Merganser Capital Management
advisor12 known aliases resolved via the canonical alias map
Market position · 2024
Plans served9+2 YoYRank #1889 of mapped providers
Assets under administration$51.1B0.1%Market share · rank #331
Fees received$2MMedian $41,944/planSum across Schedule C direct + indirect
Net wins YoY+14 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Merganser Capital Management plan look like?
Service mix · median fees per plan
Count of plans where Merganser Capital Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by planCode 28 | 5 | $241,365 | |
Investment advisory (plan); Direct payment from the planCode 27 | 2 | $8,577 | |
Investment advisory (participants)Code 26 | 1 | $18,806 | |
Investment management fees paid directly by planCode 51 | 1 | $41,944 |
Competitor overlap
Percent of Merganser Capital Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Merganser Capital Management.
| Sponsor | From | Assets |
|---|---|---|
UFCW UNION LOCAL 919 & CONTRIBUTING EMPL PENSIONCT · 061065206-001 | INTECH | $470M |
SONTERRA MEDICAL MANAGEMENT GROUP, INC.TX · 743006020-001 | First Republic Investment Management | $60M |
OLYMPIA COMPANIES, LLCNV · 275285347-002 | Cetera Advisor Networks LLC | $10M |
RBR MANAGEMENT LLCNV · 271466450-001 | United Capital Financial Advisers | $6M |
Plans lost in 2024
Appeared last year under Merganser Capital Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
ENDEAVOR HEALTH CLINICAL OPERATIONSIL · 362167060-001 | Mitchell & Titus, LLP | $212M |
ELMHURST MEMORIAL HOSPITALIL · 362167784-003 | Mercer | $204M |
NORTHWEST COMMUNITY HOSPITALIL · 362340313-001 | Mercer | $114M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF THE CPF OF THE IUOE AND PARTICIPATING EMPLOYERSDC · 366052390-001 | $27.4B | 233,478 | $1M | 10y | - |
JPMORGAN CHASE BANK, NATIONAL ASSOCIATIONNJ · 134994650-001 | $16.1B | 202,919 | $256,824 | 5y | - |
SUTTER HEALTHCA · 942788907-333 | $6.2B | 66,154 | $241,365 | 2y | - |
CEDARS-SINAICA · 951644600-001 | $824M | 6,006 | $41,944 | 5y | - |
UFCW UNION LOCAL 919 & CONTRIBUTING EMPL PENSIONCT · 061065206-001 | $470M | 12,913 | $43,435 | 1y | - |
PLUMBERS AND STEAMFITTERS LOCAL 396OH · 346727007-001 | $93M | 783 | $7,808 | 1y | - |
SONTERRA MEDICAL MANAGEMENT GROUP, INC.TX · 743006020-001 | $60M | 650 | $5,903 | 1y | - |
OLYMPIA COMPANIES, LLCNV · 275285347-002 | $10M | 743 | $11,250 | 1y | 1 |
RBR MANAGEMENT LLCNV · 271466450-001 | $6M | 796 | $18,806 | 1y | 2 |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (12)
Raw Schedule C names collapsed into Merganser Capital Management.
- FARRIS INSURANCE AGENCY
- FARTHER FINANCE, INC.
- MERGANSER CAPITAL
- MERGANSER CAPITAL MANAGEMENT
- MERGANSER CAPITAL MANAGEMENT LLC
- MERGANSER CAPITAL MANAGEMENT LP
- MERGANSER CAPITAL MANAGEMENT, INC.
- MERGANSER CAPITAL MANAGEMENT, LLC
- MERGANSER CAPITAL MANAGEMENT, LLC 4
- MERGANSER CAPITAL MGMT
- MERGANSER CAPITAL MGMT, LLC
- THE FARRIS GROUP/FIDELITY
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Merganser Capital Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 11.11% | 26.94% | -15.83 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 22.22% | 1.76% | +20.46 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Merganser Capital Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Merganser Capital Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Johnson & Krol LLC | 1 | 11.1% |
| LOCKE LORD LLP | 1 | 11.1% |
| Neyhart Anderson Flynn & Grosboll | 1 | 11.1% |
| O'Donoghue & O'Donoghue LLP | 1 | 11.1% |
| SEMO Law Group | 1 | 11.1% |