Mariner Wealth Advisors
advisor17 known aliases resolved via the canonical alias map
Market position · 2024
Plans served73+13 YoYRank #295 of mapped providers
Assets under administration$28.7B0.0%Market share · rank #463
Fees received$3MMedian $32,132/planSum across Schedule C direct + indirect
Net wins YoY+918 won · 9 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Mariner Wealth Advisors plan look like?
Service mix · median fees per plan
Count of plans where Mariner Wealth Advisors ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 34 | $33,446 | |
Investment management; Investment management fees paid directly by plan; Investment advisory (participants); Investment advisory (plan)Code 26 | 17 | $24,327 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 13 | $31,934 | |
Investment management; Investment management fees paid directly by planCode 28 | 4 | $47,473 | |
Other feesCode 99 | 2 | $29,879 | |
Consulting fees; Investment advisory (plan); Accounting (including auditing)Code 10 | 1 | $90,747 | |
Consulting (general)Code 16 | 1 | $55,000 | |
Shareholder servicing fees; Custodial (securities)Code 19 | 1 | $64,154 |
Competitor overlap
Percent of Mariner Wealth Advisors's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Mariner Wealth Advisors.
| Sponsor | From | Assets |
|---|---|---|
APPLE INC.CA · 942404110-001 | Empower | $24.7B |
TRUSTEES OF BUFFALO LABORERS' PENSION FUNDNY · 160845094-002 | AndCo Consulting | $121M |
AKRS EQUIPMENT SOLUTIONS INC.NE · 270619457-001 | Oriental Bank | $86M |
GREENWASTE RECOVERY, LLCCA · 680249188-001 | StanCorp Financial Group | $62M |
HANSON BRIDGETT LLPCA · 941205338-002 | Mariner | $43M |
BOARD OF TRUSTEES OF THE IBEW LOCAL NO. 32 - NECA PENSION PLANMI · 316152294-001 | TIC International Corporation | $41M |
TRUSTEES OF BUFFALO LABORERS SECURITY FUNDNY · 161605100-001 | Lumsden & McCormick LLP | $35M |
FINEOS CORPORATIONGA · 043512701-001 | Morningstar Investment Management | $31M |
KERKERING, BARBERIO & CO.FL · 591753337-001 | John Hancock | $28M |
BD OF TRUSTEES OHIO LOCAL NO 1OH · 316126988-001 | AndCo Consulting | $28M |
Plans lost in 2024
Appeared last year under Mariner Wealth Advisors; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | Stratos Wealth Advisors | $7.5B |
MCAFEE & TAFT A PROFESSIONAL CORPORATIONOK · 730781676-001 | HoganTaylor LLP | $153M |
TULSA BONE AND JOINT ASSOCIATES, INC.OK · 731551429-001 | Cetera Investment Advisers LLC | $39M |
CAMPBELLS AUTO EXPRESS, INC.NJ · 221804247-003 | (new plan) | $20M |
LOWE AUTOMOTIVE WAREHOUSE, INC.MO · 430906772-003 | (new plan) | $14M |
TRISTAR GLASS, INC.OK · 731494269-001 | T. Rowe Price | $8M |
THE JEWISH COMMUNITY CENTER OF GREATER KANSAS CITYKS · 440545992-003 | Lincoln Financial | $7M |
THE CHAMPION COMPANY AND ADDITIONAL SUBSCRIBERSOH · 311253370-001 | (new plan) | $6M |
LIFE SENIOR SERVICES, INC.OK · 731043783-001 | T. Rowe Price | $4M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
APPLE INC.CA · 942404110-001 | $24.7B | 145,428 | $58,735 | 1y | 1 |
ALLIANCE COAL, LLCOK · 730956034-001 | $639M | 4,723 | $60,000 | 9y | - |
POLSINELLI PCMO · 431064260-001 | $518M | 1,982 | $90,747 | 9y | 2 |
DINSMORE & SHOHL LLPOH · 310263070-003 | $472M | 2,304 | $32,304 | 7y | 1 |
SAVAGE COMPANIESUT · 870387049-001 | $346M | 5,002 | $55,000 | 3y | 1 |
CLARK, SCHAEFER, HACKETT & CO.OH · 310800053-001 | $136M | 709 | $45,873 | 4y | - |
IBEW UNION LOCAL 129MI · 346701406-001 | $123M | 742 | $43,333 | 1y | - |
AKRS EQUIPMENT SOLUTIONS INC.NE · 270619457-001 | $86M | 895 | $8,500 | 1y | - |
CORNING FEDERAL CREDIT UNIONNY · 166028994-001 | $81M | 537 | $45,000 | 5y | - |
RESURGENT CAPITAL SERVICES, LPSC · 760609845-001 | $78M | 843 | $62,115 | 2y | - |
Flag exposure
83.6%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (17)
Raw Schedule C names collapsed into Mariner Wealth Advisors.
- ENHANCED INVESTMENT TECHNOLOGIES
- ENHANCED INVESTMENT TECHNOLOGIES IN
- ENIAC VENTURES IV, LP
- ENIAC VENTURES V, LP
- ENLIGHTEN FINANCIAL SERVICES, INC.
- MARINER WEALTH
- MARINER WEALTH ADVISOR
- MARINER WEALTH ADVISORS
- MARINER WEALTH ADVISORS - OKLAHOMA
- MARINER WEALTH ADVISORS LLC
- MARINER WEALTH ADVISORS ST LOUIS
- MARINER WEALTH ADVISORS, LLC
- MARINER WEALTH ADVISORS-OKLAHOMA
- MARINER WEALTH ADVISORS/J FLETCHER
- MARINER WEALTH ADVISORS/JOHN FLETCH
- MARINER WEALTH MANAGEMENT
- MARINER WEATLH ADVISORS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Mariner Wealth Advisors's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 1.37% | 7.76% | -6.39 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 15 | 20.55% | 1.71% | +18.83 pp |
| Failed to provide benefit | 1 | 1.37% | 0.14% | +1.23 pp |
| Corrective distributions | 19 | 26.03% | 1.76% | +24.27 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Mariner Wealth Advisors. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Mariner Wealth Advisors's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Allota Farley Co., LPA | 5 | 6.8% |
| Faulkner, Hoffman & Phillips, LLP | 1 | 1.4% |
| McGann Ketterman & Rioux | 1 | 1.4% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).