LOCKE LORD LLP
attorney15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served11Rank #1274 of mapped providers
Assets under administration$13.2B0.0%Market share · rank #958
Fees received$763,945Median $38,371/planSum across Schedule C direct + indirect
Net wins YoY+26 won · 4 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical LOCKE LORD LLP plan look like?
Service mix · median fees per plan
Count of plans where LOCKE LORD LLP ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Employee (plan); Direct payment from the planCode 30 | 6 | $100,396 | |
Legal; Direct payment from the planCode 29 | 5 | $18,591 |
Competitor overlap
Percent of LOCKE LORD LLP's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under LOCKE LORD LLP.
| Sponsor | From | Assets |
|---|---|---|
GILBANE INC.RI · 050147010-001 | Strategic Advisers | $1.0B |
BOARD OF TRUSTEES, U.A. LOCAL NO. 447 PENSION FUNDCA · 946269669-001 | Fust Charles Chambers LLP | $244M |
NUSTAR SERVICES COMPANY LLCTX · 475622749-001 | Aon | $160M |
MOUNT SAINT MARY'S UNIVERSITYCA · 951641455-001 | TIAA | $124M |
BOARD OF TRUSTEES, U.A. LOCAL NO. 447 DEFINEDCA · 680401920-002 | Prudential | $111M |
CARPIONATO PROPERTIES, INC.RI · 050474550-001 | Kestra Investment Services | $10M |
Plans lost in 2024
Appeared last year under LOCKE LORD LLP; not this year.
| Sponsor | To | Assets |
|---|---|---|
NORTH ATLANTIC STATES CARPENTERS ANNUITY PLANCT · 061308364-001 | IFM Investors | $1.3B |
OLD REPUBLIC INTERNATIONAL CORPIL · 362678171-001 | Troutman Pepper | $521M |
NATIONAL OILWELL VARCO, L.P.TX · 760488987-002 | (new plan) | $198,463 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF DIRECTORS PRODUCER-WRITERS GUILD OF AMERICA PENSION PLANCA · 952216351-001 | $4.7B | 20,228 | $91,063 | 5y | - |
BOARD OF TRUSTEES OF THE AMERICAN FEDERATION OF MUSICIANS AND EMPLOYENY · 516120204-001 | $3.2B | 52,611 | $232,251 | 2y | - |
BOARD OF TRUSTEES OF THE LABORERS NATIONAL PENSION FUNDTX · 751280827-001 | $1.5B | 40,898 | $139,139 | 10y | - |
BOARD OF TRUSTEES OF CENTRAL LABORERS' PENSION FUNDIL · 376052379-001 | $1.4B | 16,444 | $109,728 | 10y | - |
GILBANE INC.RI · 050147010-001 | $1.0B | 5,162 | $48,226 | 6y | 2 |
UFCW UNION LOCAL 919 & CONTRIBUTING EMPL PENSIONCT · 061065206-001 | $470M | 12,913 | $38,371 | 3y | - |
BOARD OF TRUSTEES, AIRCONDITIONING AND REFRIGERATIONCA · 956035386-001 | $341M | 3,639 | $34,300 | 8y | - |
BEPCO, L.P.TX · 751076930-002 | $303M | 1,768 | $10,273 | 10y | - |
NUSTAR SERVICES COMPANY LLCTX · 475622749-001 | $160M | 1,441 | $32,610 | 1y | - |
MOUNT SAINT MARY'S UNIVERSITYCA · 951641455-001 | $124M | 1,123 | $9,393 | 1y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into LOCKE LORD LLP.
- EMPLOYEE #5
- EMPLOYEE 490
- EMPLOYEE 4935
- EMPLOYEE 5
- LOCK LORD LLP
- LOCKE & ASSOCIATES P.C.
- LOCKE & ASSOCIATES, P.C.
- LOCKE LORD
- LOCKE LORD BISSEL & LIDDELL LLP
- LOCKE LORD BISSELL & LIDDELL
- LOCKE LORD BISSELL LIDDELL
- LOCKE LORD LLC
- LOCKE LORD LLP
- LOCKE LORD, LLP
- LOCKE LORD, LP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for LOCKE LORD LLP's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 9.09% | 1.71% | +7.38 pp |
| Failed to provide benefit | 1 | 9.09% | 0.14% | +8.95 pp |
| Corrective distributions | 2 | 18.18% | 1.76% | +16.42 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with LOCKE LORD LLP. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on LOCKE LORD LLP's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Lockton Investment Advisors | 6 | 54.5% |
| The Segal Company | 3 | 27.3% |
| ULLICO Inc | 3 | 27.3% |
| Acadian Asset Management | 2 | 18.2% |
| American Realty Advisors | 2 | 18.2% |
| Hamilton Lane | 2 | 18.2% |
| LITMAN GREGORY WEALTH MANAGEMENT | 2 | 18.2% |
| LSV Asset Management | 2 | 18.2% |
| Marquette Associates | 2 | 18.2% |
| Meketa Investment Group | 2 | 18.2% |