Prudential Investment Management
advisor43 known aliases resolved via the canonical alias map
Market position · 2024
Plans served21-22 YoYRank #786 of mapped providers
Assets under administration$14.9B0.0%Market share · rank #907
Fees received$2MMedian $294/planSum across Schedule C direct + indirect
Net wins YoY-2111 won · 32 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Prudential Investment Management plan look like?
Service mix · median fees per plan
Count of plans where Prudential Investment Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage commissions and fees; Distribution (12b-1) feesCode 63 | 16 | $158 | |
Investment management; Finders' fees / placement fees; Investment management fees paid directly by planCode 28 | 3 | $4,622 | |
Contract AdministratorCode 13 | 2 | $77,457 |
Competitor overlap
Percent of Prudential Investment Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Prudential Investment Management.
| Sponsor | From | Assets |
|---|---|---|
QBE HOLDINGS, INC.WI · 521147383-002 | Prudential Retirement Insurance & Annuity Co. | $792M |
AKIMA, LLCVA · 270072039-001 | Prudential Retirement Insurance & Annuity Co. | $555M |
H. LEE MOFFITT CANCER CENTERFL · 592451713-002 | Prudential Retirement Insurance & Annuity Co. | $505M |
ELECTRICIANS ANNUITY FUND IBEW LOCAL 456NJ · 222180156-001 | PRI Financial Advisors Inc | $356M |
ORGILL, INC.TN · 620314720-002 | Prudential | $275M |
MANNINGTON MILLS, INC.NJ · 210506420-006 | Prudential Retirement Insurance & Annuity Co. | $211M |
VODAFONE US INCCO · 980510742-001 | Prudential Retirement Insurance & Annuity Co. | $195M |
MAROTTA CONTROLS, INC.NJ · 221528122-003 | Prudential Retirement Insurance & Annuity Co. | $87M |
UPMC PINNACLEPA · 251778658-006 | Prudential Retirement Insurance & Annuity Co. | $81M |
ORTHOPEDIC ASSOC. OF HARTFORD PCCT · 060837726-002 | Prudential Retirement Insurance & Annuity Co. | $65M |
Plans lost in 2024
Appeared last year under Prudential Investment Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
WELLS FARGO & COMPANYCA · 410449260-001 | Fixed Income Finance PGIM Inc | $8.8B |
THE NEW YORK-PRESBYTERIAN HOSPITALNY · 133957095-004 | TIAA | $4.1B |
MEDSTAR HEALTH, INC.MD · 522087445-003 | Empower | $3.0B |
MUFG BANK, LTDNY · 135611741-015 | Empower | $2.9B |
MGM RESORTS INTERNATIONALNV · 880215232-002 | Empower | $2.0B |
W PA TEAMSTERS & EMPLOYERS PENSIONPA · 256029946-001 | Groom Law Group, Chartered | $1.6B |
BOARD OF TRUSTEES OF THE TEAMSTERS- NATIONAL 401K SAVINGS PLAN TRUSTPA · 521967784-001 | Empower | $1.4B |
FUJIFILM NORTH AMERICA CORPORATIONNY · 132550352-001 | Advised Assets Group, LLC | $1.3B |
ATLAS COPCO NORTH AMERICA LLCNJ · 205024915-002 | Empower | $971M |
KS MANAGEMENT SERVICES, L.L.C.MN · 760602862-002 | Baker Tilly US, LLP | $661M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE PNC FINANCIAL SERVICES GROUP, INC.PA · 251435979-002 | $5.5B | 115,646 | $1M | 10y | - |
LIFEPOINT HEALTH, INC.TN · 270500485-001 | $2.6B | 68,144 | $1,596 | 2y | 1 |
VISION SERVICE PLANCA · 941632821-001 | $1.5B | 7,699 | $2,358 | 10y | 1 |
NEBRASKA MEDICINENE · 911858433-004 | $919M | 12,307 | $116 | 6y | - |
QBE HOLDINGS, INC.WI · 521147383-002 | $792M | 4,418 | $421 | 4y | 1 |
AKIMA, LLCVA · 270072039-001 | $555M | 14,087 | $60 | 2y | 1 |
H. LEE MOFFITT CANCER CENTERFL · 592451713-002 | $505M | 11,141 | $0 | 3y | - |
ELECTRICIANS ANNUITY FUND IBEW LOCAL 456NJ · 222180156-001 | $356M | 2,170 | $4,622 | 1y | - |
TRUSTEES OF THE FOX VALLEY CONST WORKERS PENSIONIL · 366147407-001 | $336M | 2,515 | $111,664 | 9y | - |
MEDICAL ASSOCIATES CLINIC, P.C.IA · 421115442-002 | $320M | 1,433 | $674 | 6y | 1 |
Flag exposure
81.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (43)
Raw Schedule C names collapsed into Prudential Investment Management.
- GROUND PROS INC
- GROUP 3 FINANCIAL, LLC
- GROUP ADMINISTRATORS, LTD.
- GROUP ASSOCIATES
- GROUP BENEFIT SERVICES INC.
- GROUP BENEFIT STRATEGIES
- GROUP BENEFIT STRATEGIES, LLC
- GROUP HEALTH & BENEFIT ADMIN
- GROUP HEALTH & BENEFIT ADMIN INC
- GROUP HEALTH & BENEFIT ADMIN.
- GROUP HEALTH & BENEFIT ADMIN., INC.
- GROUP HEALTH AND BENEFIT ADMIN.
- GROUP LOCKHART, INC.
- GROUP PLAN ADMINISTATORS
- PRUDENTIA INVENULLSTMENT MANAGEMENT
- PRUDENTIAL GLOBAL INVESTMENT MGMT
- PRUDENTIAL INV MANAGEMENT SERVICES
- PRUDENTIAL INV MANG SERV LLC
- PRUDENTIAL INV MGMT SERVICES, LLC
- PRUDENTIAL INV. MGMT LLC
- PRUDENTIAL INV. MGMT. SERVICES LLC
- PRUDENTIAL INVESTMENMTS
- PRUDENTIAL INVESTMENT
- PRUDENTIAL INVESTMENT MANAGEMENT
- PRUDENTIAL INVESTMENT MANAGEMENT LL
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Prudential Investment Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 3 | 14.29% | 1.71% | +12.57 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 6 | 28.57% | 1.76% | +26.81 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Prudential Investment Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Prudential Investment Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Baum Sigman Auerbach & Neuman, Ltd. | 1 | 4.8% |
| Kroll Heineman Carton LLC | 1 | 4.8% |
| Lindabury, McCormick, Estabrook & Cooper | 1 | 4.8% |
| Morgan Lewis & Bockius LLP | 1 | 4.8% |
| Pellettieri, Rabstein & Altman | 1 | 4.8% |