Metzler Locricchio Serra & Co PC
auditor14 known aliases resolved via the canonical alias map
Market position · 2024
Plans served205+13 YoYRank #105 of mapped providers
Assets under administration$50.1B0.1%Market share · rank #316
Fees received$10MMedian $0/planSum across Schedule C direct + indirect
Net wins YoY+1844 won · 26 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Metzler Locricchio Serra & Co PC plan look like?
Service mix · median fees per plan
Count of plans where Metzler Locricchio Serra & Co PC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 162 | $0 | |
Trustee (directed); Recordkeeping and information management (computing, tabulating, data processing, etc.); Investment management; Investment management fees paid indirectly by plan; Investment advisory (plan)Code 15 | 12 | $0 | |
Sub-transfer agency fees; Recordkeeping fees; Participant loan processing; Securities brokerage commissions and fees; Account maintenance feesCode 37 | 6 | $3,055 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Contract AdministratorCode 13 | 5 | $887,671 | |
Investment management fees paid directly by plan; Investment advisory (participants); Investment managementCode 26 | 4 | $43,750 | |
Investment management; Securities brokerage commissions and fees; Direct payment from the plan; Securities brokerage; Other investment fees and expenses; Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 3 | $11,187 | |
Recordkeeping fees; Account maintenance feesCode 64 | 3 | $3,041 | |
ActuarialCode 11 | 2 | $276,752 |
Competitor overlap
Percent of Metzler Locricchio Serra & Co PC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Metzler Locricchio Serra & Co PC.
| Sponsor | From | Assets |
|---|---|---|
DEERE & COMPANYIL · 362382580-001 | Aon | $8.0B |
PROVIDENCE HEALTH & SERVICESWA · 510216586-002 | Fidelity Investments | $6.5B |
DEERE & COMPANYIL · 362382580-002 | Alight | $4.1B |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | Rockport Investment Partners | $3.0B |
BLUE CROSS BLUE SHIELD OF MASSACHUSETTS, INC.MA · 041045815-001 | Schroder Investment Management | $867M |
PREMIER IMAGING VENTURES, LLC DBA LUCIDHEALTHOH · 651284519-001 | Ameritrade | $325M |
SWEDISH HEALTH SERVICESWA · 910433740-016 | Fidelity Investments | $293M |
SHARP REES-STEALY MEDICAL GROUP, INC.CA · 330106028-002 | Fidelity Investments | $246M |
IOWA ORTHOPAEDIC CENTER, P.C.IA · 420981845-001 | Prudential | $69M |
DINE' DEVELOPMENT CORPORATIONAZ · 770651649-001 | John Hancock | $42M |
Plans lost in 2024
Appeared last year under Metzler Locricchio Serra & Co PC; not this year.
| Sponsor | To | Assets |
|---|---|---|
CITIZENS FINANCIAL GROUP, INC.RI · 050412693-001 | Jennison Associates LLC | $1.1B |
BIOLA UNIVERSITY, INC.CA · 950549600-001 | Lincoln Financial | $182M |
EDWARD ROSE BUILDING ENTERPRISE, LLCMI · 843810548-001 | Fidelity Investments | $91M |
CHI ST. LUKE'S HEALTHTX · 760536232-001 | (new plan) | $68M |
KWPH ENTERPRISES DBA AMERICAN AMBULANCECA · 942281434-001 | Fidelity Investments | $35M |
ERP INTERNATIONAL, LLCMD · 205784301-001 | ADP | $29M |
DEAN, MEAD, EGERTON, BLOODWORTH, CAPOUANO & BOZARTH, P.A.FL · 592049716-001 | T. Rowe Price | $26M |
THOMAS JEFFERSON FOUNDATION, INCVA · 540505959-002 | BDO | $25M |
CORNET TECHNOLOGY, INCVA · 621382098-001 | Voya | $16M |
CLOUGH USA, INC.MA · 711036159-001 | T. Rowe Price | $13M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
DEERE & COMPANYIL · 362382580-001 | $8.0B | 35,034 | $665,617 | 1y | - |
PROVIDENCE HEALTH & SERVICESWA · 510216586-002 | $6.5B | 60,228 | $506,646 | 2y | - |
AMERICAN AIRLINES, INC. - RETIREMENTTX · 131502798-006 | $4.3B | 35,547 | $887,671 | 4y | - |
DEERE & COMPANYIL · 362382580-002 | $4.1B | 30,243 | $657,533 | 1y | - |
NATIONAL TELECOMMUNICATIONS COOPERATIVE ASSOCIATIONVA · 520741336-334 | $3.4B | 30,106 | $0 | 7y | 2 |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | $3.0B | 8,907 | $282,819 | 1y | - |
AMERICAN AIRLINES, INC. - RETIREMENTTX · 131502798-001 | $2.7B | 9,973 | $463,433 | 4y | - |
PACCAR INCWA · 910351110-001 | $2.7B | 18,129 | $152,350 | 7y | - |
AMERICAN AIRLINES, INC. - RETIREMENTTX · 131502798-002 | $2.7B | 24,831 | $1M | 4y | - |
AMERICAN AIRLINES, INC. - RETIREMENTTX · 131502798-008 | $2.5B | 22,717 | $1M | 4y | - |
Flag exposure
83.4%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (14)
Raw Schedule C names collapsed into Metzler Locricchio Serra & Co PC.
- FIDELITRY INVESTMENTS INST OPS CO
- FIDELITTY INVESTMENTS
- FIDELITY
- FIDELITY 04-2647786
- FIDELITY 500 INDEX FUND
- METZLER & LOCRICCHIO SERR & CO PC
- METZLER & LOCRICCHIO SERRA & CO PC
- METZLER + LOCRICCHIO + SERRA + CO.
- METZLER LOCRICCHIO SERRA & CO
- METZLER LOCRICCHIO SERRA & CO.
- METZLER LOCRICCHIO SERRA & CO. PC
- METZLER LOCRICCHIO SERRA & CO., P.C
- METZLER LOCRICCHIO SERRA & COMPANY
- METZLER, LOCRICCHIO, SERRA CO.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Metzler Locricchio Serra & Co PC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 9 | 4.39% | 7.76% | -3.37 pp |
| Fidelity bond gap | 13 | 6.34% | 26.94% | -20.60 pp |
| Late contributions | 62 | 30.24% | 1.71% | +28.53 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 33 | 16.10% | 1.76% | +14.34 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Metzler Locricchio Serra & Co PC. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Frequent partners by role
Who else shows up on Metzler Locricchio Serra & Co PC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| MFS Funds | 80 | 39.0% |
| PIMCO | 80 | 39.0% |
| Dimensional Fund Advisors | 49 | 23.9% |
| Prudential Jennison | 42 | 20.5% |
| Cohen & Steers | 40 | 19.5% |
| Green Retirement Inc. | 39 | 19.0% |
| Dodge & Cox | 37 | 18.1% |
| Invesco | 37 | 18.1% |
| American Century | 35 | 17.1% |
| AllianceBernstein | 28 | 13.7% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).