Guggenheim Partners Investment Management
advisor15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served6Rank #2301 of mapped providers
Assets under administration$19.4B0.0%Market share · rank #699
Fees received$835,134Median $59,940/planSum across Schedule C direct + indirect
Net wins YoY+00 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Guggenheim Partners Investment Management plan look like?
Service mix · median fees per plan
Count of plans where Guggenheim Partners Investment Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid indirectly by planCode 28 | 5 | $0 | |
Investment management fees paid directly by planCode 51 | 1 | $119,879 |
Competitor overlap
Percent of Guggenheim Partners Investment Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Guggenheim Partners Investment Management.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Guggenheim Partners Investment Management; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | $15.0B | 311,750 | $591,938 | 5y | - |
BOARD OF TRUSTEES, LOCALS 302 & 612 OF THE IUOE -WA · 916028571-001 | $3.3B | 19,582 | $119,879 | 10y | - |
BOARD OF TRUSTEES, EDISON PENSION TRUSTOR · 936061681-001 | $1.0B | 8,208 | $123,317 | 3y | - |
ADVANCED RADIOLOGY SERVICES, P.C.MI · 383380785-002 | $18M | 143 | $0 | 4y | - |
COMMUNITY RESOURCES FOR INDEPENDENCE, INC.PA · 251640170-001 | $12M | 461 | $0 | 8y | 1 |
MCGILL, POWER, BELL & ASSOCIATES, LLPPA · 251031405-001 | $12M | 141 | $0 | 3y | 1 |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into Guggenheim Partners Investment Management.
- COMMONWELATH EQUITY SERVICES, INC.
- COMMONWELATH FINANCIAL NETWORK
- COMMUNE HOTELS AND RESORTS LLC
- COMMUNICATION PARTNERS, INC
- COMMUNICATION RESOURCE GROUP, INC.
- GUGGENHEIM
- GUGGENHEIM INVESTMENTS
- GUGGENHEIM PARTNERS INV. MGMT, LLC
- GUGGENHEIM PARTNERS INVEST MGMT LLC
- GUGGENHEIM PARTNERS INVESTMENT MANA
- GUGGENHEIM PARTNERS INVESTMENT MGMN
- GUGGENHEIM PARTNERS INVESTMENT MGMT
- GUGGENHEIM PARTNERS INVST MGMT LLC
- GUGGENHEIM PARTNERS INVTMT MGMT LLC
- GUGGENHEIM PARTNERS MANAGEMENT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Guggenheim Partners Investment Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 16.67% | 1.71% | +14.95 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 16.67% | 1.76% | +14.91 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Guggenheim Partners Investment Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Guggenheim Partners Investment Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Barlow Coughran Morales & Josephson | 1 | 16.7% |
| Brownstein Rask | 1 | 16.7% |
| Proskauer Rose LLP | 1 | 16.7% |
| Turner, Stoeve & Gagliardi, P.S. | 1 | 16.7% |