Institutional Investment Consulting
advisor4 known aliases resolved via the canonical alias map
Market position · 2024
Plans served25-4 YoYRank #719 of mapped providers
Assets under administration$8.7B0.0%Market share · rank #1369
Fees received$955,755Median $29,399/planSum across Schedule C direct + indirect
Net wins YoY-43 won · 7 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Institutional Investment Consulting plan look like?
Service mix · median fees per plan
Count of plans where Institutional Investment Consulting ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 14 | $20,000 | |
Investment advisory (plan); Other fees; Direct payment from the plan; Consulting (general)Code 16 | 5 | $35,000 | |
Other feesCode 99 | 4 | $28,225 | |
Accounting (including auditing); Consulting feesCode 10 | 1 | $50,000 | |
Other fees; Other servicesCode 49 | 1 | $13,750 |
Competitor overlap
Percent of Institutional Investment Consulting's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Institutional Investment Consulting.
| Sponsor | From | Assets |
|---|---|---|
NATIONAL TELECOMMUNICATIONS COOPERATIVE ASSOCIATIONVA · 520741336-333 | FORVIS | $2.5B |
CGB ENTERPRISES, INC.LA · 721239162-002 | Empower | $335M |
EASTERN ENGINEERED WOOD PRODUCTS, INC.PA · 232941528-001 | Voya | $13M |
Plans lost in 2024
Appeared last year under Institutional Investment Consulting; not this year.
| Sponsor | To | Assets |
|---|---|---|
SABIC INNOVATIVE PLASTICS US LLCTX · 331169273-005 | Strategic Advisers | $635M |
GCP APPLIED TECHNOLOGIESPA · 473936076-123 | Fidelity Investments | $137M |
INDEPENDENT BANK CORPORATIONMI · 382032782-003 | Principal | $89M |
HERBERT, ROWLAND & GRUBIC, INC.PA · 231609730-001 | Smith Moore & Co. | $46M |
LINDEFL · 262040986-002 | Fidelity Investments | $41M |
OCEUS NETWORKS, LLCVA · 251744631-001 | Empower | $23M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
LINDE INC.CT · 061249050-334 | $2.9B | 16,219 | $61,500 | 10y | 1 |
NATIONAL TELECOMMUNICATIONS COOPERATIVE ASSOCIATIONVA · 520741336-333 | $2.5B | 15,848 | $20,000 | 1y | - |
BOARD OF DIRECTORS OF THE IBEW LOCALS' SAVING & RETIREMENT GROUP TRUSTNY · 271722149-023 | $742M | 2,667 | $110,000 | 3y | 1 |
BOISE CASCADE COMPANYID · 201496201-010 | $740M | 4,910 | $50,803 | 5y | - |
ENSIGN SERVICES, INC.CA · 113645368-001 | $374M | 44,562 | $60,000 | 7y | 1 |
CGB ENTERPRISES, INC.LA · 721239162-002 | $335M | 2,421 | $157,000 | 1y | - |
INTERNATIONAL TRANSMISSION COMPANYMI · 810596181-002 | $149M | 976 | $50,000 | 10y | - |
BOISE CASCADE COMPANYID · 201496201-030 | $146M | 2,485 | $29,399 | 6y | 1 |
HOSPITAL FOR SPECIAL CARECT · 060646766-004 | $118M | 1,579 | $34,565 | 10y | - |
FN AMERICA LLCVA · 202006285-002 | $100M | 695 | $45,000 | 10y | - |
Flag exposure
60.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (4)
Raw Schedule C names collapsed into Institutional Investment Consulting.
- D.E. SHAW INV MGMT LLC
- INSTITUTIONAL INVESTMENT CONSULTIN
- INSTITUTIONAL INVESTMENT CONSULTING
- INSTITUTIONAL INVESTMENT COUNSULTIN
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Institutional Investment Consulting's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 8.00% | 1.71% | +6.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 16.00% | 1.76% | +14.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Institutional Investment Consulting. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Institutional Investment Consulting's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Groom Law Group, Chartered | 4 | 16.0% |
| Shumaker Loop & Kendrick LLP | 1 | 4.0% |