MML Investor Services LLC
broker76 known aliases resolved via the canonical alias map
Market position · 2024
Plans served329+61 YoYRank #69 of mapped providers
Assets under administration$11.3B0.0%Market share · rank #1108
Fees received$9MMedian $20,000/planSum across Schedule C direct + indirect
Net wins YoY+67111 won · 44 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MML Investor Services LLC plan look like?
Service mix · median fees per plan
Count of plans where MML Investor Services LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 120 | $23,897 | |
Other commissionsCode 55 | 92 | $13,250 | |
Other services; Other investment fees and expensesCode 49 | 25 | $7,060 | |
Other feesCode 99 | 20 | $25,771 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the planCode 15 | 19 | $21,060 | |
Investment advisory (participants); Investment advisory (plan); Insurance agents and brokersCode 22 | 19 | $433 | |
Investment management fees paid directly by plan; Investment advisory (participants)Code 26 | 16 | $14,513 | |
Consulting (general); Consulting feesCode 16 | 6 | $26,623 |
Competitor overlap
Percent of MML Investor Services LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MML Investor Services LLC.
| Sponsor | From | Assets |
|---|---|---|
899210-01 NEXTEP, INC.OK · 731543198-333 | Empower | $566M |
PLAN PROFESSIONALS, LLCNJ · 853213245-301 | Cetera Financial Group | $355M |
URBAN SCIENCE APPLICATIONS, INC.MI · 382134622-001 | MassMutual Life Insurance Company | $161M |
BRONX CENTER FOR REHABILITATION & HEALTHCARENY · 134021585-001 | LPL Financial | $77M |
VNA HEALTH GROUP, INC.NJ · 222500029-002 | MassMutual Life Insurance Company | $72M |
VNA HEALTH GROUP, INC.NJ · 222500029-001 | MassMutual Life Insurance Company | $69M |
RDG PLANNING & DESIGN, INC.IA · 421338016-001 | Empower | $57M |
GN AUDIO USA, INC.MA · 020519678-001 | MassMutual Life Insurance Company | $57M |
VAN CLEEF ENGINEERING ASSOCIATES,NJ · 222939230-002 | WITHUM | $54M |
JRM CONSTRUCTION MANAGEMENT, LLCNY · 208783504-001 | MassMutual Life Insurance Company | $54M |
Plans lost in 2024
Appeared last year under MML Investor Services LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
SOUTHEAST GEORGIA HEALTH SYSTEM, INC.GA · 581911751-002 | New Edge Advisors | $181M |
ROHRER CORPORATIONOH · 341134300-001 | Wellth Advisory Services LLC | $81M |
ORTHOARKANSAS, P.A.AR · 710485626-001 | CORRELL CO. | $59M |
THE HEALTH PLAN OF WEST VIRGINIA, INC.WV · 550585592-002 | McKinley Carter Wealth Services | $51M |
MENGEL, METZGER, BARR & CO. LLPNY · 161092347-001 | Empower | $46M |
KING & PRINCE SEAFOOD CORPORATIONGA · 580630562-004 | New Edge Advisors | $37M |
TRAFFIC PLANNING AND DESIGN INC.PA · 232557966-001 | Alan Biller & Associates | $29M |
LEARNING TREE INTERNATIONAL, INC.VA · 953133814-001 | Tribridge Partners Financial LLC | $29M |
FIRST FLORIDA CREDIT UNIONFL · 590705380-003 | OneDigital | $20M |
LIMESTONE BANCORP, INCOH · 611142247-333 | Transamerica | $17M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
FORTIVE CORPORATIONWA · 475654583-001 | $2.1B | 13,591 | $0 | 3y | - |
STAGWELL GLOBAL LLCDC · 871877859-333 | $678M | 9,342 | $632,344 | 2y | 2 |
US LBM, LLCGA · 883219071-001 | $620M | 17,809 | $17,067 | 2y | 1 |
899210-01 NEXTEP, INC.OK · 731543198-333 | $566M | 21,230 | $225,355 | 8y | 1 |
PLAN PROFESSIONALS, LLCNJ · 853213245-301 | $355M | 20,927 | $12,861 | 1y | 2 |
PENTEGRA SERVICES, INCNY · 133745616-006 | $192M | 9,376 | $3,208 | 2y | 1 |
HUNTER ENGINEERING COMPANYMO · 430636684-002 | $165M | 1,530 | $0 | 8y | - |
URBAN SCIENCE APPLICATIONS, INC.MI · 382134622-001 | $161M | 758 | $120,977 | 1y | - |
BRUCKNER TRUCK SALES, INC.TX · 750972825-001 | $122M | 1,967 | $0 | 1y | - |
THOMAS & HUTTON ENGINEERING CO.GA · 580652827-002 | $117M | 622 | $34,665 | 5y | 1 |
Flag exposure
82.4%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (76)
Raw Schedule C names collapsed into MML Investor Services LLC.
- FIDELITY INV INTL OPERATION CO. INC
- FIDELITY INV OP CO, INC
- FIDELITY INV'T INSTIT'L OPER. CO IN
- FIDELITY INVESTMENTS - SEE ATTACHED
- FIDELITY INVESTMENTS INTL OPERATION
- FIDELITY INVESTMENTS INTLT OPS CO.
- FIDELITY INVESTMENTS INTSTITUTIONAL
- FIDELITY INVESTMENTS IO CO., INC.
- FIDELITY INVESTMENTS ISTITUTIONAL
- FIDELITY INVESTMENTS ISTL OPS CO
- FIDELITY INVESTMENTS MANAGEMENT TRT
- FIDELITY INVESTMENTS NSTITUTIONAL
- FIDELITY INVESTMENTS TAX-EXEMPT SER
- FIDELITY INVESTMENTSS
- FIDELITY INVESTMENTST INSTITUTIONAL
- FIDELITY INVESTMETN INSTITUTIONAL
- MIL INVESTORS SERVICES INC
- ML INVESTORS SERVICES, LLC
- MLL INVESTORS SERVICES LLC
- MMILS
- MML INVERSTORS SERVICES LLC
- MML INVESTEORS SERVICES, LLC
- MML INVESTERS SERVICES
- MML INVESTMENT ADVISERS LLC
- MML INVESTMENT ADVISERS, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MML Investor Services LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 7 | 2.13% | 7.76% | -5.63 pp |
| Fidelity bond gap | 21 | 6.38% | 26.94% | -20.56 pp |
| Late contributions | 82 | 24.92% | 1.71% | +23.21 pp |
| Failed to provide benefit | 6 | 1.82% | 0.14% | +1.68 pp |
| Corrective distributions | 81 | 24.62% | 1.76% | +22.86 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MML Investor Services LLC. Compare to the incumbent market share (0.5%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.5 pp vs incumbent
Frequent partners by role
Who else shows up on MML Investor Services LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Morningstar Investment Management | 17 | 5.2% |
| Wilshire Associates | 16 | 4.9% |
| The Angell Pension Group Inc. | 15 | 4.6% |
| Tribridge Partners Financial LLC | 14 | 4.3% |
| Global Retirement Partners LLC | 12 | 3.6% |
| Mesirow Financial | 8 | 2.4% |
| Leaf House Financial Advisors | 5 | 1.5% |
| Associated Pension Consultants | 4 | 1.2% |
| Compensation Systems Inc. | 4 | 1.2% |
| Retirement Management Services, LLC | 4 | 1.2% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).