PROEQUITIES INC
broker12 known aliases resolved via the canonical alias map
Market position · 2024
Plans served2Rank #5165 of mapped providers
Assets under administration$139M0.0%Market share · rank #6124
Fees received$48,011Median $24,006/planSum across Schedule C direct + indirect
Net wins YoY+01 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PROEQUITIES INC plan look like?
Service mix · median fees per plan
Count of plans where PROEQUITIES INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Consulting (pension); Consulting fees; Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other feesCode 15 | 1 | $48,011 | |
Securities brokerage commissions and fees; Securities brokerageCode 33 | 1 | $0 |
Competitor overlap
Percent of PROEQUITIES INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PROEQUITIES INC.
| Sponsor | From | Assets |
|---|---|---|
CONSTRUCTION EMPLOYEES GROUP PROFITND · 456029203-001 | Prudential | $123M |
Plans lost in 2024
Appeared last year under PROEQUITIES INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
PRINCIPLES, INC.CA · 952769659-001 | (new plan) | $7M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CONSTRUCTION EMPLOYEES GROUP PROFITND · 456029203-001 | $123M | 2,605 | $0 | 4y | 2 |
INDUSTRIAL PACKAGING SUPPLIESSC · 570687059-001 | $15M | 260 | $48,011 | 3y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (12)
Raw Schedule C names collapsed into PROEQUITIES INC.
- GREG D GOWER
- GREG DUNN CONSULTING GROUP
- GREG FISHER
- GREG HAMILTON,CPA, LLC
- PRO EQUITIES, INC
- PRO EQUITIES, INC.
- PROEQUITIES
- PROEQUITIES IN
- PROEQUITIES INC
- PROEQUITIES INC.
- PROEQUITIES, INC
- PROEQUITIES, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PROEQUITIES INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 50.00% | 1.71% | +48.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 50.00% | 1.76% | +48.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PROEQUITIES INC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%+0.0 pp vs incumbent
Frequent partners by role
Who else shows up on PROEQUITIES INC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Advised Assets Group, LLC | 1 | 50.0% |
| Pension Planning Solutions | 1 | 50.0% |