PCA Investment Advisory Services
advisor13 known aliases resolved via the canonical alias map
Market position · 2024
Plans served44Rank #413 of mapped providers
Assets under administration$1.8B0.0%Market share · rank #3073
Fees received$2MMedian $30,179/planSum across Schedule C direct + indirect
Net wins YoY+14 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical PCA Investment Advisory Services plan look like?
Service mix · median fees per plan
Count of plans where PCA Investment Advisory Services ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment advisory (plan); Direct payment from the planCode 27 | 35 | $35,680 | |
Investment advisory (plan); Investment advisory (participants); Direct payment from the planCode 26 | 6 | $28,963 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Other services; Recordkeeping fees; Other fees; Trustee (bank, trust company, or similar financial institution)Code 15 | 2 | $32,183 | |
Investment advisory (plan); ActuarialCode 11 | 1 | $7,884 |
Competitor overlap
Percent of PCA Investment Advisory Services's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under PCA Investment Advisory Services.
| Sponsor | From | Assets |
|---|---|---|
BGR, INC.OH · 310841900-001 | Pension Corporation of America | $18M |
PRESTRESS SERVICES INDUSTRIES, LLCOH · 220505455-001 | Pension Corporation of America | $13M |
KOST USA, LLCOH · 133063500-001 | (new plan) | $12M |
GREENPOINT METALS, INC.OH · 311687147-001 | Voya | $9M |
Plans lost in 2024
Appeared last year under PCA Investment Advisory Services; not this year.
| Sponsor | To | Assets |
|---|---|---|
SCHEELS ALL SPORTS, INC.ND · 450306649-002 | SBT of Fargo | $838M |
NEFF PACKAGING SOLUTIONS, INC.KY · 310620588-002 | (new plan) | $7M |
SOCIETY OF ST. VINCENT DE PAUL DISTRICT COUNCIL OF CINCINNATI, INC.OH · 310537510-002 | Empower | $2M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
R.A JONES & CO.VA · 461783155-004 | $214M | 1,152 | $63,722 | 7y | - |
MAZAK CORPORATIONKY · 112161864-002 | $181M | 1,100 | $204,381 | 6y | - |
RUMPKE CONSOLIDATED COMPANIES, INC.OH · 311247560-003 | $173M | 4,035 | $59,504 | 7y | - |
HEALTH CARE FACILITIES STAFFING, LLCOH · 263322066-001 | $117M | 27,570 | $122,109 | 10y | 2 |
FISCHER MANAGEMENT, LLCKY · 610990213-001 | $95M | 1,103 | $49,837 | 3y | 1 |
ULTIMUS FUND SOLUTIONS, LLCOH · 311663251-001 | $87M | 1,305 | $141,014 | 5y | - |
IMPERIAL OPTICAL MIDCO INC.IL · 824641344-001 | $83M | 3,187 | $93,472 | 5y | - |
RUMPKE CONSOLIDATED COMPANIES, INC.OH · 311247560-002 | $81M | 597 | $10,889 | 7y | - |
CZARNOWSKI DISPLAY SERVICE, INC.IL · 362695389-003 | $66M | 1,339 | $93,020 | 6y | 1 |
FUYAO GLASS AMERICA INC.OH · 383928174-001 | $60M | 3,290 | $33,904 | 6y | - |
Flag exposure
70.5%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (13)
Raw Schedule C names collapsed into PCA Investment Advisory Services.
- GERADO CARDON
- GERALD BAKER
- GERALD G GRAY & ASSOCIATES, INC.
- PCA
- PCA INVEST ADVISORS
- PCA INVESTMENT ADVISORY SERVICE
- PCA INVESTMENT ADVISORY SERVICES
- PCA INVESTMENT ADVISORY SERVICES I
- PCA INVESTMENT ADVISORY SERVICES IN
- PCA INVESTMENT ADVISORY SERVICES,
- PCA INVESTMENT ADVISORY SERVICES, I
- PCA, LLC
- PCAIAS, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for PCA Investment Advisory Services's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.27% | 7.76% | -5.49 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 12 | 27.27% | 1.71% | +25.56 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 6.82% | 1.76% | +5.06 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with PCA Investment Advisory Services. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on PCA Investment Advisory Services's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Dean Dorton Allen Ford PLLC | 3 | 6.8% |
| Barnes Dennig & Co. Ltd. | 1 | 2.3% |
| Cassady Schiller & Associates | 1 | 2.3% |
| Flagel Huber Flagel | 1 | 2.3% |
| Rudler, PSC | 1 | 2.3% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).