Lockton Investment Advisors
advisor117 known aliases resolved via the canonical alias map
Market position · 2024
Plans served35-91 YoYRank #514 of mapped providers
Assets under administration$22.8B0.0%Market share · rank #607
Fees received$4MMedian $31,783/planSum across Schedule C direct + indirect
Net wins YoY-918 won · 99 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Lockton Investment Advisors plan look like?
Service mix · median fees per plan
Count of plans where Lockton Investment Advisors ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment advisory (plan)Code 27 | 15 | $41,916 | |
Employee (plan); Direct payment from the planCode 30 | 6 | $95,770 | |
Investment advisory (plan); Investment advisory (participants)Code 26 | 5 | $30,669 | |
Shareholder servicing fees; Investment managementCode 28 | 5 | $19,338 | |
Direct payment from the plan; Consulting (general); Other fees; Investment advisory (plan)Code 16 | 1 | $30,179 | |
Insurance services; Insurance agents and brokers; Insurance brokerage commissions and feesCode 22 | 1 | $875,727 | |
Other services; Other feesCode 49 | 1 | $7,500 | |
Other feesCode 99 | 1 | -$16,060 |
Competitor overlap
Percent of Lockton Investment Advisors's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Lockton Investment Advisors.
| Sponsor | From | Assets |
|---|---|---|
J.B. HUNT TRANSPORT SERVICES, INC.AR · 710335111-001 | Bank of America | $1.4B |
ONESKY, LLCOH · 320409140-001 | Voya | $502M |
NEWPORT GROUP, INC.CA · 272037969-016 | RSM US | $431M |
MILES & STOCKBRIDGE P.C.MD · 521852131-001 | Creative Planning | $195M |
COPART, INC.TX · 942867490-001 | Voya | $134M |
ELIOR, INC.NC · 262223480-001 | Principal | $102M |
SAFEBUILT, LLCCO · 205281305-001 | Creative Planning | $85M |
ESTIS COMPRESSION, LLCTX · 010713493-001 | Nationwide | $8M |
Plans lost in 2024
Appeared last year under Lockton Investment Advisors; not this year.
| Sponsor | To | Assets |
|---|---|---|
SHAW INDUSTRIES GROUP, INC.GA · 581032521-002 | Empower | $1.6B |
NORTH ATLANTIC STATES CARPENTERS ANNUITY PLANCT · 061308364-001 | IFM Investors | $1.3B |
KONICA MINOLTA BUSINESS SOLUTIONS U.S.A., INC.NJ · 131921089-003 | WITHUM | $1.1B |
BARRY-WEHMILLER COMPANIES, INC.MO · 430172560-002 | Anders Minkler Huber & Helm LLP | $908M |
RADIOLOGY PARTNERS, INC.CA · 461413340-003 | Creative Planning | $843M |
PLAN PROFESSIONALS, LLCNJ · 853213245-334 | PSK LLP | $567M |
SOLENIS, LLCDE · 465612095-001 | Creative Planning | $430M |
BCD TRAVEL USA LLCGA · 582308827-001 | Strategic Advisers | $409M |
MANHATTAN ASSOCIATESGA · 582373424-001 | Creative Planning | $400M |
RADIOLOGY PARTNERS INCCA · 461413340-001 | Wealth Enhancement Group | $359M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF DIRECTORS, MOTION PICTURE INDUSTRY PENSIONCA · 951810805-001 | $5.9B | 103,919 | $875,727 | 10y | - |
BOARD OF DIRECTORS PRODUCER-WRITERS GUILD OF AMERICA PENSION PLANCA · 952216351-001 | $4.7B | 20,228 | $195,516 | 8y | - |
BOARD OF TRUSTEES OF THE AMERICAN FEDERATION OF MUSICIANS AND EMPLOYENY · 516120204-001 | $3.2B | 52,611 | $864,022 | 2y | - |
BOARD OF TRUSTEES OF THE LABORERS NATIONAL PENSION FUNDTX · 751280827-001 | $1.5B | 40,898 | $353,372 | 10y | - |
J.B. HUNT TRANSPORT SERVICES, INC.AR · 710335111-001 | $1.4B | 38,485 | $30,000 | 9y | - |
BOARD OF TRUSTEES OF CENTRAL LABORERS' PENSION FUNDIL · 376052379-001 | $1.4B | 16,444 | $694,980 | 10y | - |
SAFRAN USA, INC.TX · 510282961-001 | $598M | 7,645 | $83,350 | 10y | - |
ONESKY, LLCOH · 320409140-001 | $502M | 4,688 | $31,783 | 4y | 1 |
UFCW UNION LOCAL 919 & CONTRIBUTING EMPL PENSIONCT · 061065206-001 | $470M | 12,913 | $39,157 | 2y | - |
SCHENKER, INCVA · 135619239-002 | $465M | 11,491 | $93,000 | 4y | 2 |
Flag exposure
97.1%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (117)
Raw Schedule C names collapsed into Lockton Investment Advisors.
- EMPLOYEE #6
- EMPLOYEE #7
- EMPLOYEE #8
- EMPLOYEE #9
- EMPLOYEE 517
- EMPLOYEE 551
- EMPLOYEE 6
- EMPLOYEE 6743
- EMPLOYEE 7
- EMPLOYEE 7415
- EMPLOYEE 7670
- EMPLOYEE 8
- EMPLOYEE 9
- EMPLOYEE 9234
- LLC LOCKTON INVESTMENT ADVISOR
- LOCKON FINANCIAL ADVISORS LLC
- LOCKON INVESTMENT ADVISORS
- LOCKON-DUNNING SERIES
- LOCKTN INVESTMENT ADVISORS, LLC
- LOCKTON ADVISORS
- LOCKTON FIANCIAL ADVISORS, LLC
- LOCKTON FIN ADVISORS LLC
- LOCKTON FINACIAL ADIVISORS, LLC
- LOCKTON FINANCIAL
- LOCKTON FINANCIAL ADVISORS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Lockton Investment Advisors's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 2.86% | 26.94% | -24.08 pp |
| Late contributions | 10 | 28.57% | 1.71% | +26.86 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 12 | 34.29% | 1.76% | +32.53 pp |
| Loss discovered | 1 | 2.86% | 0.00% | +2.85 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Lockton Investment Advisors. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Lockton Investment Advisors's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| LOCKE LORD LLP | 6 | 17.1% |
| Lipsitz Green Scime Cambria LLP | 3 | 8.6% |
| Proskauer Rose LLP | 2 | 5.7% |
| Cavanagh & O'Hara LLP | 1 | 2.9% |
| Cohen Weiss & Simon LLP | 1 | 2.9% |
| Johnson & Krol LLC | 1 | 2.9% |
| Kraw & Kraw Law Group | 1 | 2.9% |
| LISKOW & LEWIS | 1 | 2.9% |
| LITMAN GERSEN LLP | 1 | 2.9% |
| Littler Mendelson, P.C. | 1 | 2.9% |