Forum Financial Management
advisor3 known aliases resolved via the canonical alias map
Market position · 2024
Plans served5-2 YoYRank #2593 of mapped providers
Assets under administration$12.4B0.0%Market share · rank #1020
Fees received$87,730Median $12,758/planSum across Schedule C direct + indirect
Net wins YoY-22 won · 4 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Forum Financial Management plan look like?
Service mix · median fees per plan
Count of plans where Forum Financial Management ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Investment advisory (participants)Code 26 | 2 | $9,898 | |
Investment advisory (plan); Direct payment from the planCode 27 | 2 | $12,792 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Recordkeeping fees; Other fees; Direct payment from the plan; Trustee (bank, trust company, or similar financial institution)Code 15 | 1 | $42,352 |
Competitor overlap
Percent of Forum Financial Management's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Forum Financial Management.
| Sponsor | From | Assets |
|---|---|---|
AMBULATORY MANAGEMENT SOLUTIONS,IL · 451157458-001 | (new plan) | $21M |
Plans lost in 2024
Appeared last year under Forum Financial Management; not this year.
| Sponsor | To | Assets |
|---|---|---|
CENTRAL VIRGINIA DENTAL CARE, PLCVA · 813793901-001 | Wellington Consulting Services | $86M |
WEST SUBURBAN BANKIL · 362481667-002 | (new plan) | $64,246 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
ADVOCATE AURORA HEALTH, INCWI · 824184596-004 | $10.5B | 103,145 | $7,037 | 4y | 1 |
MCDERMOTT WILL & EMERY LLPIL · 361453176-005 | $1.4B | 3,180 | $12,758 | 8y | 2 |
TRINITY HEALTH CORPORATIONMI · 351443425-010 | $361M | 6,687 | $7,986 | 1y | - |
ADVISORTRUST, INC.SD · 464091337-002 | $157M | 5,728 | $17,597 | 3y | 1 |
AMBULATORY MANAGEMENT SOLUTIONS,IL · 451157458-001 | $21M | 271 | $42,352 | 1y | - |
Flag exposure
80.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (3)
Raw Schedule C names collapsed into Forum Financial Management.
- FORUM FINANCIAL MANAGEMENT LP
- FORUM FINANCIAL MANAGEMENT, LLC
- FORUM FINANCIAL MANAGEMENT, LP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Forum Financial Management's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 20.00% | 1.71% | +18.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 60.00% | 1.76% | +58.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Forum Financial Management. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Forum Financial Management's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Faegre Drinker Biddle & Reath LLP | 1 | 20.0% |