Mountain Capital Investment Advisors
advisor3 known aliases resolved via the canonical alias map
Market position · 2024
Plans served11+1 YoYRank #1495 of mapped providers
Assets under administration$57.7B0.1%Market share · rank #268
Fees received$3MMedian $12,503/planSum across Schedule C direct + indirect
Net wins YoY+11 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Mountain Capital Investment Advisors plan look like?
Service mix · median fees per plan
Count of plans where Mountain Capital Investment Advisors ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (participants)Code 26 | 11 | $12,503 |
Competitor overlap
Percent of Mountain Capital Investment Advisors's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Mountain Capital Investment Advisors.
| Sponsor | From | Assets |
|---|---|---|
SPIRIT AIRLINES, INC.FL · 381747023-002 | Charles Schwab | $1.2B |
Plans lost in 2024
Appeared last year under Mountain Capital Investment Advisors; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $757,849 | 8y | 1 |
DELTA AIR LINES, INC.GA · 580218548-014 | $15.9B | 17,776 | $47,502 | 2y | 1 |
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | $11.6B | 13,086 | $301,994 | 9y | 1 |
JETBLUE AIRWAYS CORPORATIONNY · 870617894-001 | $5.4B | 27,448 | $20,175 | 2y | 1 |
NETJETS AVIATION, INC.OH · 310682096-001 | $2.5B | 4,530 | $8,778 | 5y | 1 |
SKYWEST, INC.UT · 870292166-001 | $1.4B | 18,854 | $12,503 | 3y | 1 |
SPIRIT AIRLINES, INC.FL · 381747023-002 | $1.2B | 3,526 | $7,966 | 1y | 1 |
COLORADO PERMANENTE MEDICAL GROUP, P.C.CO · 840832336-002 | $1.0B | 1,736 | $10,385 | 3y | 1 |
FRONTIER AIRLINES, INC.CO · 841256945-003 | $962M | 8,889 | $2M | 10y | 1 |
REPUBLIC AIRWAYS HOLDINGS INC.IN · 061449146-001 | $578M | 8,136 | $8,339 | 5y | 2 |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (3)
Raw Schedule C names collapsed into Mountain Capital Investment Advisors.
- MOUNTAIN CAPITAL INVESTMENT
- MOUNTAIN CAPITAL INVESTMENT AD
- MOUNTAIN CAPTITAL INVEST. ADV. INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Mountain Capital Investment Advisors's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 18.18% | 1.71% | +16.47 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 10 | 90.91% | 1.76% | +89.15 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Mountain Capital Investment Advisors. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Mountain Capital Investment Advisors's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Frost Brown Todd LLC | 1 | 9.1% |
| Morgan Lewis & Bockius LLP | 1 | 9.1% |