Pensionmark Financial Group
advisor45 known aliases resolved via the canonical alias map
Market position · 2024
Plans served224-297 YoYRank #91 of mapped providers
Assets under administration$15.7B0.0%Market share · rank #855
Fees received$7MMedian $22,441/planSum across Schedule C direct + indirect
Net wins YoY-28352 won · 335 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Pensionmark Financial Group plan look like?
Service mix · median fees per plan
Count of plans where Pensionmark Financial Group ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 112 | $20,969 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the planCode 15 | 48 | $22,284 | |
Other feesCode 99 | 20 | $31,698 | |
Sub-transfer agency fees; Account maintenance fees; Investment advisory (participants); Recordkeeping fees; Other fees; Insurance mortality and expense chargeCode 26 | 18 | $27,412 | |
Sub-transfer agency fees; Investment advisory (plan); Distribution (12b-1) fees; Consulting (general)Code 16 | 14 | $16,212 | |
Accounting (including auditing)Code 10 | 2 | $27,614 | |
Contract AdministratorCode 13 | 2 | $32,620 | |
Investment advisory (participants); Investment advisory (plan); Insurance agents and brokers; Investment management fees paid directly by planCode 22 | 2 | $13,262 |
Competitor overlap
Percent of Pensionmark Financial Group's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Pensionmark Financial Group.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES IRON WORKERS PENSION PLAN OF WESTERN PAPA · 251283169-001 | TONI DICLEMENTE | $297M |
BOTTOMLINE TECHNOLOGIES, INC.NH · 020433294-001 | Pinnacle Private Wealth LLC | $242M |
HOYA HOLDINGS, INC.CA · 942205027-001 | John Hancock | $173M |
DESERT SANDS PUBLIC CHARTER, INC.CA · 481272886-001 | Pensionmark Securities LLC | $153M |
DEVCON CONSTRUCTION INCORPORATEDCA · 942685009-002 | Strategic Advisers | $144M |
CHAMPLAIN COLLEGE INCORPORATEDVT · 030220266-002 | TIAA | $116M |
WISE FOODS, INC.GA · 510370373-001 | Principal | $43M |
PAYA, INC.GA · 010665536-001 | Alera Group | $42M |
GENEVIVEMN · 453357936-001 | Minnesota Life Insurance Company | $41M |
EDGEWOOD MANAGEMENT GROUP, LLCND · 263415102-001 | Minnesota Life Insurance Company | $40M |
Plans lost in 2024
Appeared last year under Pensionmark Financial Group; not this year.
| Sponsor | To | Assets |
|---|---|---|
CARPENTERS ANNUITY TRUST FUND FOR NORTHERN CALIFORNIACA · 946534591-001 | Camden Asset Management | $3.0B |
CAESARS ENTERTAINMENT INC.NV · 463657681-002 | World Investment Advisors LLC | $1.8B |
AVERITT EXPRESS, INC.TN · 620755421-001 | World Investment Advisors LLC | $693M |
ABERCROMBIE & FITCH CO.OH · 311469076-001 | World Investment Advisors LLC | $419M |
PLAN PROFESSIONALS, LLCNJ · 853213245-301 | Fidelity Investments | $269M |
TISHMAN SPEYER PROPERTIES, LPNY · 132954404-002 | World Investment Advisors LLC | $244M |
HYDRAFORCE, INC.IL · 363524515-002 | World Investment Advisors LLC | $243M |
SENECA FOODS CORPORATIONNY · 160733425-003 | World Investment Advisors LLC | $233M |
HORACE MANN SCHOOLNY · 131740455-001 | World Investment Advisors LLC | $229M |
BOARD OF TRUSTEES, NORTHERN CALIFORNIA CARPENTERS 401(K) TRUST FUNDCA · 800204601-001 | World Investment Advisors LLC | $176M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
HUMANA INC.KY · 610647538-002 | $7.7B | 61,001 | $44,648 | 8y | 1 |
NAMED FIDUCIARIES OF THE PENSION PLAN FOR INSURANCE ORGANIZATIONSPA · 270131295-001 | $1.1B | 7,840 | $90,854 | 8y | - |
OAK RIDGE ASSOCIATED UNIVERSITIESTN · 620476816-001 | $359M | 2,112 | $8,501 | 4y | - |
DAYTON FREIGHT LINES, INC.OH · 311000719-001 | $304M | 6,423 | $15,000 | 7y | - |
BOARD OF TRUSTEES IRON WORKERS PENSION PLAN OF WESTERN PAPA · 251283169-001 | $297M | 2,936 | $50,704 | 1y | - |
AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCEDC · 530196568-001 | $257M | 1,355 | $64,250 | 2y | - |
BOTTOMLINE TECHNOLOGIES, INC.NH · 020433294-001 | $242M | 1,884 | $53,192 | 1y | 2 |
FILTRATION GROUP CORPORATIONTX · 273741564-001 | $224M | 3,634 | $22,992 | 7y | 2 |
HOYA HOLDINGS, INC.CA · 942205027-001 | $173M | 2,546 | $15,000 | 1y | 1 |
DESERT SANDS PUBLIC CHARTER, INC.CA · 481272886-001 | $153M | 2,833 | $308,862 | 1y | - |
Flag exposure
81.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (45)
Raw Schedule C names collapsed into Pensionmark Financial Group.
- GLOBAL RENEWABLE POWER INFRA III LP
- GLOBAL RENEWABLE POWER INFRA IVB LP
- GLOBAL RERIREMENT PARTNERS
- GLOBAL RET PARNTERS, LLC
- GLOBAL RET. PARTNER LLC
- GLOBAL RET8IREMENT PARTNERS LLC
- PENSION MARK RETIREMENT GROUP
- PENSIONMARK
- PENSIONMARK FIN GROUP LLC
- PENSIONMARK FIN GROUP, LLC
- PENSIONMARK FINACIAL GROUP
- PENSIONMARK FINACIAL GROUP LLC
- PENSIONMARK FINACIAL GROUP, LLC
- PENSIONMARK FINANCIAL
- PENSIONMARK FINANCIAL CORP LLC
- PENSIONMARK FINANCIAL GOUP LLC
- PENSIONMARK FINANCIAL GR
- PENSIONMARK FINANCIAL GROUP
- PENSIONMARK FINANCIAL GROUP LC
- PENSIONMARK FINANCIAL GROUP LL
- PENSIONMARK FINANCIAL GROUP LLC
- PENSIONMARK FINANCIAL GROUP,
- PENSIONMARK FINANCIAL GROUP, INC
- PENSIONMARK FINANCIAL GROUP, L
- PENSIONMARK FINANCIAL GROUP, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Pensionmark Financial Group's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 9 | 4.02% | 7.76% | -3.74 pp |
| Fidelity bond gap | 18 | 8.04% | 26.94% | -18.91 pp |
| Late contributions | 50 | 22.32% | 1.71% | +20.61 pp |
| Failed to provide benefit | 1 | 0.45% | 0.14% | +0.31 pp |
| Corrective distributions | 60 | 26.79% | 1.76% | +25.03 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Pensionmark Financial Group. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Frequent partners by role
Who else shows up on Pensionmark Financial Group's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Bentley, Bratcher & Associates, P.C. | 2 | 0.9% |
| Farber Haas Hurley LLP | 2 | 0.9% |
| Fredrikson & Byron PA | 2 | 0.9% |
| DiClaudio & Kramer LLC | 1 | 0.5% |
| Groom Law Group, Chartered | 1 | 0.5% |
| Meyer Unkovic & Scott LLP | 1 | 0.5% |
| Prida Guida & Perez PA | 1 | 0.5% |
| Tucker Arensberg | 1 | 0.5% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).