Lockton-Dunning Series of Lockton Companies
advisor8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served2+1 YoYRank #5819 of mapped providers
Assets under administration$1.1B0.0%Market share · rank #3719
Fees received$70,860Median $35,430/planSum across Schedule C direct + indirect
Net wins YoY+11 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Lockton-Dunning Series of Lockton Companies plan look like?
Service mix · median fees per plan
Count of plans where Lockton-Dunning Series of Lockton Companies ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Consulting (general)Code 16 | 2 | $35,430 |
Competitor overlap
Percent of Lockton-Dunning Series of Lockton Companies's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Lockton-Dunning Series of Lockton Companies.
| Sponsor | From | Assets |
|---|---|---|
PROS, INC.TX · 455498401-001 | L.J. Mosby, P.C. | $219M |
Plans lost in 2024
Appeared last year under Lockton-Dunning Series of Lockton Companies; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PIONEER NATURAL RESOURCES USA, INC.TX · 752516853-001 | $850M | 3,340 | $59,160 | 4y | 1 |
PROS, INC.TX · 455498401-001 | $219M | 1,154 | $11,700 | 1y | - |
Flag exposure
50.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into Lockton-Dunning Series of Lockton Companies.
- EMPLOYEE 548
- LOCKTON INV ADVISORS, LLC (DUNNING)
- LOCKTON-DUNNING SERIES
- LOCKTON-DUNNING SERIES OF LOCKTON
- LOCKTON-DUNNING SERIES OF LOCKTON C
- LOCKTON-DUNNING SERIES OF LOCKTONCO
- LOCKTON-DUNNING SRS LOCKTON CO.
- LOCKTON-DUNNING SRS LOCKTONS COS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Lockton-Dunning Series of Lockton Companies's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 50.00% | 1.76% | +48.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Lockton-Dunning Series of Lockton Companies. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%+0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Lockton-Dunning Series of Lockton Companies's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Robertson & Robertson | 1 | 50.0% |