Northeast Retirement Services, Inc.
recordkeeper12 known aliases resolved via the canonical alias map
Market position · 2024
Plans served28+1 YoYRank #637 of mapped providers
Assets under administration$67.4B0.1%Market share · rank #228
Fees received$445,198Median $1,590/planSum across Schedule C direct + indirect
Net wins YoY+116 won · 15 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Northeast Retirement Services, Inc. plan look like?
Service mix · median fees per plan
Count of plans where Northeast Retirement Services, Inc. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Contract AdministratorCode 13 | 21 | $1,198 | |
Investment advisory (plan); Investment managementCode 27 | 2 | $10,181 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 1 | $89,592 | |
Other servicesCode 49 | 1 | $285,781 | |
Other fees; Direct payment from the planCode 50 | 1 | $7,500 | |
Recordkeeping feesCode 64 | 1 | $11,704 | |
Other feesCode 99 | 1 | $1,771 |
Competitor overlap
Percent of Northeast Retirement Services, Inc.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Northeast Retirement Services, Inc..
| Sponsor | From | Assets |
|---|---|---|
POHANKA AUTO WEST, INC.VA · 541418834-001 | Empower | $43M |
POHANKA OF SALISBURY, INC.VA · 522156395-002 | Empower | $21M |
POHANKA OLDSMOBILE GMCVA · 521243089-002 | Empower | $16M |
INTERNATIONAL AUTOS, INC.WI · 391825990-001 | Empower | $14M |
VISTA FORD INC.CA · 952871788-002 | Empower | $13M |
POHANKA AUTO CENTER, INC.VA · 541129906-001 | Empower | $11M |
WEHCO VIDEO INC. & SUBSIDIARIESAR · 710426357-333 | BNY Mellon | $10M |
HEUBERGER MOTORS, INC.CO · 840604481-001 | (new plan) | $8M |
SOUTH MOTORS OF DADE COUNTYFL · 590788556-001 | Empower | $8M |
CARLSON TOYOTAMN · 411792505-001 | Empower | $6M |
Plans lost in 2024
Appeared last year under Northeast Retirement Services, Inc.; not this year.
| Sponsor | To | Assets |
|---|---|---|
HARTFORD FIRE INSURANCE COMPANYCT · 060383750-100 | Edelman Financial Engines | $6.5B |
CATHOLIC MEDICAL CENTERNH · 020315693-005 | Fidelity Investments | $206M |
VOLVO SALES AND SERVICEIL · 362595957-001 | Empower | $35M |
DICK BROWNING, INC.CA · 952135880-002 | Accelerate Investment Advisors | $30M |
PACK AUTOMOTIVE GROUPTX · 751007322-001 | OSAIC Wealth | $18M |
HACIENDA MOTORS, LTD. DBA MERCEDES-BENZ OF PLEASANTONCA · 943035344-001 | ADP | $12M |
WILLIAM F FENTON, LLCNH · 020396507-001 | Empower | $12M |
CHALMERS FORD, INC.NM · 850428532-001 | First Heartland Consultants | $7M |
POWELL-WATSON MOTORSTX · 741273471-001 | Empower | $5M |
TODD WENZEL BUICK GMC, INC.MI · 382112492-001 | Empower | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-005 | $60.4B | 149,818 | $285,781 | 10y | - |
MASSACHUSETTS INSTITUTE OF TECHNOLOGYMA · 042103594-002 | $5.9B | 30,211 | $89,592 | 8y | - |
INTEL CORPORATIONCA · 941672743-002 | $815M | 25,738 | $7,500 | 6y | - |
POHANKA AUTO WEST, INC.VA · 541418834-001 | $43M | 871 | $5,413 | 2y | - |
WEHCO MEDIA, INC. & SUBSIDIARIESAR · 710026260-001 | $21M | 1,175 | $13,958 | 7y | - |
POHANKA OF SALISBURY, INC.VA · 522156395-002 | $21M | 683 | $2,658 | 1y | 1 |
AUTOMALL PAYROLL SERVICES LTDNY · 320323841-002 | $20M | 1,289 | $2,207 | 1y | - |
GENGRAS MOTOR CARS, INC.CT · 200807108-002 | $18M | 417 | $1,988 | 5y | - |
PIERRE ENTERPRISES, INC.WA · 910980211-001 | $17M | 380 | $1,930 | 2y | 2 |
BUD CLARY CHEVROLET, INC.WA · 910699054-001 | $16M | 686 | $1,771 | 3y | - |
Flag exposure
82.1%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (12)
Raw Schedule C names collapsed into Northeast Retirement Services, Inc..
- FOUNDATION CAPITAL VII, L.P.
- FOUNDATION CAPITAL VII, LP
- FOUNDATION RESOURCE MANAGEMENT
- FOUNDATION RESOURCE MANAGEMENT, LLC
- NORTHEAST RETIREMENT SERVICES
- NORTHEAST RETIREMENT SERVICES INC
- NORTHEAST RETIREMENT SERVICES LLC
- NORTHEAST RETIREMENT SERVICES, INC
- NORTHEAST RETIREMENT SERVICES, INC.
- NORTHEAST RETIREMENT SERVICES, LLC
- NORTHEAST RETIREMENT SVC, INC.
- NORTHEST RETIREMENT SERVICES
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Northeast Retirement Services, Inc.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 3.57% | 7.76% | -4.19 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 5 | 17.86% | 1.71% | +16.14 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 7 | 25.00% | 1.76% | +23.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Northeast Retirement Services, Inc.. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Northeast Retirement Services, Inc.'s plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| National Automobile Dealers Association | 21 | 75.0% |
| CAPTRUST | 13 | 46.4% |
| Mercer | 3 | 10.7% |
| PIMCO | 2 | 7.1% |
| WTW | 2 | 7.1% |
| Ameriprise Financial | 1 | 3.6% |
| Aon | 1 | 3.6% |
| Barings | 1 | 3.6% |
| Bridgewater Advisors Inc | 1 | 3.6% |
| Cetera Advisors LLC | 1 | 3.6% |