FSC Securities Corporation
broker23 known aliases resolved via the canonical alias map
Market position · 2024
Plans served17-26 YoYRank #887 of mapped providers
Assets under administration$6.4B0.0%Market share · rank #1533
Fees received$1MMedian $2,522/planSum across Schedule C direct + indirect
Net wins YoY-234 won · 27 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical FSC Securities Corporation plan look like?
Service mix · median fees per plan
Count of plans where FSC Securities Corporation ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other services; Other feesCode 49 | 6 | $0 | |
Investment advisory (plan)Code 27 | 4 | $22,726 | |
Other feesCode 99 | 2 | $3,317 | |
Consulting (general)Code 16 | 1 | $27,862 | |
Consulting (pension); Investment advisory (participants); Investment advisory (plan); Investment managementCode 17 | 1 | $0 | |
Investment advisory (participants); Investment advisory (plan); Investment management fees paid indirectly by planCode 26 | 1 | $3,961 | |
Investment management; Investment management fees paid directly by planCode 28 | 1 | $144,432 | |
Employee (plan); Direct payment from the planCode 30 | 1 | $350,189 |
Competitor overlap
Percent of FSC Securities Corporation's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under FSC Securities Corporation.
| Sponsor | From | Assets |
|---|---|---|
BALLAD HEALTHTN · 611771290-001 | Lincoln Financial | $616M |
RICHARDSON KONTOGOURIS EMERSON LLPCA · 010871934-001 | (new plan) | $21M |
WACO TRANSIT SYSTEMS, INC.TX · 741878112-001 | Baker Tilly US, LLP | $2M |
AUDRIK INC.MI · 800347493-001 | (new plan) | $1M |
Plans lost in 2024
Appeared last year under FSC Securities Corporation; not this year.
| Sponsor | To | Assets |
|---|---|---|
PROFESSIONAL CONTRACT SERVICES, INC.TX · 742786094-001 | Transamerica | $49M |
STRATA-G, LLCTN · 010712797-001 | OSAIC Wealth | $32M |
RATP DEV NORTH AMERICATX · 751626932-002 | Principal | $30M |
TANDIGM PHYSICIAN SERVICES, LLCPA · 852543447-001 | OSAIC Wealth | $25M |
FOUNDATION TO SUPPORT ANIMAL PROTECTIONVA · 521842274-001 | OSAIC Wealth | $23M |
ROOSEVELT, INC.PA · 232321666-001 | Stalker & Associates | $15M |
PENNSYLVANIA COUNSELING SERVICES, INC.PA · 251776663-001 | OSAIC Wealth | $13M |
AMERICAN EAGLE PROTECTIVE SERVICES CORPORATIONTX · 421606508-101 | World Investment Advisors LLC | $11M |
CHARLOTTE BEHAVIORAL HEALTH CARE, INC.FL · 591234922-001 | Iron Fiduciary | $10M |
LIVINITI INTERMEDIATE II, LLCLA · 845140855-001 | Royal Alliance Associates Inc. | $10M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES-NEW YORK STATE NURSES ASSOCIATION PENSION PLANNY · 136604799-001 | $5.9B | 46,491 | $700,377 | 10y | - |
INTEGRIS HEALTH, INC.OK · 731192764-001 | $423M | 5,696 | $144,432 | 7y | - |
BLACK'S TIRE SERVICE, INC.NC · 570828077-001 | $33M | 968 | $81,954 | 10y | - |
HORMANN LLCIL · 204330294-001 | $29M | 1,010 | $27,862 | 10y | - |
RICHARDSON KONTOGOURIS EMERSON LLPCA · 010871934-001 | $21M | 166 | $42,890 | 1y | - |
EVERGREEN RETIREMENT COMMUNITY, INC.WI · 391081800-001 | $12M | 437 | $6,587 | 8y | - |
LITTLE TRAVERSE BAY BANDS OF ODAWAMI · 383376548-001 | $12M | 365 | $47 | 6y | 1 |
RIZZIERI MANAGEMENT CO. , INC.NJ · 223266937-001 | $8M | 194 | $7,921 | 10y | - |
PARTICLE DYNAMICS INTERNATIONAL,MO · 272584419-001 | $7M | 159 | $0 | 2y | - |
SPENCER OGDENTX · 452263819-001 | $7M | 433 | $0 | 2y | 2 |
Flag exposure
94.1%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (23)
Raw Schedule C names collapsed into FSC Securities Corporation.
- CHICK-FIL-A
- CHICKASAW
- CHICKASAW CAPITAL MANAGEMENT LLC
- CHICKASAW CAPITAL MANAGEMENT, LLC
- CHICO WEALTH
- CHICO WEALTH RIA INC. DBA THE O'DON
- CHIEF EXECUTIVE OFFICER
- CHIEF INVESTMENT OFFICER
- CHIEF INVESTMENT OFFICER (APR-DEC)
- FSC SECURITIES
- FSC SECURITIES (AIG RELATED)
- FSC SECURITIES COPORATION
- FSC SECURITIES CORP
- FSC SECURITIES CORP.
- FSC SECURITIES CORP/OSAIC WEALTH
- FSC SECURITIES CORPOARTION
- FSC SECURITIES CORPOR
- FSC SECURITIES CORPORATION
- FSC SECURITIES INC FBO MATTHEW
- FSC SECURITIES, INC
- FSC SECURITIES, INC.
- FSC SECURTIES CORP
- STEVEN CASE (FSC)
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for FSC Securities Corporation's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 4 | 23.53% | 26.94% | -3.41 pp |
| Late contributions | 1 | 5.88% | 1.71% | +4.17 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 23.53% | 1.76% | +21.77 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with FSC Securities Corporation. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on FSC Securities Corporation's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Advised Assets Group, LLC | 1 | 5.9% |
| Alliance Pension Consultants LLC | 1 | 5.9% |
| Alliant Insurance Services | 1 | 5.9% |
| American Century | 1 | 5.9% |
| Arrowstreet Capital | 1 | 5.9% |
| Artisan Funds | 1 | 5.9% |
| Barings | 1 | 5.9% |
| Brandywine Global Investment | 1 | 5.9% |
| Copeland Capital Management LLC | 1 | 5.9% |
| Corbin Capital Partners LP | 1 | 5.9% |