, NATIONAL ASSOCIATIONSD · 420747941-001 | Principal | $151M |
INTEVA PRODUCTS, LLCMI · 261226551-001 | Ramond James & Associates Inc | $141M |
SH GROUP, INC.NY · 421687433-003 | Fidelity Investments | $141M |
DARLING INGREDIENTS INC.TX · 362495346-004 | Principal | $126M |
Plans lost in 2024
Appeared last year under Raymond James & Associates, Inc.; not this year.
| Sponsor | To | Assets |
|---|---|---|
HOLLAND & KNIGHT LLPFL · 590663819-001 | Mahoney & Associates | $1.8B |
EXPERIAN, INC.CA · 311343192-001 | Fidelity Investments | $1.5B |
WVU HEALTH SYSTEMWV · 550754713-001 | Concurrent Investment Advisors LLC | $1.5B |
AUTOLIV ASP, INCUT · 363640053-036 | EY | $634M |
AMERICAN AXLE & MANUFACTURING, INC.MI · 383138388-005 | Stifel Nicolaus & Company, Inc. | $633M |
BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ P.C.TN · 621047356-002 | Kingswood Wealth Advisors LLC | $557M |
FRESENIUS KABI USA, LLCIL · 300431740-001 | P&M Holding Group LLP | $500M |
PIH HEALTH, INCCA · 953619388-002 | Concurrent Investment Advisors LLC | $352M |
WVU MEDICAL CORPORATIONWV · 550492006-004 | Concurrent Investment Advisors LLC | $344M |
WVU MEDICAL CORPORATIONWV · 550492006-003 | Concurrent Investment Advisors LLC | $282M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES, CALIFORNIA IRONWORKERS FIELD PENSION TRUST FUNCA · 956042866-001 | $3.5B | 21,447 | $5,807 | 2y | - |
BOARD OF TRUSTEES - SOUTHERN ELECTRICAL RETIREMENT FUNDTN · 626125711-001 | $2.2B | 25,932 | $450,000 | 8y | - |
WELLSTAR HEALTH SYSTEM, INC.GA · 581649541-003 | $1.5B | 21,242 | $267,458 | 1y | - |
AMERICAN CENTURY SERVICES, LLCMO · 440619208-001 | $1.1B | 2,290 | $18,446 | 7y | 1 |
BOARD OF TRUSTEES OF THE U.A. LOCAL NO. 393 DEFINED BENEFIT PENSIONCA · 946359772-002 | $1.0B | 3,823 | $368,791 | 6y | - |
SEYFARTH SHAW LLPIL · 362152202-004 | $926M | 2,908 | $17,451 | 8y | 2 |
BOARD OF TRUSTEES OF THE U.A. LOCAL NO. 393 DEFINED CONTRIBUTION PLANCA · 946075617-003 | $772M | 3,349 | $326,338 | 6y | 1 |
COHNREZNICK LLCNJ · 221478099-003 | $751M | 5,420 | $99,991 | 4y | 2 |
PENN ENTERTAINMENT, INC.PA · 232234473-001 | $694M | 28,522 | $71,000 | 10y | - |
HAWAII CARPENTERS FINANCIAL SECURITY FUNDHI · 990264272-003 | $662M | 7,254 | $538,283 | 8y | - |
Flag exposure
86.1%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (257)
Raw Schedule C names collapsed into Raymond James & Associates, Inc..
- HALLMARK CARDS, INC.
- HALLORAN & ASSOCIATES LLC
- HALPERIN BATTAGLIA BENZIJA
- HALPERIN BATTAGLIA BENZIJA LLP
- HALPERIN BATTAGLIA BENZIJA, LLP
- HALSEY ASSOCIATES
- HALUZA,MARIE
- HALYARD FINANCIAL LLC
- HAMBURG & GOLDSTEIN
- HAMERSLEY PARTNERS
- HAMIL LEHMAN & ENGLAND
- HAMIL LEHMAN & ENGLAND P
- HAMIL, LEHMAN & ENGLAND,
- HAMILTON & COMPANY
- HAMILTON ADVISORS, LLC
- HAMILTON CAPITAL MANAGEMENT IN
- HAMILTON CAVANAUGH & ASSOC - ASPIRE
- HAMILTON CAVANAUGH & ASSOC- ASPIRE
- HAMILTON CAVANAUGH & ASSOCIATES
- HAMILTON CAVANAUGH & ASSOCIATES INC
- HAMILTON CAVANAUGH INV BROKERS
- HAMILTON CAVANAUGH INVESTMENT
- HAMILTON CAVANAUGH INVESTMENT BROKE
- HAMILTON INVESTMENT
- HAMILTON JOHNSTON & CO. INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Raymond James & Associates, Inc.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 18 | 1.94% | 7.76% | -5.83 pp |
| Fidelity bond gap | 51 | 5.48% | 26.94% | -21.46 pp |
| Late contributions | 226 | 24.30% | 1.71% | +22.59 pp |
| Failed to provide benefit | 12 | 1.29% | 0.14% | +1.15 pp |
| Corrective distributions | 190 | 20.43% | 1.76% | +18.67 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Raymond James & Associates, Inc.. Compare to the incumbent market share (1.4%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.4 pp vs incumbent
Frequent partners by role
Who else shows up on Raymond James & Associates, Inc.'s plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Morningstar Investment Management | 31 | 3.3% |
| Strategic Advisers | 14 | 1.5% |
| Focus Investment Advisors | 9 | 1.0% |
| SSI Investment Management | 8 | 0.9% |
| Wilshire Associates | 8 | 0.9% |
| Creative Planning | 7 | 0.8% |
| ERISA Services Inc. | 7 | 0.8% |
| Milliman | 7 | 0.8% |
| Oakhurst Capital Management | 7 | 0.8% |
| Sierra Investment Partners, Inc. | 7 | 0.8% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).