Flexible Plan Investments, Ltd
advisor13 known aliases resolved via the canonical alias map
Market position · 2024
Plans served17-3 YoYRank #1012 of mapped providers
Assets under administration$47.2B0.1%Market share · rank #345
Fees received$215,791Median $9,277/planSum across Schedule C direct + indirect
Net wins YoY-31 won · 4 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Flexible Plan Investments, Ltd plan look like?
Service mix · median fees per plan
Count of plans where Flexible Plan Investments, Ltd ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (participants); Direct payment from the planCode 26 | 9 | $12,071 | |
Direct payment from the plan; Employee (plan)Code 30 | 2 | $8,127 | |
Other feesCode 99 | 2 | $1,011 | |
Investment advisory (plan)Code 27 | 1 | $13,937 | |
Investment management; Direct payment from the planCode 28 | 1 | $48,197 | |
Consulting feesCode 70 | 1 | $9,277 | |
Securities brokerage commissions and feesCode 71 | 1 | $8,685 |
Competitor overlap
Percent of Flexible Plan Investments, Ltd's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Flexible Plan Investments, Ltd.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Flexible Plan Investments, Ltd; not this year.
| Sponsor | To | Assets |
|---|---|---|
APPLE INC.CA · 942404110-001 | Financial Engines Advisors LLC | $19.8B |
UNITED AIRLINES, INC.IL · 742099724-202 | Robertson Stephens Wealth Management | $14.4B |
PLUMBERS & STEAMFITTERS LOCAL UNION NO. 102TN · 626077945-001 | RENEE ASHWORTH | $83M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | $9.2B | 86,817 | $21,843 | 10y | 1 |
YALE UNIVERSITYCT · 060646973-001 | $8.3B | 25,753 | $48,197 | 5y | 1 |
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | $7.9B | 12,335 | $20,094 | 8y | 1 |
INTERMOUNTAIN HEALTH CARE, INC.UT · 870269232-002 | $6.8B | 86,655 | $16,000 | 7y | - |
BVH, INC.KS · 471888435-002 | $3.0B | 10,517 | $12,071 | 1y | 1 |
PENN STATE HEALTHPA · 473769205-001 | $2.9B | 22,033 | $1,523 | 4y | 1 |
WELLSPAN HEALTHPA · 222517863-005 | $2.6B | 27,878 | $8,685 | 5y | 1 |
SKYWEST, INC.UT · 870292166-001 | $1.4B | 18,854 | $5,895 | 4y | 1 |
MAYER BROWN LLPIL · 361447220-004 | $1.2B | 3,355 | $16,231 | 7y | 1 |
BRD OF TTEES UFCW LOCAL ONE PENSION FUNDNY · 166144007-001 | $968M | 18,198 | $11,241 | 5y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (13)
Raw Schedule C names collapsed into Flexible Plan Investments, Ltd.
- CHARLE SCHWAB TRUST COMPANY
- CHARLENE BROCCOLI
- CHARLENE CHURCH
- CHARLENE HELTON
- FLEXIBLE PLAN - INVEST MANAGEMENT
- FLEXIBLE PLAN INVESTMENT LTD
- FLEXIBLE PLAN INVESTMENT, LTD
- FLEXIBLE PLAN INVESTMENTS
- FLEXIBLE PLAN INVESTMENTS LTD
- FLEXIBLE PLAN INVESTMENTS LTD.
- FLEXIBLE PLAN INVESTMENTS, LTD
- FLEXIBLE PLAN INVESTMENTS, LTD.
- FLEXIBLE PLAN INVESTMENTS,LTD
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Flexible Plan Investments, Ltd's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 6 | 35.29% | 1.71% | +33.58 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 9 | 52.94% | 1.76% | +51.18 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Flexible Plan Investments, Ltd. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Flexible Plan Investments, Ltd's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Slevin & Hart PC | 2 | 11.8% |
| Meranze Katz & Gaudioso PC | 1 | 5.9% |
| Stoel Rives LLP | 1 | 5.9% |
| William Rothberg, P.C. | 1 | 5.9% |