Northwestern Mutual Wealth Management
advisor53 known aliases resolved via the canonical alias map
Market position · 2024
Plans served222+21 YoYRank #98 of mapped providers
Assets under administration$5.9B0.0%Market share · rank #1692
Fees received$8MMedian $26,274/planSum across Schedule C direct + indirect
Net wins YoY+2551 won · 26 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Northwestern Mutual Wealth Management plan look like?
Service mix · median fees per plan
Count of plans where Northwestern Mutual Wealth Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Redemption fees; Investment advisory (plan)Code 27 | 171 | $28,910 | |
Other investment fees and expenses; Investment advisory (participants)Code 26 | 18 | $21,157 | |
Other feesCode 99 | 17 | $22,228 | |
Consulting fees; Consulting (general)Code 16 | 7 | $32,827 | |
Plan Administrator; Direct payment from the planCode 14 | 2 | $27,375 | |
Claims processing; Other insurance fees and expensesCode 12 | 1 | $2,080 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 1 | $12,108 | |
LegalCode 29 | 1 | $32,295 |
Competitor overlap
Percent of Northwestern Mutual Wealth Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Northwestern Mutual Wealth Management.
| Sponsor | From | Assets |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | Sage Point Financial | $651M |
ALLSUP, LLCIL · 822208506-001 | Northwestern Mutual Wealth Management Company | $45M |
HEALEY BROTHERS, INC.NY · 061554816-001 | Northwestern Mutual Wealth Management Company | $44M |
HONOR TECHNOLOGY, INC.CA · 471943214-001 | Pensionmark Financial Group | $38M |
ACOUSTI ENGINEERING COMPANY OF FLORIDAFL · 590543535-004 | Northwestern Mutual Wealth Management Company | $33M |
STEELE SOLUTIONS, INC.WI · 812440527-001 | Baird Insurance Services Inc | $30M |
DIGESTIVE CARE OF EVANSVILLE, PCIN · 351627319-001 | Charles Schwab | $29M |
MACNEILL PRIDE GROUP CORP DBA GATHR OUTDOORSME · 471044853-005 | Strategic Advisers | $28M |
SQUADRON CAPITAL LLCCT · 262772125-001 | Fidelity Investments | $27M |
1910 LEGACY ENTERPRISES, INC.GA · 822955160-003 | (new plan) | $26M |
Plans lost in 2024
Appeared last year under Northwestern Mutual Wealth Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
STOUT RISIUS ROSS, LLCMI · 383003685-001 | UBS Financial Services | $167M |
SPARQ HOLDINGS, INC.GA · 201612379-001 | John Hancock | $41M |
MGT OF AMERICA CONSULTING, LLCFL · 810890071-001 | Empower | $38M |
HMT LLCTX · 522207348-001 | Northwestern Mutual Wealth Management Company | $36M |
TSRC, INC.VA · 541474203-001 | Benefit Fiduciary Group LLC | $27M |
STRATIX CORPORATIONGA · 581506226-001 | Empower | $18M |
WRH REALTY SERVICES, INC.FL · 204178395-001 | John Hancock | $15M |
SMILE BUSINESS PRODUCTS, INC.CA · 911807857-002 | (new plan) | $9M |
CMI LIMITED CO.GA · 432000256-001 | Creative Planning | $7M |
DETWILERS OPERATIONS INC.FL · 472740643-001 | John Hancock | $6M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $12,066 | 1y | 2 |
SEW-EURODRIVE, INC.SC · 310870891-001 | $238M | 1,220 | $59,942 | 3y | - |
REHABILITATION INSTITUTE OF CHICAGO DBA SHIRLEY RYAN ABILITYLABIL · 362256036-003 | $150M | 2,850 | $106,436 | 3y | 1 |
JT TRUSTEES SHEET METAL WKRS #7 ZONE 1 & 5 CITIESMI · 386234066-001 | $148M | 1,085 | $32,295 | 9y | - |
COR PARTNERS, INC.GA · 822227211-001 | $134M | 1,590 | $43,762 | 4y | - |
CENTRAL ILLINOIS RADIOLOGICAL ASSOCIATES, LTD.IL · 371399888-006 | $113M | 179 | $42,066 | 4y | 1 |
ARTIVION, INC.GA · 592417093-001 | $102M | 1,019 | $89,328 | 6y | - |
OBERMAYER REBMANN MAXWELL & HIPPEL LLPPA · 230549120-002 | $85M | 289 | $2,080 | 8y | 1 |
ASSOCIATED BUILDERS AND CONTRACTORS, INC.DC · 520579380-001 | $84M | 1,691 | $18,530 | 3y | 2 |
ELLSWORTH CORPORATIONWI · 391225837-001 | $83M | 828 | $55,788 | 3y | 1 |
Flag exposure
83.8%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (53)
Raw Schedule C names collapsed into Northwestern Mutual Wealth Management.
- FRANK & COMPANY
- FRANK CRAWFORD
- FRANK CRUM 11, INC.
- FRANK D MCALPINE, PLLC
- FRANK E. LAWSON, JR
- FRANK F. GLORIOSO, CPA
- FRANK FERRELL BOWLING
- FRANK FINANCIAL SERVICES
- FRANK FOLISE
- FRANK G. DAVIDSON
- FRANK GORDON GERWIG & ASSOCIATES
- FRANK J CAREY
- FRANK J. SVRCEK
- FRANK KELLER
- FRANK LIBBY
- FRANK M GONZALEZ
- FRANK M. FLOWERS, JR, MD
- FRANK, GREGORY J.
- KIRBY WEALTH MGMNT GROUP/NW MUTUAL
- NMWMC
- NORTHWESTERN MUTUAL - NMWMC
- NORTHWESTERN MUTUAL -NMWMC
- NORTHWESTERN MUTUAL WEAL
- NORTHWESTERN MUTUAL WEALTH
- NORTHWESTERN MUTUAL WEALTH MAN
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Northwestern Mutual Wealth Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 5 | 2.25% | 7.76% | -5.51 pp |
| Fidelity bond gap | 12 | 5.41% | 26.94% | -21.54 pp |
| Late contributions | 62 | 27.93% | 1.71% | +26.21 pp |
| Failed to provide benefit | 2 | 0.90% | 0.14% | +0.76 pp |
| Corrective distributions | 48 | 21.62% | 1.76% | +19.86 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Northwestern Mutual Wealth Management. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Frequent partners by role
Who else shows up on Northwestern Mutual Wealth Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Beins Axelrod PC | 2 | 0.9% |
| Cavanagh & O'Hara LLP | 1 | 0.5% |
| Mansperger Patterson & McMullin PC | 1 | 0.5% |
| Patterson Hardee & Ballentine PC | 1 | 0.5% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).