Legg Mason
advisor53 known aliases resolved via the canonical alias map
Market position · 2024
Plans served39-13 YoYRank #460 of mapped providers
Assets under administration$7.1B0.0%Market share · rank #1521
Fees received$608,869Median $0/planSum across Schedule C direct + indirect
Net wins YoY-129 won · 21 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Legg Mason plan look like?
Service mix · median fees per plan
Count of plans where Legg Mason ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 30 | $0 | |
Participant loan processing; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 15 | 2 | $13,981 | |
Direct payment from the plan; Employee (plan)Code 30 | 2 | $18,395 | |
Plan AdministratorCode 14 | 1 | $6,596 | |
Investment advisory (participants); Direct payment from the planCode 26 | 1 | $17,861 | |
Investment advisory (plan)Code 27 | 1 | $9,875 | |
Other servicesCode 49 | 1 | $6,548 | |
Investment management fees paid directly by planCode 51 | 1 | $414,713 |
Competitor overlap
Percent of Legg Mason's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Legg Mason.
| Sponsor | From | Assets |
|---|---|---|
BRD OF TTEES UFCW LOCAL ONE PENSION FUNDNY · 166144007-001 | ZACHARY GEHAN | $968M |
BOARD OF TRUSTEES, SOUTHERN CALIFORNIA UNITED FOODCA · 516029925-001 | TCW Asset Management | $928M |
OSI DIGITAL,INC.CA · 954844560-001 | Morningstar Investment Management | $21M |
DFS FLOORING, INC.CA · 201987846-001 | QBI LLC | $17M |
CTI III LLCCA · 472890879-001 | Great Banc Trust Company | $8M |
LATARA ENTERPRISE, INC. DBA FOUNDATION LABORATORYCA · 954467199-001 | Transamerica | $7M |
INFINITY TECHNOLOGY SERVICES, LLCCO · 204331064-002 | (new plan) | $4M |
KEYSTONE TECHNOLOGY CONSULTANTS, INOH · 311537684-001 | (new plan) | $3M |
CREATURE COMFORTS BREWING COMPANY,GA · 455034383-001 | (new plan) | $2M |
Plans lost in 2024
Appeared last year under Legg Mason; not this year.
| Sponsor | To | Assets |
|---|---|---|
THE BANK OF NEW YORK MELLONPA · 135160382-001 | Loop Capital | $5.3B |
ATLANTA PLUMBERS & STEAMFITTERS PENSION FUNDFL · 581233396-001 | Constitution Capital | $416M |
ROOFERS LOCAL 149 PENSION FUNDMI · 381425819-001 | ULLICO Inc | $280M |
RODEY DICKASON SLOAN AKIN & ROBB PANM · 850216511-001 | MIDWEST INSTITUTIONAL TRUST COMPANY | $107M |
YORK BUILDING PRODUCTS CO., INC.PA · 231531886-001 | Lombard Securities Inc. | $97M |
BOARD OF TRUSTEES OF UNITED STEELWORKERS PENSION TRUST FUNDKY · 610915309-001 | Strategic Capital Partners | $89M |
COMPUTER SYSTEMS CENTER INCVA · 541428673-002 | T. Rowe Price | $41M |
STEWART & TATE, INC.PA · 231624612-002 | Consulting Actuaries Inc. | $26M |
INFINITE LEGACY, INC.MD · 521736533-002 | T. Rowe Price | $24M |
WESTGATE CHEVROLET, INC.PA · 232257255-002 | Franklin Templeton | $22M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SYSCO CORPORATIONTX · 741648137-004 | $2.5B | 30,257 | $414,713 | 4y | - |
SKYWEST, INC.UT · 870292166-001 | $1.4B | 18,854 | $17,861 | 5y | 1 |
BRD OF TTEES UFCW LOCAL ONE PENSION FUNDNY · 166144007-001 | $968M | 18,198 | $11,043 | 1y | - |
BOARD OF TRUSTEES, SOUTHERN CALIFORNIA UNITED FOODCA · 516029925-001 | $928M | 26,295 | $25,747 | 6y | - |
UBS FINANCIAL SERVICES INC.NJ · 132638166-001 | $579M | 8,083 | $88,525 | 3y | - |
STEVENS & LEEPA · 231886296-002 | $281M | 546 | $0 | 10y | - |
FLUENCE ENERGY, LLCVA · 822138818-001 | $81M | 952 | $0 | 4y | 1 |
ROSE COMPANIES EMPLOYER, LLCOH · 813982831-002 | $36M | 305 | $0 | 8y | 1 |
APR SUPPLY COMPANYPA · 231954135-001 | $30M | 517 | $0 | 4y | 1 |
ALOGENT HOLDINGS, INC.GA · 364869272-001 | $26M | 269 | $0 | 4y | - |
Flag exposure
92.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (53)
Raw Schedule C names collapsed into Legg Mason.
- BRANDYWINE/LEGG MASON SERVICES,LLC
- ELITE RETIREMENT ADMINISTRATION
- ELITE RETIREMENT CONSULTANTS, LLC
- ELITE RETIREMENT PLANNING, LLC
- ELITE WEALTH MANAGEMENT LLC
- ELIZA JENNINGS SR CARE NETWORK
- ELIZABETH A. BAGLIONE
- ELIZABETH A. PAULIN, PH. D.
- ELIZABETH ALLEN
- ELIZABETH ARELLANO
- ELIZABETH BENNETT
- ELIZABETH BURKE
- ELIZABETH COPELAND
- ELIZABETH CORDERO
- ELIZABETH ELIOT
- ELIZABETH ELLIOT
- ELIZABETH HAN
- ELIZABETH HERNANDEZ
- LEGG MAON GLOBAL ASSET MANAGEMENT
- LEGG MASON
- LEGG MASON & CO
- LEGG MASON & CO LLC
- LEGG MASON & CO. LLC (CLEARBRIDGE)
- LEGG MASON & CO., INC.
- LEGG MASON & CO., LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Legg Mason's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.56% | 7.76% | -5.20 pp |
| Fidelity bond gap | 5 | 12.82% | 26.94% | -14.12 pp |
| Late contributions | 12 | 30.77% | 1.71% | +29.06 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 9 | 23.08% | 1.76% | +21.32 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Legg Mason. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on Legg Mason's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Baldwin Moffitt Behm LLP | 1 | 2.6% |
| Kelley Law Group | 1 | 2.6% |
| Morgan Lewis & Bockius LLP | 1 | 2.6% |
| Schwartz Steinsapir Dohrmann | 1 | 2.6% |
| Seyfarth Shaw LLP | 1 | 2.6% |
| Slevin & Hart PC | 1 | 2.6% |
| Trivella & Forte LLP | 1 | 2.6% |