Kennedy Capital Management
advisor12 known aliases resolved via the canonical alias map
Market position · 2024
Plans served7-1 YoYRank #1936 of mapped providers
Assets under administration$3.9B0.0%Market share · rank #2146
Fees received$1MMedian $161,329/planSum across Schedule C direct + indirect
Net wins YoY+01 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Kennedy Capital Management plan look like?
Service mix · median fees per plan
Count of plans where Kennedy Capital Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by planCode 28 | 6 | $247,880 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 |
Competitor overlap
Percent of Kennedy Capital Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Kennedy Capital Management.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Kennedy Capital Management; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CONSTRUCTION INDUSTRY LABORERS PENSION FUNDMO · 436060737-001 | $1.1B | 14,224 | $161,329 | 5y | - |
AMERIPRISE FINANCIAL, INC.MN · 133180631-002 | $881M | 9,405 | $334,430 | 9y | - |
GROUP HEALTH PLAN, INC.MN · 410797853-001 | $819M | 3,740 | $397,027 | 9y | - |
TRUSTEES, PLUMBERS' & PIPEFITTERS' LOCAL PENSION FUNDMO · 430759836-001 | $818M | 5,866 | $378,277 | 10y | - |
TRANSIT MANAGEMENT OF SOUTHEAST LOUISIANA, INC.LA · 720956036-001 | $180M | 1,568 | $68,625 | 10y | - |
TRUSTEES - SHEET METAL WORKERS LOCAL NO. 177 PENSION FUNDTN · 626093256-001 | $76M | 1,215 | $10,642 | 10y | - |
BOARD OF TRUSTEES-BOILERMAKERS LOCAL LODGE NO. 5 ANNUITY FUNDNY · 516129775-001 | $54M | 886 | $0 | 4y | - |
Flag exposure
85.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (12)
Raw Schedule C names collapsed into Kennedy Capital Management.
- DOUBLELINE INVESTMENTS
- DOUBLELINE OPP. INC. MASTER FD LP
- DOUBLELINE OPPORTUNISTIC FUND LTD
- DOUBLELINE OPPORTUNISTIC FUND LTD.
- KENNEDY
- KENNEDY CAPITAL
- KENNEDY CAPITAL MANAGEMENT
- KENNEDY CAPITAL MANAGEMENT INC
- KENNEDY CAPITAL MANAGEMENT INC.
- KENNEDY CAPITAL MANAGEMENT LLC
- KENNEDY CAPITAL MANAGEMENT, INC
- KENNEDY CAPITAL MANAGEMENT, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Kennedy Capital Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Kennedy Capital Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Kennedy Capital Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Arnold Newbold Sollars & Hollins PC | 1 | 14.3% |
| Barnes, Iaccarino & Sheperd LLP | 1 | 14.3% |
| Branstetter Stranch & Jennings | 1 | 14.3% |
| Gould Kobrick & Schlapp PC | 1 | 14.3% |
| Greensfelder, Hemker & Gale, P.C. | 1 | 14.3% |
| Hartnett Reyes-Jones LLC | 1 | 14.3% |