MFS Investment Management
advisor62 known aliases resolved via the canonical alias map
Market position · 2024
Plans served27-3 YoYRank #670 of mapped providers
Assets under administration$20.2B0.0%Market share · rank #676
Fees received$3MMedian $12,137/planSum across Schedule C direct + indirect
Net wins YoY-34 won · 7 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical MFS Investment Management plan look like?
Service mix · median fees per plan
Count of plans where MFS Investment Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 16 | $11,543 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 5 | $140,000 | |
Investment management fees paid indirectly by planCode 52 | 3 | $0 | |
Investment management; Investment management fees paid indirectly by plan; Custodial (securities)Code 19 | 1 | $0 | |
Investment management fees paid directly by plan; Trustee (bank, trust company, or similar financial institution); Investment managementCode 21 | 1 | $262,833 | |
Investment management fees paid directly by planCode 51 | 1 | $6,113 |
Competitor overlap
Percent of MFS Investment Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under MFS Investment Management.
| Sponsor | From | Assets |
|---|---|---|
BATTELLE MEMORIAL INSTITUTEOH · 314379427-005 | Bricker & Graydon LLP | $1.8B |
STATER BROS. MARKETSCA · 952586175-004 | Greenwood Capital Associates, LLC | $179M |
ROSE COMPANIES EMPLOYER, LLCOH · 813982831-002 | Wells Fargo | $36M |
Plans lost in 2024
Appeared last year under MFS Investment Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
COLORCON, INC.PA · 232249139-001 | Bank of America | $80M |
NEW DEVELOPMENT HOLDINGS, LLCTX · 270509754-001 | (new plan) | $27M |
ACETO US, LLCNY · 834536146-001 | T. Rowe Price | $14M |
JUDY CONSTRUCTION COMPANYKY · 610861333-001 | LPL Financial | $10M |
THE TOMORROW COMPANIES INC.MA · 611778389-001 | AllianceBernstein | $3M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIESNY · 134922250-002 | $9.1B | 38,871 | $246,535 | 10y | - |
OMNICOM GROUP INC.NY · 131514814-004 | $4.5B | 42,833 | $0 | 6y | 1 |
HAWAIIAN ELECTRIC INDUSTRIES, INC.HI · 990208097-001 | $1.9B | 5,068 | $89,238 | 5y | - |
BATTELLE MEMORIAL INSTITUTEOH · 314379427-005 | $1.9B | 10,106 | $500,666 | 2y | - |
BOARD OF TRUSTEES LOCAL NO. 8 IBEW RETIREMENT PLAN & TRUSTOH · 346596899-001 | $671M | 3,162 | $0 | 8y | - |
NORTHWEST NATURAL GAS COMPANYOR · 930256722-002 | $294M | 1,640 | $997,819 | 6y | - |
COMMONWEALTH HEALTH CORPORATIONKY · 311118087-001 | $180M | 1,796 | $6,617 | 9y | - |
STATER BROS. MARKETSCA · 952586175-004 | $179M | 1,653 | $11,543 | 1y | - |
BEYOND NEW HORIZONSTN · 923715267-001 | $175M | 610 | $10,951 | 1y | - |
BOARD OF TRUSTEES STEAMFITTERS SURETY FUND LOCAL 475NJ · 222351695-004 | $175M | 1,850 | $0 | 5y | - |
Flag exposure
96.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (62)
Raw Schedule C names collapsed into MFS Investment Management.
- FIDELITY INC INST OP CO INC
- FIDELITY INC INSTL OPER CO INC
- FIDELITY INERNATIONAL
- FIDELITY INESTMENTS
- FIDELITY INESTMENTS INSTITUTIONAL
- FIDELITY INFL-PROT BND IND INV
- FIDELITY INSIT ASSET MGMT TRUST CO
- FIDELITY INST ASSET MANAGEMENT
- FIDELITY INST ASSET MANAGEMENT LLC
- FIDELITY INST ASSET MGMGT TRUST CO
- FIDELITY INST ASSET MGMT
- FIDELITY INST ASSET MGMT TRST CO
- FIDELITY INST ASSET MGMT TRUST CO
- FIDELITY INST ASSET MGMT TRUST CO.
- FIDELITY INST. ASSET MGMT TR. CO.
- FIDELITY INST. ASSET MGMT TRUST CO
- FIDELITY INST. ASSET MGMT TRUST CO.
- FIDELITY INST. ASSET MGMT. TR. CO.
- MF INVESTMENT MANAGEMENT
- MFIS INVESTMENT MANAGEMENT
- MFS FINANCIAL
- MFS INV
- MFS INVEST MANAGEMENT
- MFS INVEST MGMT
- MFS INVESTEMENT MANAGEMENT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for MFS Investment Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 7.41% | 1.71% | +5.69 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 7.41% | 1.76% | +5.65 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with MFS Investment Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on MFS Investment Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Trucker Huss | 2 | 7.4% |
| Asher Kelly | 1 | 3.7% |
| Bricker & Graydon LLP | 1 | 3.7% |
| Davis & Gilbert LLP | 1 | 3.7% |
| Davis Wright Tremaine LLP | 1 | 3.7% |
| Groom Law Group, Chartered | 1 | 3.7% |
| Larry Magarik, Esq. | 1 | 3.7% |
| Lindabury, McCormick, Estabrook & Cooper | 1 | 3.7% |
| Michael Best & Friedrich LLP | 1 | 3.7% |
| Shumaker Loop & Kendrick LLP | 1 | 3.7% |