LMCG Investments LLC
advisor8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served19-2 YoYRank #920 of mapped providers
Assets under administration$30.3B0.0%Market share · rank #470
Fees received$681,517Median $13,354/planSum across Schedule C direct + indirect
Net wins YoY-21 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical LMCG Investments LLC plan look like?
Service mix · median fees per plan
Count of plans where LMCG Investments LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants); Direct payment from the planCode 26 | 19 | $13,354 |
Competitor overlap
Percent of LMCG Investments LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under LMCG Investments LLC.
| Sponsor | From | Assets |
|---|---|---|
NETJETS AVIATION, INC.OH · 310682096-001 | NFP | $2.5B |
Plans lost in 2024
Appeared last year under LMCG Investments LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
SOUTHERN CALIFORNIA EDISON COMPANYCA · 951240335-002 | Edelman Financial Engines | $5.7B |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-009 | EWG Elevate Inc. | $5.6B |
BROWN & BROWN, INC.FL · 590864469-002 | PREVAIL INNOVATIVE WEALTH ADVISORS | $1.5B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | $7.9B | 12,335 | $139,352 | 5y | 1 |
LATHAM & WATKINS LLPCA · 952018373-001 | $3.1B | 8,106 | $88,582 | 10y | 1 |
NETJETS AVIATION, INC.OH · 310682096-001 | $2.5B | 4,530 | $9,688 | 1y | 1 |
SIDLEY AUSTIN LLPIL · 364474078-100 | $1.9B | 6,029 | $7,034 | 3y | 1 |
SERVICE CORPORATION INTLTX · 741488375-002 | $1.8B | 27,861 | $6,960 | 3y | 1 |
GREENBERG TRAURIG, PAFL · 591270754-004 | $1.6B | 5,543 | $8,418 | 3y | 2 |
ARNOLD & PORTER KAYE SCHOLER LLPDC · 530208605-001 | $1.6B | 3,061 | $30,147 | 5y | 2 |
MCDERMOTT WILL & EMERY LLPIL · 361453176-005 | $1.4B | 3,180 | $111,459 | 10y | 2 |
COOLEY LLPCA · 941140085-001 | $1.3B | 4,094 | $43,763 | 10y | 1 |
KING & SPALDING LLPGA · 580520153-001 | $1.3B | 3,187 | $14,014 | 3y | 1 |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into LMCG Investments LLC.
- EMPLOYEE 389
- EMPLOYEE 39
- LMCG
- LMCG INVENTMENT LLC
- LMCG INVESTMENT LLC
- LMCG INVESTMENTS LLC
- LMCG INVESTMENTS, LLC
- LMGG INVESTMENTS LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for LMCG Investments LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 5 | 26.32% | 1.71% | +24.60 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 15 | 78.95% | 1.76% | +77.19 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with LMCG Investments LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on LMCG Investments LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| BUFFAMANTE WHIPPLE BUTTAFARO PC | 1 | 5.3% |
| Frost Brown Todd LLC | 1 | 5.3% |
| Stearns Weaver Miller Weissler Alhadeff & Sitterson | 1 | 5.3% |