Independent Advisor Alliance
advisor8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served16Rank #1043 of mapped providers
Assets under administration$4.0B0.0%Market share · rank #2139
Fees received$670,094Median $19,335/planSum across Schedule C direct + indirect
Net wins YoY+02 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Independent Advisor Alliance plan look like?
Service mix · median fees per plan
Count of plans where Independent Advisor Alliance ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 7 | $14,965 | |
Investment advisory (plan); Consulting (pension); Direct payment from the planCode 17 | 3 | $40,584 | |
Investment advisory (participants); Direct payment from the planCode 26 | 3 | $12,632 | |
Other services; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Recordkeeping fees; Other fees; Trustee (bank, trust company, or similar financial institution)Code 15 | 2 | $32,696 | |
Investment advisory (plan); Consulting (general)Code 16 | 1 | $90,000 |
Competitor overlap
Percent of Independent Advisor Alliance's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Independent Advisor Alliance.
| Sponsor | From | Assets |
|---|---|---|
ASSOCIATED UROLOGISTS OF NORTH CAROLINA, P.A.NC · 272528143-001 | Charles Schwab | $21M |
COYNE STAFFING LLCMI · 463587689-001 | Oliver Lagore Vanvalin Investment | $7M |
Plans lost in 2024
Appeared last year under Independent Advisor Alliance; not this year.
| Sponsor | To | Assets |
|---|---|---|
PREMIER RESOURCES, LLCMI · 383464874-003 | Fidelity Investments | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
NETJETS AVIATION, INC.OH · 310682096-001 | $2.5B | 4,530 | $279,505 | 6y | 1 |
STV GROUP, INC.PA · 231698231-004 | $930M | 4,643 | $12,632 | 3y | 1 |
AGC OF AMERICA, SD CHAPTER, INC. 401(K) PROFIT SHARING PLANCA · 951951119-002 | $171M | 4,403 | $8,925 | 5y | 1 |
SOUTHEASTERN CONTAINER, INC.NC · 561336585-001 | $83M | 588 | $90,000 | 8y | - |
QUALITY OIL COMPANY, LLCNC · 560369080-002 | $70M | 1,765 | $14,965 | 3y | - |
CHATHAM SERVICE BUREAU, INC.GA · 580958295-001 | $57M | 448 | $41,765 | 2y | - |
CAROLINA BIOLOGICAL SUPPLY COMPANYNC · 560364367-001 | $53M | 607 | $40,584 | 3y | 1 |
WIKOFF COLOR CORPORATIONSC · 560633683-001 | $43M | 466 | $14,969 | 3y | 1 |
EMS-CHEMIE (NORTH AMERICA) INCSC · 570703806-001 | $24M | 185 | $14,339 | 3y | - |
STEVENS AEROSPACE AND DEFENSE SYSTEMS, LLCSC · 823002064-001 | $20M | 465 | $9,300 | 3y | 1 |
Flag exposure
87.5%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into Independent Advisor Alliance.
- CUTWATER
- CUTWATER ASSET MANAGEMENT
- CUTWATER ASSET MANAGEMENT CORP.
- INDEPENDENT ADVISOR ALLIANCE
- INDEPENDENT ADVISOR ALLIANCE L
- INDEPENDENT ADVISOR ALLIANCE LLC
- INDEPENDENT ADVISOR ALLIANCE, LLC
- INDEPENDENT ADVISOR ALLIANCEHTTPS/
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Independent Advisor Alliance's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 6.25% | 7.76% | -1.51 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 3 | 18.75% | 1.71% | +17.04 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 25.00% | 1.76% | +23.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Independent Advisor Alliance. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Independent Advisor Alliance's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Frost Brown Todd LLC | 1 | 6.3% |