Private Advisor Group
advisor25 known aliases resolved via the canonical alias map
Market position · 2024
Plans served109-5 YoYRank #180 of mapped providers
Assets under administration$15.2B0.0%Market share · rank #890
Fees received$14MMedian $40,179/planSum across Schedule C direct + indirect
Net wins YoY-312 won · 15 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Private Advisor Group plan look like?
Service mix · median fees per plan
Count of plans where Private Advisor Group ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 44 | $39,801 | |
Trustee (bank, trust company, or similar financial institution); Redemption fees; Recordkeeping fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Participant communicationCode 15 | 41 | $51,628 | |
Investment advisory (plan); Investment advisory (participants); Investment managementCode 26 | 14 | $22,751 | |
Investment management; Investment management fees paid directly by planCode 28 | 4 | $50,810 | |
Redemption fees; Recordkeeping fees; Participant loan processingCode 37 | 3 | $36,571 | |
Other feesCode 99 | 2 | $34,533 | |
Trustee (bank, trust company, or similar financial institution)Code 21 | 1 | $52,054 |
Competitor overlap
Percent of Private Advisor Group's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Private Advisor Group.
| Sponsor | From | Assets |
|---|---|---|
LIA GROUP, INC.NY · 141787128-002 | Empower | $27M |
MOTION DYNAMICS HOLDINGS, LLCMI · 383029591-001 | Huntington National Bank | $16M |
SILVER TREE RESIDENTIAL, LLCTN · 264426092-001 | T. Rowe Price | $11M |
GURTLER CHEMICALS INCIL · 363172585-001 | PARTNERS GROUP | $10M |
JZANUS CONSULTING, INC.NY · 113457458-001 | (new plan) | $9M |
BEAUTY INDUSTRY GROUP OPCO, LLCUT · 812888224-001 | Tanner LLC | $9M |
RMS ENERGY CO, LLCMN · 461402221-001 | Avantax Investment Services | $8M |
THE BLISS GROUP HOLDINGS, LLCNY · 861373752-001 | (new plan) | $8M |
WALSTROM MARINE, INC.MI · 381240624-001 | (new plan) | $6M |
ASPIRA WOMENS HEALTH, INC.CT · 330595156-001 | ADP | $5M |
Plans lost in 2024
Appeared last year under Private Advisor Group; not this year.
| Sponsor | To | Assets |
|---|---|---|
RADIOLOGY PARTNERS, INC.CA · 461413340-003 | Creative Planning | $843M |
SHEET METAL WORKERS LOCAL NO. 20 INDIANAPOLIS AREA, PENSION FUNDIN · 510168516-001 | The Segal Company (Midwest) | $194M |
NEXTIER BANK, N.A.PA · 250660700-001 | LPL Financial | $19M |
EAST JORDAN PLASTICS, INC.MI · 381859760-001 | (new plan) | $17M |
HAMILL MANUFACTURING COMPANYPA · 251057462-001 | AssuredPartners Capital Inc. | $16M |
CUSTER OFFICE ENVIRONMENTAL, INC.MI · 382351526-003 | Calder Investment Advisors | $12M |
BAUDVILLE, INC.MI · 382549249-001 | Rockefeller Capital Management | $5M |
GRAND FITNESS MGMT, LLCNJ · 272434766-001 | (new plan) | $5M |
RIVERSTONE MACHINING, LLCWI · 800559647-001 | (new plan) | $4M |
ELEMENTAL MANAGEMENT GROUP, LLCNY · 823203908-001 | OSAIC Wealth | $3M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
HUMANA INC.KY · 610647538-002 | $7.7B | 61,001 | $8,260 | 2y | 1 |
WASHINGTON PERMANENTE MEDICAL GROUP, P.C.WA · 911841629-001 | $1.5B | 2,378 | $34,257 | 3y | 1 |
LOCAL NO. 731, I.B. OF T., PENSION FUNDIL · 366513567-001 | $985M | 8,304 | $61,131 | 6y | - |
BARNES & THORNBURG LLPIN · 350900596-002 | $754M | 1,916 | $20,733 | 6y | - |
BRIDGEWATER ASSOCIATES, LPCT · 271437501-001 | $614M | 2,706 | $52,777 | 6y | 1 |
STEPTOE LLPDC · 521349790-001 | $456M | 1,140 | $14,041 | 2y | 1 |
EVERSANAKS · 391821626-001 | $348M | 5,447 | $231,376 | 7y | 2 |
ENT AND ALLERGY ASSOCIATES, LLPNY · 134000192-001 | $240M | 1,034 | $140,000 | 2y | - |
URUS GROUP LPWI · 832013330-002 | $157M | 2,502 | $88,571 | 2y | - |
LANDSCAPE FORMS, INC.MI · 381897577-001 | $113M | 803 | $55,766 | 10y | - |
Flag exposure
81.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (25)
Raw Schedule C names collapsed into Private Advisor Group.
- GREENLEAF & BURLESON WEALTH
- GREENLEAF AND BURLESON WEALTH
- GREENLEAF FINANCIAL NETWORK LLC
- GREENLEAF TRUST
- GREENLIGHT RETIREMENT PLAN CONSULTA
- GREENLINE PARTNERS LLC
- GREENLINE WEATH MANAGEMENT LLC
- PRIVATE ADIVSOR GROUP LLC
- PRIVATE ADVIOSR GROUP LLC
- PRIVATE ADVISOR GROUP
- PRIVATE ADVISOR GROUP LL
- PRIVATE ADVISOR GROUP LLC
- PRIVATE ADVISOR GROUP,
- PRIVATE ADVISOR GROUP, LLC
- PRIVATE ADVISOR, LLC
- PRIVATE ADVISORS
- PRIVATE ADVISORS GROUP
- PRIVATE ADVISORS GROUP LLC
- PRIVATE ADVISORS GROUP, LLC
- PRIVATE ADVISORS LLC
- PRIVATE ADVISORS V
- PRIVATE ADVISORS, LLC
- PRIVATE ADVISORY GROUP
- PRIVATE ADVISORY GROUP LLC
- PRIVATE ADVISORY GROUP, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Private Advisor Group's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 1.83% | 7.76% | -5.93 pp |
| Fidelity bond gap | 3 | 2.75% | 26.94% | -24.19 pp |
| Late contributions | 17 | 15.60% | 1.71% | +13.88 pp |
| Failed to provide benefit | 2 | 1.83% | 0.14% | +1.70 pp |
| Corrective distributions | 25 | 22.94% | 1.76% | +21.18 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Private Advisor Group. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Frequent partners by role
Who else shows up on Private Advisor Group's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Brink, Key & Chludzinski | 2 | 1.8% |
| Dowd Bloch Bennett & Cervone | 1 | 0.9% |
| Miller Johnson Snell & Cummiskey PC | 1 | 0.9% |
| Morgan Lewis & Bockius LLP | 1 | 0.9% |
| Rathje & Woodward | 1 | 0.9% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).