Mariner
advisor15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served51+6 YoYRank #396 of mapped providers
Assets under administration$51.8B0.1%Market share · rank #306
Fees received$2MMedian $21,000/planSum across Schedule C direct + indirect
Net wins YoY+213 won · 11 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Mariner plan look like?
Service mix · median fees per plan
Count of plans where Mariner ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 23 | $25,233 | |
Securities brokerage; Investment advisory (participants)Code 26 | 18 | $16,143 | |
Shareholder servicing fees; Investment managementCode 28 | 6 | $48,311 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 1 | $20,062 | |
Insurance brokerage commissions and fees; Consulting (general)Code 16 | 1 | $47,715 | |
Consulting (pension)Code 17 | 1 | $17,500 | |
Employee (plan); Direct payment from the planCode 30 | 1 | $172,562 |
Competitor overlap
Percent of Mariner's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Mariner.
| Sponsor | From | Assets |
|---|---|---|
FAEGRE DRINKER BIDDLE & REATH LLPMN · 410244008-002 | BerganKDV | $768M |
IBEW LOCAL UNION 14WI · 391761679-001 | AndCo Consulting | $337M |
BOARD OF TRUSTEES OF THE NATIONAL PLUS PLANRI · 133513611-001 | AndCo Consulting | $223M |
LOCAL 670 PENSION FUNDNY · 136567359-001 | SEI Investments | $84M |
TRUSTEES OF SHEET METAL WORKERS LOCAL #20 SOUTH BEND AREA PENSION FUNDIN · 356054275-001 | ASB Capital Management | $31M |
LOCAL 670 ANNUITY FUND JOINT BOARD OF TRUSTEESNY · 136915739-002 | AndCo Consulting | $28M |
CARTHAGE VETERINARY SERVICE, LTD.IL · 371077149-002 | (new plan) | $20M |
BOARD OF TRUSTEES OF ASBESTOS WORKERS LOCAL 127WI · 391599961-001 | AndCo Consulting | $12M |
SMART WAREHOUSING, LLCKS · 810571042-001 | Minnesota Life Insurance Company | $12M |
FIRST FEDERAL BANKKS · 440246815-002 | Nationwide | $10M |
Plans lost in 2024
Appeared last year under Mariner; not this year.
| Sponsor | To | Assets |
|---|---|---|
APPLE INC.CA · 942404110-001 | Financial Engines Advisors LLC | $19.8B |
ADVOCATE AURORA HEALTH, INCWI · 824184596-004 | Marsh McLennan | $9.1B |
LATHROP GPM LLPMO · 430948710-002 | Northwestern Mutual Life Insurance Company | $334M |
COX, CASTLE & NICHOLSON LLPCA · 952547124-003 | Milliman | $236M |
BOARD OF TRUSTEES OF BUILDING MATL DRIVERS LOCAL 436 PENSION FUNDOH · 346665225-001 | Mariner Institutional | $114M |
ANESTHESIA ASSOCIATES, P.L.L.OH · 340894140-002 | Meaden & Moore | $49M |
HANSON BRIDGETT LLPCA · 941205338-002 | Mariner Wealth Advisors | $41M |
COLOR-ART PALETTE, INC.MO · 431696095-001 | MWA Financial Services Inc. | $24M |
COMPANION PROTECT LLCKS · 473656831-001 | (new plan) | $4M |
ALLIED MATERIALS AND EQUIPMENT CO., INC.MO · 480597163-001 | (new plan) | $2M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $95,459 | 3y | 1 |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $121,513 | 5y | 1 |
HUMANA INC.KY · 610647538-002 | $7.7B | 61,001 | $8,500 | 6y | 1 |
BOARD OF TRUSTEES OF THE BUILDING SERVICE 32BJ PENSION FUNDNY · 131879376-001 | $4.6B | 121,234 | $172,562 | 8y | - |
NETJETS AVIATION, INC.OH · 310682096-001 | $2.5B | 4,530 | $15,472 | 6y | 1 |
AMERITEAM SERVICES, LLCTN · 472129748-002 | $1.8B | 24,708 | $14,766 | 4y | 2 |
BROWN & BROWN, INC.FL · 590864469-002 | $1.8B | 15,772 | $16,814 | 2y | 1 |
LOCKTON, INC.MO · 900007886-002 | $1.4B | 8,772 | $17,175 | 2y | 1 |
SEYFARTH SHAW LLPIL · 362152202-004 | $926M | 2,908 | $10,900 | 3y | 2 |
LOCKE LORD LLPTX · 741164324-001 | $892M | 1,793 | $11,388 | 3y | 1 |
Flag exposure
86.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into Mariner.
- ENERGYSOLUTIONS
- ENERVEST ENERGY XIB
- ENERVEST, LTD
- ENG NINA
- ENG, NINA
- ENGADINE PARTNERS LP
- MARINER
- MARINER (ANDCO)
- MARINER (FKA ANDCO)
- MARINER CONSULTING
- MARINER FINANCIAL GROUP, LLC
- MARINER INDEPENDENT ADVISOR
- MARINER LLC
- MARINER, LLC
- MWA HOLDCO LLC DBA MARINER LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Mariner's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 1.96% | 7.76% | -5.80 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 10 | 19.61% | 1.71% | +17.89 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 15 | 29.41% | 1.76% | +27.65 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Mariner. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Mariner's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Asher Kelly | 2 | 3.9% |
| Rothman Rocco & Laruffa LLP | 2 | 3.9% |
| Bredhoff & Kaiser PLLC | 1 | 2.0% |
| Cleary, Josem & Trigiani LLP | 1 | 2.0% |
| Faulkner, Hoffman & Phillips, LLP | 1 | 2.0% |
| Frost Brown Todd LLC | 1 | 2.0% |
| Johnson & Krol LLC | 1 | 2.0% |
| THE PREVIANT LAW FIRM S.C. | 1 | 2.0% |
| Proskauer Rose LLP | 1 | 2.0% |
| Raab Sturm & Ganchrow LLP | 1 | 2.0% |