Lincoln Financial
recordkeeper156 known aliases resolved via the canonical alias map
Market position · 2024
Plans served951-94 YoYRank #28 of mapped providers
Assets under administration$92.0B0.1%Market share · rank #144
Fees received$75MMedian $36,976/planSum across Schedule C direct + indirect
Net wins YoY-84104 won · 188 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Lincoln Financial plan look like?
Service mix · median fees per plan
Count of plans where Lincoln Financial ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Securities brokerage commissions and fees; Contract Administrator; Participant loan processingCode 13 | 835 | $38,089 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the planCode 15 | 32 | $18,005 | |
Other fees; Investment advisory (plan)Code 27 | 18 | $12,947 | |
Shareholder servicing fees; Investment managementCode 28 | 11 | $16,446 | |
Recordkeeping feesCode 64 | 11 | $29,824 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Accounting (including auditing)Code 10 | 10 | $42,154 | |
Other commissionsCode 55 | 7 | $0 | |
Investment advisory (plan); Investment advisory (participants); Investment managementCode 26 | 6 | $25,733 |
Competitor overlap
Percent of Lincoln Financial's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Lincoln Financial.
| Sponsor | From | Assets |
|---|---|---|
MID-SOUTH INDEPENDENT SCHOOL BUSINESS OFFICERS, INC.GA · 582057721-005 | EQUITABLE | $395M |
PLUMBERS AND STEAMFITTERS LOCAL UNION NO. 33 RETIREMENT TRUSTIA · 426086687-001 | Wells Capital Management | $331M |
OPEX CORPORATIONNJ · 222013892-001 | Voya | $194M |
WOMAN'S HOSPITAL FOUNDATIONLA · 720652905-008 | Gallacher Benefits Services Inc | $192M |
EWINGCOLE, INC.PA · 231891628-002 | Vanguard | $186M |
BOARD OF TRUSTEES OF HAWAII IRON WORKERS PENSION TRUST FUNDHI · 996025105-001 | Lemke, Chinen & Tanaka, CPA, Inc. | $171M |
WOMAN'S HOSPITAL FOUNDATIONLA · 720652905-009 | National Financial Services | $143M |
MARYLAND INSTITUTE COLLEGE OF ARTMD · 520591661-001 | SB & Company LLC | $120M |
CAROLINA DEALERSHIPS INC.NC · 200465434-001 | Mesirow Financial | $112M |
BOARD OF TRUSTEES OF THE UW OF A DEFERRED COMPENSATION PLANMI · 061822042-001 | Watkins Pawlick Calati & Prifti PC | $100M |
Plans lost in 2024
Appeared last year under Lincoln Financial; not this year.
| Sponsor | To | Assets |
|---|---|---|
PFIZER INCNY · 135315170-002 | AllianceBernstein | $19.6B |
UNIVERSITY OF MIAMIFL · 590624458-002 | TIAA | $758M |
MODERN TECHNOLOGY SOLUTIONS INCVA · 541670018-001 | LPL Financial | $324M |
ASM RESEARCH LLCVA · 541385056-002 | Global Retirement Partners LLC | $211M |
COMMUNITY HEALTH NETWORK, INC.IN · 350983617-002 | Empower | $161M |
MEGALODON MIDCO, LLCMI · 873643212-003 | OSAIC Wealth | $145M |
SUNTEC CONCRETE, INC.AZ · 860864047-001 | LPL Financial | $140M |
PACIFIC PREMIER BANKCA · 953811107-001 | OSAIC Wealth | $115M |
BERRY COMPANIES, INC.KS · 480797941-001 | Pension Consultants Inc | $74M |
BRAINTREE LABORATORIES, INC.MA · 042769947-001 | John Hancock | $68M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE NEW YORK-PRESBYTERIAN HOSPITALNY · 133957095-004 | $4.8B | 72,256 | $4,936 | 5y | 1 |
SENTARA HEALTHVA · 521271901-003 | $3.7B | 43,573 | $6,330 | 9y | - |
WILLIAM BEAUMONT HOSPITALMI · 381459362-002 | $3.0B | 48,125 | $12,750 | 6y | 1 |
PACE INDUSTRY UNION-MANAGEMENT PENSION FUNDTN · 116166763-001 | $2.8B | 60,684 | $111,016 | 4y | - |
THE MEDICAL COLLEGE OF WISCONSIN, INC.WI · 390806261-001 | $2.6B | 9,960 | $675 | 10y | 1 |
MAINEHEALTH SERVICESME · 010431680-002 | $2.5B | 34,449 | $2M | 8y | 1 |
FROEDTERT THEDACARE HEALTH, INC.WI · 392014409-003 | $2.2B | 20,574 | $965,744 | 7y | 1 |
UNIVERSITY OF MIAMIFL · 590624458-005 | $2.1B | 19,738 | $0 | 8y | 1 |
LEGACY HEALTHOR · 237426300-003 | $2.0B | 20,439 | $286,793 | 10y | 1 |
CHRISTIANA CARE HEALTH SERVICES INCDE · 510103684-002 | $1.9B | 18,962 | $2M | 10y | 1 |
Flag exposure
87.1%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (156)
Raw Schedule C names collapsed into Lincoln Financial.
- EMERA INC
- EMERA INC.
- EMERA, INC.
- EMERALD BANKING & FINANCE A
- EMERALD FRWD BANKING & FINANCE A
- EMERALD FRWD BKG AND FIN A
- EMERALD FUNDS
- EMERALD GROWTH FUND
- EMERALD GROWTH FUND A
- EMERALD HILL CAPITAL PARTNERS
- EMERALD INSIGHTS FUND
- EMERALD INVESTMENT
- EMERALD WEALTH MANAGEMENT INC.
- EMERGE IT SOLUTIONS
- EMERGENCY PHYSICIANS MEDICAL
- EMERGINE MKTS LOCAL CURR DYN DEPT
- EMERGING BEACHFRON LAND CLUB INVEST
- EMERGING BEACHFRONT LAND CLUB IF GP
- EMERGING BEACHFRONT LAND CLUB INV
- EMERGING BEACHFRONT LAND INVEST FD
- EMERGING BEACHFRONT LAND INVEST II
- EMERGING MARKETS EQUITY FUND
- EMERGING MARKETS LEADERS TRUST
- EMERGING MARKETS VALUE (DFA)
- EMERGING MARKETS VALUE PORTFOLIO
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Lincoln Financial's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 24 | 2.52% | 7.76% | -5.24 pp |
| Fidelity bond gap | 33 | 3.47% | 26.94% | -23.47 pp |
| Late contributions | 229 | 24.08% | 1.71% | +22.37 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 246 | 25.87% | 1.76% | +24.11 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Lincoln Financial. Compare to the incumbent market share (1.4%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.4 pp vs incumbent
Frequent partners by role
Who else shows up on Lincoln Financial's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Stadion Money Management | 32 | 3.4% |
| Global Retirement Partners LLC | 18 | 1.9% |
| Morningstar Investment Management | 17 | 1.8% |
| SageView | 13 | 1.4% |
| The Retirement Advantage | 12 | 1.3% |
| Creative Planning | 10 | 1.1% |
| Gallacher Benefits Services Inc | 8 | 0.8% |
| Gallagher Fiduciary Advisors | 8 | 0.8% |
| Mercer | 8 | 0.8% |
| Goldman Sachs Asset Management | 7 | 0.7% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).