MMA Securities
broker30 known aliases resolved via the canonical alias map
Market position · 2024
Plans served809+78 YoYRank #32 of mapped providers
Assets under administration$52.9B0.1%Market share · rank #301
Fees received$28MMedian $29,987/planSum across Schedule C direct + indirect
Net wins YoY+80171 won · 91 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MMA Securities plan look like?
Service mix · median fees per plan
Count of plans where MMA Securities ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 576 | $30,193 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 52 | $23,636 | |
Other fees; Investment advisory (plan); Direct payment from the plan; Consulting (general)Code 16 | 46 | $39,126 | |
Other services; Investment advisory (participants)Code 26 | 34 | $18,338 | |
Other feesCode 99 | 34 | $20,361 | |
Other commissionsCode 55 | 21 | $28,107 | |
Shareholder servicing fees; Investment managementCode 28 | 11 | $29,970 | |
Other services; Other fees; Other commissionsCode 49 | 9 | $17,634 |
Competitor overlap
Percent of MMA Securities's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MMA Securities.
| Sponsor | From | Assets |
|---|---|---|
CASE NEW HOLLAND INDUSTRIAL INC.WI · 391982756-002 | Fidelity Investments | $2.3B |
PACTIV EVERGREEN SERVICES INC.IL · 270147082-004 | Principal | $1.0B |
REYNOLDS CONSUMER PRODUCTS LLCIL · 770710443-010 | LPL Financial | $633M |
CASEY'S GENERAL STORES INC.IA · 420935283-002 | Lion Street Advisors LLC | $514M |
GRAHAM PACKAGING COMPANY, L.P.PA · 232786688-011 | LPL Financial | $481M |
INDEPENDENT SCHOOL COLLABORATIVENC · 883645602-333 | LPL Financial | $449M |
GXO ENTERPRISE SERVICES, LLCCT · 862098312-001 | Fidelity Investments | $438M |
ACCOR MANAGEMENT US, INC. · 980209359-001 | Empower | $373M |
PLAN PROFESSIONALS, LLCNJ · 853213245-301 | Cetera Financial Group | $355M |
EVERGREEN PACKAGING LLCIL · 208042663-007 | Principal | $250M |
Plans lost in 2024
Appeared last year under MMA Securities; not this year.
| Sponsor | To | Assets |
|---|---|---|
SAUER BRANDS, INC.VA · 834457275-001 | Empower | $62M |
TAIT, LLCPA · 834051704-001 | Empower | $59M |
CONSULTING & MUNICIPAL ENGINEERS, LLPNJ · 223484435-002 | Creative Planning | $53M |
BELL PARTNERS INC.NC · 561148631-001 | Marsh USA Inc. | $49M |
MIDWEST VISION PARTNERS MANAGEMENT HOLDINGS, LLCIL · 834609074-001 | Vanguard | $48M |
MID-AMERICA TRANSPLANTMO · 237426306-001 | Fidelity Investments | $38M |
DESIGN SYSTEMS, INC.MI · 382473709-002 | McCurdy & Associates, Inc. | $36M |
SAMSON INVESTMENT HOLDING CO.NC · 200034952-001 | ADP | $36M |
ARORA AND ASSOCIATES, P.C.NJ · 222350558-001 | Merrill | $34M |
NOR-LAKE INC. DBA REFRIGERATED SOLUTIONS GROUPWI · 390768718-003 | Fidelity Investments | $29M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
UNIVERSAL HEALTH SERVICES, INC.PA · 232077891-001 | $3.7B | 80,921 | $123,038 | 6y | 1 |
CASE NEW HOLLAND INDUSTRIAL INC.WI · 391982756-002 | $2.3B | 12,639 | $125,000 | 1y | - |
GLOBALFOUNDRIES U.S. INC.CA · 263122131-001 | $1.2B | 8,405 | $109,750 | 2y | 1 |
VF CORPORATIONNC · 231180120-002 | $1.1B | 20,126 | $40,000 | 2y | 1 |
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.AZ · 205589597-003 | $1.0B | 36,328 | $67,500 | 2y | 2 |
PACTIV EVERGREEN SERVICES INC.IL · 270147082-004 | $1.0B | 10,980 | $29,293 | 1y | 2 |
VF CORPORATIONNC · 231180120-001 | $906M | 7,019 | $20,000 | 2y | - |
THEDACARE INC.WI · 391509362-003 | $838M | 8,797 | $98,459 | 6y | 1 |
PLAN PROFESSIONALS, LLCNJ · 853213245-333 | $650M | 16,629 | $42,031 | 3y | 2 |
REYNOLDS CONSUMER PRODUCTS LLCIL · 770710443-010 | $633M | 5,445 | $22,264 | 1y | 1 |
Flag exposure
81.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (30)
Raw Schedule C names collapsed into MMA Securities.
- FIDELITY INVESTMENTS INSTL OPRTNS
- FIDELITY INVESTMENTS INSTL.OPERATIO
- MHBT, A MMA LLC COMPANY
- MMA SCURITIESLLC
- MMA SECURITES
- MMA SECURITES LLC
- MMA SECURITIES
- MMA SECURITIES , LLC
- MMA SECURITIES CORPORATION
- MMA SECURITIES INC
- MMA SECURITIES L
- MMA SECURITIES LL
- MMA SECURITIES LLC
- MMA SECURITIES LLC (CHECK)/RYAN ROE
- MMA SECURITIES LLC FBO ANDREW
- MMA SECURITIES LLC PEARTREE
- MMA SECURITIES LLC.
- MMA SECURITIES LLC/JEFFREY S BROADD
- MMA SECURITIES LLC/JOHNATHAN FREDMA
- MMA SECURITIES LLCE
- MMA SECURITIES, LLC
- MMA SECURITIES,LLC
- MMA SECURITIESLLC
- MMA SECURITIESMMA SECURITIES
- MMA SECURITIRES LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MMA Securities's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 22 | 2.72% | 7.76% | -5.04 pp |
| Fidelity bond gap | 22 | 2.72% | 26.94% | -24.22 pp |
| Late contributions | 223 | 27.56% | 1.71% | +25.85 pp |
| Failed to provide benefit | 16 | 1.98% | 0.14% | +1.84 pp |
| Corrective distributions | 226 | 27.94% | 1.76% | +26.18 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MMA Securities. Compare to the incumbent market share (1.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.2 pp vs incumbent
Frequent partners by role
Who else shows up on MMA Securities's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Strategic Advisers | 72 | 8.9% |
| Morningstar Investment Management | 44 | 5.4% |
| Compass 360 LLC | 19 | 2.4% |
| Wilshire Associates | 7 | 0.9% |
| QDRO CONSULTANTS COMPANY, LLC | 6 | 0.7% |
| Creative Planning | 5 | 0.6% |
| Global Retirement Partners LLC | 5 | 0.6% |
| Alliant Retirement Services | 4 | 0.5% |
| Compass Retirement Consulting Group | 4 | 0.5% |
| DWC ERISA Consultants LLC | 4 | 0.5% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).